13F-HR filed by Sage Mountain Advisors LLC
Sage Mountain Advisors LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-02, with 692 holding rows worth $833,636,000.
- Accession
- 0001398344-22-001868
- Filer
- CIK 1832274
- Filed
- 2022-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 924 entries on the cover page, a total value of $833,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $833,641,000 with VALUE read as thousands by filing date, 13F file number 028-20448. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthspring Capital LLC 028-20944
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUTOZONE INC COM | 053332102 | Stock | 108 | $226,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 435 | $225,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 744 | $224,000 | thousands by filing date | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N123 | UNIT 10/19/2026 | 22,300 | $223,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,176 | $222,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,754 | $219,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,358 | $217,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,809 | $216,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,819 | $215,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,000 | $215,000 | thousands by filing date | |
| FORBION EUROPEAN ACQUSTN COR | G3619H128 | UNIT 12/10/2026 | 21,500 | $215,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,528 | $214,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,406 | $211,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 20,900 | $209,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 20,500 | $209,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 20,700 | $208,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 19,373 | $206,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 206,000 | $204,000 | thousands by filing date | principal |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 20,556 | $203,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 20,000 | $201,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F205 | UNIT 04/15/2026 | 20,000 | $200,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,710 | $198,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 19,530 | $197,000 | thousands by filing date | |
| SAGALIAM ACQUISITION CORP | 78661R205 | UNIT 05/31/2028 | 19,650 | $197,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 180,000 | $196,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,507 | $195,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,320 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 5,561 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,200 | $193,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 18,730 | $193,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 19,600 | $192,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 18,262 | $190,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 197,000 | $189,000 | thousands by filing date | principal |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 18,830 | $188,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V122 | UNIT 99/99/9999 | 38,210 | $187,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,612 | $185,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 190,000 | $185,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 178,000 | $184,000 | thousands by filing date | principal |
| CARTESIAN GROWTH CORP | G19276107 | COM | 18,549 | $183,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,065 | $179,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J120 | UNIT 11/04/2026 | 17,300 | $176,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,603 | $175,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 17,400 | $175,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 16,940 | $171,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 16,800 | $165,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,901 | $162,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 16,000 | $160,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 176,000 | $158,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 15,750 | $158,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 15,900 | $158,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 15,560 | $157,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 15,620 | $156,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450207 | UNIT 11/17/2026 | 15,400 | $155,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 118,507 | $152,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 14,900 | $151,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,498 | $150,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 15,100 | $150,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,338 | $148,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 15,059 | $148,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 132,000 | $145,000 | thousands by filing date | principal |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 14,600 | $145,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 820 | $143,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 14,173 | $143,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 14,173 | $142,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 14,100 | $142,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,290 | $139,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,699 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 460 | $138,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,127 | $134,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 13,315 | $134,000 | thousands by filing date | |
| IJH | 464287507 | COM | 465 | $132,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 13,000 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,560 | $130,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 12,900 | $130,000 | thousands by filing date | |
| INFINT ACQUISITION CORP | G47862118 | UNIT 99/99/9999 | 12,910 | $129,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,384 | $128,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 13,050 | $127,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 12,000 | $122,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,803 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 709 | $118,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 11,724 | $117,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 11,141 | $114,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 10,993 | $110,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q200 | UNIT 99/99/9999 | 10,450 | $106,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 10,700 | $106,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 10,643 | $104,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450207 | UNIT 10/21/2026 | 10,400 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 890 | $103,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 970 | $103,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 10,189 | $101,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 90,000 | $100,000 | thousands by filing date | principal |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 10,126 | $99,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 10,000 | $98,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 83,000 | $97,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 210 | $84,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,001 | $81,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 55,953 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $77,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 70,000 | $76,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 458 | $75,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 637 | $75,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 702 | $74,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,390 | $71,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 139,366 | $69,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $68,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 109,469 | $68,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 13,804 | $67,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 77,000 | $66,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 851 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 565 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 715 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,842 | $59,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,619 | $58,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 500 | $57,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 37,654 | $53,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 44,591 | $53,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,500 | $52,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 377 | $51,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 664 | $50,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 40,000 | $50,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 532 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 569 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 152 | $45,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,109 | $44,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 4,300 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 548 | $39,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 3,905 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 175 | $36,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 53,560 | $36,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 39,119 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,228 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 200 | $33,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 39,468 | $33,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $31,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 780 | $31,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 51,192 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 202 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 328 | $28,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 177 | $27,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 21,451 | $27,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,167 | $26,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 22,149 | $26,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 18,522 | $25,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 10,000 | $24,000 | thousands by filing date | |
| PRENETICS GLOBAL LTD WT EXP 051827 | G0509L128 | Stock | 34,185 | $24,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 200 | $23,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 625 | $22,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 330 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 233 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 339 | $20,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 18,000 | $20,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 18,000 | $19,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 15,000 | $18,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,000 | $18,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 258 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223 | $17,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 195 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 284 | $16,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 246 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 271 | $15,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 500 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 300 | $13,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 112 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $11,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 129 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 164 | $10,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 340 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 273 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 147 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 150 | $9,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 838 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 265 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 600 | $8,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 12,786 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 213 | $7,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 6,183 | $6,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 600 | $6,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 39 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 33 | $4,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 83 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 35 | $3,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 37 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 21 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 40 | $1,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 15 | $1,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 1,574 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-001868 | this filing | 2022-02-02 | acceptance time not in the bulk data set |