13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 361 holding rows worth $275,416,000.
- Accession
- 0001398344-22-003021
- Filer
- CIK 1509510
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 361 entries on the cover page, a total value of $275,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $275,418,000 with VALUE read as thousands by filing date, 13F file number 028-14375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,725,128 | $29,949,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,508,212 | $20,482,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 180,055 | $8,027,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 524,636 | $7,455,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 822,020 | $7,110,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 251,677 | $6,521,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 165,757 | $6,455,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 494,040 | $6,363,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 386,522 | $6,180,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 61,874 | $5,710,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 1,056,444 | $4,775,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 228,877 | $4,452,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 309,198 | $4,418,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 233,153 | $4,348,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 314,225 | $4,321,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 230,868 | $4,306,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 95,942 | $4,241,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 266,554 | $4,084,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 230,222 | $3,928,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 222,725 | $3,853,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 292,346 | $3,786,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 361,052 | $3,683,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 446,759 | $3,445,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 218,316 | $3,373,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 261,493 | $3,352,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 150,528 | $3,333,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 169,437 | $3,289,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 246,549 | $3,287,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 224,391 | $3,141,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 185,920 | $2,997,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 100,890 | $2,964,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 158,805 | $2,963,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 215,870 | $2,932,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 156,835 | $2,872,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 517,601 | $2,864,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 176,451 | $2,832,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 259,544 | $2,811,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 200,211 | $2,759,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 182,681 | $2,757,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 107,889 | $2,675,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 27,169 | $2,536,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 30,814 | $2,528,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 101,885 | $2,450,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 132,025 | $2,416,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 107,917 | $2,261,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 141,972 | $2,159,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,000 | $1,762,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 77,117 | $1,734,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 96,418 | $1,710,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,250 | $1,674,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 80,047 | $1,614,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,633 | $1,510,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 220,645 | $1,496,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 54,596 | $1,469,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12,500 | $1,452,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 276,120 | $1,447,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,600 | $1,361,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 48,536 | $1,355,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 53,943 | $1,178,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 17,638 | $1,161,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 172,121 | $1,160,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,745 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 12,835 | $1,098,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 21,358 | $1,091,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 50,742 | $1,042,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $1,038,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 49,717 | $1,031,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13,110 | $1,019,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,919 | $998,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 68,037 | $972,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 16,956 | $847,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 34,911 | $843,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 37,414 | $774,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 8,330 | $728,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 73,894 | $658,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,280 | $641,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 56,290 | $639,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 42,870 | $624,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 28,200 | $618,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 59,765 | $616,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 137 | $539,000 | thousands by filing date | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 29,265 | $538,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 18,104 | $536,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,612 | $436,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,850 | $435,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 17,934 | $434,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,968 | $403,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,559 | $353,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 25,049 | $351,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 25,990 | $344,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 20,429 | $326,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,269 | $325,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 21,237 | $309,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 12,751 | $293,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $239,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,048 | $233,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 5,537 | $232,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 24,888 | $222,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,830 | $217,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 7,284 | $201,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 12,031 | $200,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 37,230 | $190,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 10,537 | $185,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 642 | $177,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 700 | $157,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 4,504 | $149,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4,197 | $148,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,000 | $142,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 8,889 | $142,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,106 | $140,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 5,875 | $139,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 8,002 | $125,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 7,034 | $116,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 225 | $113,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,244 | $109,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 7,663 | $108,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $107,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 869 | $107,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,700 | $106,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,035 | $106,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 220 | $104,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,286 | $98,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 699 | $95,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 251 | $90,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 749 | $84,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,494 | $84,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,984 | $84,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,710 | $80,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $78,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 7,562 | $73,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,367 | $68,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,250 | $68,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 61 | $64,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,604 | $63,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,197 | $63,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,997 | $61,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,193 | $59,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,196 | $56,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 4,000 | $55,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 162 | $54,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,842 | $49,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 531 | $48,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 713 | $48,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 6,009 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,389 | $45,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 367 | $44,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 4,915 | $44,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 191 | $43,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 8,352 | $41,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 393 | $40,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 3,297 | $40,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,373 | $37,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 53 | $35,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,061 | $34,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 8,571 | $34,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 209 | $33,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,000 | $31,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9 | $30,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 400 | $30,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,192 | $30,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 893 | $30,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 34 | $27,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9 | $26,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 63 | $26,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 76 | $26,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 383 | $26,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 132 | $22,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 24 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $19,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,859 | $19,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 242 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,422 | $18,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 12,000 | $17,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 45 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,704 | $16,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 226 | $15,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 89 | $15,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 94 | $15,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50 | $15,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 10,248 | $15,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 6,044 | $15,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 219 | $14,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 713 | $14,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,276 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 43 | $13,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 51 | $13,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 22 | $13,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 70 | $13,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 64 | $13,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 221 | $13,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 68 | $12,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9 | $12,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 61 | $12,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $12,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 3,331 | $12,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 54 | $11,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 42 | $11,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 64 | $11,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 98 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16 | $11,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 80 | $11,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 36 | $11,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 73 | $10,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 97 | $10,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 59 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 45 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 690 | $10,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50 | $10,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 529 | $10,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 277 | $10,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 678 | $10,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 10,000 | $10,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15 | $9,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 77 | $9,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 45 | $9,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 22 | $9,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 178 | $9,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 37 | $9,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 100 | $9,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 15 | $9,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 719 | $9,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 450 | $9,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 44 | $8,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 64 | $8,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 49 | $8,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 142 | $8,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 265 | $8,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 332 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 111 | $8,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 64 | $8,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 120 | $8,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 135 | $8,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 32 | $8,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 20 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 46 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30 | $7,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21 | $7,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 44 | $7,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 8 | $7,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 188 | $7,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 42 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 451 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 110 | $7,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 114 | $6,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 29 | $6,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 112 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 62 | $6,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 30 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 60 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 22 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 889 | $6,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 617 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 768 | $6,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 5,099 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9 | $5,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22 | $5,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 8 | $5,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 29 | $5,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 36 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8 | $5,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 60 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 22 | $5,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 75 | $5,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 802 | $5,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 516 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 46 | $5,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12 | $5,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 104 | $5,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 756 | $5,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 15 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 337 | $5,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 190 | $5,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 4,529 | $5,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 561 | $5,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 7,000 | $5,000 | thousands by filing date | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 2,399 | $5,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 5,000 | $5,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22 | $4,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 29 | $4,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 138 | $4,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 77 | $4,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 112 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 50 | $4,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 68 | $4,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 55 | $4,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 12 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 46 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 34 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 40 | $4,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 44 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 100 | $4,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 15 | $4,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 132 | $4,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 39 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 31 | $4,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 73 | $4,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 238 | $4,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 47 | $4,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 24 | $4,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 197 | $4,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 6,315 | $4,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 2,000 | $4,000 | thousands by filing date | |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 390 | $4,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 3,000 | $4,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 4,597 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8 | $3,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 31 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 297 | $3,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 45 | $3,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 38 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 25 | $3,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 445 | $3,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 105 | $3,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 74 | $3,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 66 | $3,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 16 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 54 | $3,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 321 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 27 | $3,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 85 | $3,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30 | $3,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 8 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4 | $3,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 22 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 162 | $3,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 1,319 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 34 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 80 | $2,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 50 | $2,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 65 | $2,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 5 | $2,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 24 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12 | $2,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 5 | $2,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 77 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 41 | $2,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 58 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 18 | $2,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 22 | $2,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 59 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 38 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 36 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 83 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 76 | $2,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 335 | $2,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 12,738 | $2,000 | thousands by filing date | |
| RTS/SPECIAL OPPORTUNITIES FUND, INC. EXP12/31/2099 | 84741T138 | COM | 40,691 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 42 | $1,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 44 | $1,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 55 | $1,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 38 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-003021 | this filing | 2022-02-14 | acceptance time not in the bulk data set |