13F-HR filed by Powell Investment Advisors, LLC
Powell Investment Advisors, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-14, with 131 holding rows worth $175,936,000.
- Accession
- 0001398344-22-000612
- Filer
- CIK 1802195
- Filed
- 2022-01-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 131 entries on the cover page, a total value of $175,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,935,000 with VALUE read as thousands by filing date, 13F file number 028-19815. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 273,544 | $22,887,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 127,195 | $19,923,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 83,461 | $13,859,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 41,007 | $12,017,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 82,909 | $10,164,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 91,884 | $7,244,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 17,703 | $7,043,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 126,236 | $6,244,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,389 | $5,505,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 127,794 | $5,039,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 37,184 | $4,551,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 36,293 | $4,182,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 112,031 | $3,236,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,737 | $2,633,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,726 | $2,082,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11,974 | $1,929,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 16,439 | $1,670,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 26,044 | $1,573,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 64,472 | $1,339,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 755 | $1,331,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 8,122 | $1,058,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,840 | $1,012,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,089 | $999,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,714 | $985,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16,885 | $977,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 52,373 | $939,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 58,316 | $939,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 60,860 | $880,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 20,042 | $843,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 10,203 | $796,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,219 | $746,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 8,326 | $745,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 32,227 | $732,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,215 | $731,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,521 | $714,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,305 | $702,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,664 | $682,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,718 | $679,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 50,179 | $674,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,389 | $673,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,328 | $645,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,251 | $627,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,345 | $597,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 34,525 | $590,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,698 | $586,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,033 | $545,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,755 | $525,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,295 | $522,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,397 | $513,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 50,500 | $507,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,495 | $492,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,561 | $466,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 13,762 | $451,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,063 | $447,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,924 | $428,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,960 | $424,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,721 | $419,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,350 | $408,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,727 | $403,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 952 | $395,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,170 | $394,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,073 | $379,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,210 | $378,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,118 | $378,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,206 | $367,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 22,638 | $366,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,922 | $351,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 105 | $350,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,536 | $346,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,773 | $339,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,445 | $333,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,170 | $328,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,688 | $320,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 36,255 | $307,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,950 | $305,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,369 | $303,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,183 | $300,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,849 | $289,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,016 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,273 | $285,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,109 | $279,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,557 | $279,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,662 | $277,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,573 | $276,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,111 | $272,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,826 | $272,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,600 | $268,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,637 | $259,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,879 | $254,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,846 | $247,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,731 | $245,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 848 | $234,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 160 | $234,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,820 | $232,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,855 | $232,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 73,300 | $222,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,673 | $217,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,472 | $217,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 599 | $213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,625 | $212,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,797 | $206,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,200 | $203,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,740 | $202,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,060 | $179,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,441 | $168,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,724 | $166,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,447 | $156,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 64,000 | $156,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 32,500 | $151,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 43,750 | $150,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,057 | $149,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 100 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,150 | $136,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 40,500 | $128,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 16,322 | $110,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,500 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 349 | $101,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 20,778 | $96,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 22,000 | $96,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,881 | $90,000 | thousands by filing date | |
| CYNGN INC | 23257B107 | COM | 18,779 | $85,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 17,000 | $84,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 44,000 | $53,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 98 | $47,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 80 | $35,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 675 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,238 | $34,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 400 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 400 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 198 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-000612 | this filing | 2022-01-14 | acceptance time not in the bulk data set |