13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 81 holding rows worth $681,296,000.
- Accession
- 0001398344-21-021523
- Filer
- CIK 1278960
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 81 entries on the cover page, a total value of $681,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $681,298,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISH Network Corp | 25470MAE9 | Note 0.0000% 15-Dec-2025 | 32,300,000 | $38,599,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 18,572,000 | $28,055,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 16,500,000 | $23,729,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 9,500,000 | $23,055,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 20,000,000 | $22,050,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AD4 | BOND | 18,000,000 | $21,971,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 15,899,000 | $21,116,000 | thousands by filing date | principal |
| Scorpio Tankers Inc (Exchange) | 80918TAD1 | Note 3.0000% 15-May-2025 | 20,359,000 | $20,435,000 | thousands by filing date | principal |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 13,530,000 | $20,168,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 12,500,000 | $20,078,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 14,250,000 | $19,843,000 | thousands by filing date | principal |
| Blackline Inc | 09239BAC3 | Note 0.0000% 15-Mar-2026 | 19,500,000 | $19,208,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 12,000,000 | $18,683,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 10,000,000 | $18,256,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 16,195,000 | $18,057,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 14,217,000 | $16,465,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 11,389,000 | $16,101,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 15,060,000 | $15,201,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 12,500,000 | $14,117,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 11,745,000 | $14,079,000 | thousands by filing date | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 338,283 | $13,186,000 | thousands by filing date | |
| Enphase Energy Inc Tranche A | 29355AAG2 | Note 0.0000% 01-Mar-2026 | 13,577,000 | $12,737,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000,000 | $12,334,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 8,775,000 | $12,000,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 7,000,000 | $11,983,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 7,125,000 | $11,814,000 | thousands by filing date | principal |
| Magnite Inc | 55955DAA8 | Note 0.2500% 15-Mar-2026 | 12,847,000 | $10,928,000 | thousands by filing date | principal |
| Fastly Inc (Pending) | 31188VAA8 | Note 0.0000% 15-Mar-2026 | 12,900,000 | $10,868,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $10,537,000 | thousands by filing date | principal |
| fuboTV Inc | 35953DAA2 | Note 3.2500% 15-Feb-2026 | 11,239,000 | $10,164,000 | thousands by filing date | principal |
| Beyond Meat Inc | 08862EAA7 | Note 0.0000% 15-Mar-2027 | 11,750,000 | $10,134,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,000,000 | $10,085,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 1,007,704 | $9,775,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 7,500,000 | $9,661,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,652,000 | $9,629,000 | thousands by filing date | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 7,000,000 | $8,321,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 9,210,000 | $8,254,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 9,000,000 | $8,179,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 9,257,000 | $8,164,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 7,407,000 | $7,532,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,525,000 | $7,390,000 | thousands by filing date | principal |
| Invacare Corp (Pending) | 461203AP6 | Note 4.2500% 15-Mar-2026 | 8,500,000 | $7,129,000 | thousands by filing date | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 6,000,000 | $6,986,000 | thousands by filing date | principal |
| Spotify Technology SA/Spotify USA Inc | 84921RAA8 | Note 0.0000% 15-Mar-2026 | 7,500,000 | $6,773,000 | thousands by filing date | principal |
| MicroStrategy Inc | 594972AD3 | Note 0.0000% 15-Feb-2027 | 8,000,000 | $5,935,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAE3 | BOND | 4,001,000 | $5,324,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 251,013 | $4,458,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,000,000 | $3,356,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,000,000 | $3,008,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 101,300 | $2,587,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 2,500,000 | $2,303,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 285,744 | $1,883,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,279,182 | $1,727,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 134,300 | $1,326,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 100,000 | $973,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 50,000 | $489,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 50,000 | $486,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 15,000 | $439,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 899,000 | $359,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 0 | $344,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 25,000 | $245,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 25,000 | $244,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 25,000 | $244,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 25,000 | $243,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 20,000 | $202,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 10,000 | $100,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 10,208 | $99,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 10,000 | $98,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 10,000 | $98,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 10,000 | $98,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 10,000 | $97,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 10,000 | $97,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 10,000 | $97,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 10,000 | $97,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 33,263 | $31,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 27,191 | $29,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 986 | $5,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 8,333 | $4,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 2,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-021523 | this filing | 2021-11-15 | acceptance time not in the bulk data set |