13F-HR filed by OXFORD FINANCIAL GROUP, LTD. LLC
OXFORD FINANCIAL GROUP, LTD. LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 272 holding rows worth $889,869,000.
- Accession
- 0001398344-22-002563
- Filer
- CIK 1245862
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 272 entries on the cover page, a total value of $889,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,873,000 with VALUE read as thousands by filing date, 13F file number 028-17623. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerParametric 028-04558
- reports for this filerHorizon Asset 028-06986
- reports for this filerNuance 028-13833
- reports for this filerSelect Equity 028-16000
- reports for this filerStifel Nicolaus Equity 028-06972
- reports for this filerTCW 028-06683
- reports for this filerW.H. Reaves 028-01347
- reports for this filerWinslow 028-03676
- reports for this filerWoodley Farra Manion 028-10031
- reports for this filerAristotle Capital Management 028-02634
- reports for this filerEdgewood Management 028-02602
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 574,183 | $138,631,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 644,872 | $117,251,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 186,936 | $67,166,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 888,457 | $66,563,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 210,333 | $58,098,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300,595 | $44,221,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 84,520 | $40,315,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 537,203 | $31,485,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 126,950 | $22,543,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,059 | $18,077,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 158,167 | $16,992,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 20,008 | $11,291,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,767 | $11,249,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 145,007 | $9,263,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 480,855 | $8,713,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 48,658 | $8,171,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 45,666 | $7,583,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,656 | $6,774,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 36,587 | $6,690,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,098 | $6,349,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 154,295 | $6,133,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 64,663 | $5,410,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,664 | $5,200,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 149,426 | $4,952,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,584 | $4,905,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 50,708 | $4,882,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 149,126 | $4,565,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,813 | $3,610,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,605,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 66,636 | $3,596,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 156,339 | $3,402,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 67,842 | $3,355,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 989 | $3,299,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,016 | $3,003,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60,512 | $2,956,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 26,979 | $2,953,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,062 | $2,627,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,359 | $2,362,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 15,020 | $2,277,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,699 | $2,153,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,272 | $2,121,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,168 | $2,108,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 7,218 | $2,003,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 18,347 | $1,963,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 657 | $1,902,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30,518 | $1,870,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,176 | $1,803,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,473 | $1,798,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,880 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 22,013 | $1,732,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,095 | $1,692,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 19,544 | $1,676,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 21,341 | $1,590,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,605 | $1,504,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,768 | $1,500,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 21,106 | $1,473,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 23,361 | $1,450,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,875 | $1,443,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 4,787 | $1,439,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 233,265 | $1,409,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 168,006 | $1,383,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,769 | $1,335,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,175 | $1,318,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 15,571 | $1,307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 4,021 | $1,303,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,002 | $1,245,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,722 | $1,227,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,117 | $1,225,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,367 | $1,217,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,756 | $1,209,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,498 | $1,200,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,639 | $1,196,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,254 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,113 | $1,148,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,027 | $1,140,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 11,348 | $1,139,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 390 | $1,129,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,844 | $1,095,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 10,566 | $1,085,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,642 | $1,066,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,573 | $1,023,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,957 | $1,013,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,653 | $991,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,420 | $991,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,570 | $987,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 33,639 | $929,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,559 | $888,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,358 | $873,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,802 | $856,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,495 | $851,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,322 | $844,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,281 | $834,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,919 | $823,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,348 | $773,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 98,502 | $766,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,476 | $754,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,697 | $723,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 34,209 | $711,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,538 | $695,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,029 | $674,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,614 | $666,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,212 | $660,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 617 | $652,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,951 | $640,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,465 | $637,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 10,120 | $636,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,656 | $635,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,450 | $631,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,803 | $607,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,608 | $584,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 9,453 | $579,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,046 | $574,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,899 | $558,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,381 | $536,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 29,250 | $532,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,638 | $529,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,464 | $526,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,950 | $524,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,680 | $518,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,644 | $516,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,758 | $516,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,230 | $510,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 15,346 | $506,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,488 | $500,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,359 | $495,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,913 | $490,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,407 | $489,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,382 | $468,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,834 | $463,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,214 | $455,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,969 | $430,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,462 | $428,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 310 | $427,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,453 | $426,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,696 | $422,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,129 | $415,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,358 | $411,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,779 | $411,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,967 | $410,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,870 | $408,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,975 | $398,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,162 | $398,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 7,035 | $391,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,057 | $378,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,529 | $373,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,181 | $370,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,497 | $367,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,856 | $366,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,482 | $365,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 720 | $362,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,425 | $351,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,137 | $349,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,784 | $347,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,011 | $342,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,136 | $341,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,440 | $330,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 918 | $326,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,086 | $314,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,104 | $306,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,548 | $306,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,162 | $303,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,919 | $297,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,875 | $297,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 30,250 | $295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,950 | $291,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 10,219 | $290,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,162 | $289,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,606 | $282,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,554 | $282,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,825 | $267,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 769 | $266,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,354 | $263,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,427 | $260,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,015 | $256,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 776 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,519 | $247,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,109 | $247,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,589 | $245,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,381 | $243,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 960 | $241,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 3,552 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,268 | $237,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,050 | $237,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,551 | $236,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,051 | $232,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,767 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 989 | $224,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,239 | $220,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,809 | $218,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,000 | $217,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,750 | $215,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,052 | $212,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,928 | $205,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,292 | $204,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,400 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,500 | $204,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,933 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,600 | $203,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,070 | $202,000 | thousands by filing date | |
| ARK ETF TR | 00214Q880 | TRANSPARENCY ETF | 9,770 | $191,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,109 | $189,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,696 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,158 | $177,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,725 | $152,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,387 | $142,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,347 | $139,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 6,402 | $137,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,715 | $132,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,335 | $126,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,225 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 888 | $123,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 610 | $122,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,007 | $105,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,257 | $104,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,679 | $91,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,184 | $91,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 455 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,449 | $88,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 777 | $87,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 4,056 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 575 | $85,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 651 | $77,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,868 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 689 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 350 | $75,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 962 | $72,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 400 | $71,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 900 | $69,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 943 | $69,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,099 | $67,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 43,330 | $60,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 1,095 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,519 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,035 | $47,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 331 | $44,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 311 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 323 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 415 | $40,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 194 | $34,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 295 | $33,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,630 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,009 | $30,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 253 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 700 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 384 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 729 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 978 | $24,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 30,000 | $24,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 504 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 901 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 923 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 214 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 145 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 110 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 176 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 105 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 130 | $8,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 133 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 145 | $6,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 10,083 | $6,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 10,000 | $6,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 40 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 56 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 84 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 25 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9 | $1,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-002563 | this filing | 2022-02-10 | acceptance time not in the bulk data set |