13F-HR filed by Running Point Capital Advisors, LLC
Running Point Capital Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 164 holding rows worth $225,525,000.
- Accession
- 0001398344-21-021484
- Filer
- CIK 1840629
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 164 entries on the cover page, a total value of $225,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,525,000 with VALUE read as thousands by filing date, 13F file number 028-20558. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 63,324 | $22,668,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 200,599 | $14,744,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 131,878 | $11,037,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 82,832 | $10,911,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 211,518 | $10,578,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 120,863 | $9,464,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 84,074 | $8,557,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 128,146 | $7,299,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 102,082 | $6,305,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 24,544 | $6,255,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 123,523 | $6,237,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,294 | $6,209,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 44,494 | $5,169,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 192,599 | $5,117,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,725 | $5,051,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 87,211 | $4,911,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 101,515 | $4,317,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,037 | $4,239,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33,364 | $3,831,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 36,076 | $3,406,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,212 | $3,378,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,539 | $2,906,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 35,217 | $2,653,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 30,413 | $2,599,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,022 | $2,562,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,465 | $2,478,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 65,704 | $2,379,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 38,932 | $1,975,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 37,074 | $1,711,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 25,216 | $1,595,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,275 | $1,440,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 426 | $1,399,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,766 | $1,299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 45,488 | $1,262,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 22,870 | $1,253,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 20,871 | $1,176,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,967 | $1,144,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 20,491 | $1,120,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,401 | $1,085,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 23,253 | $1,062,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 53,872 | $1,021,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,480 | $965,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,047 | $941,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,385 | $923,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,992 | $894,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,150 | $888,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 33,999 | $876,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,174 | $865,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,897 | $768,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 14,046 | $766,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,695 | $731,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,321 | $680,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 10,802 | $675,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 20,232 | $662,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,790 | $623,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,877 | $608,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,696 | $601,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 763 | $592,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,676 | $589,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,112 | $569,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 8,480 | $567,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,019 | $556,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,508 | $499,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,012 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,670 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,454 | $448,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 11,246 | $446,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,326 | $435,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,671 | $418,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 2,770 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 15,139 | $407,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,285 | $406,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 149 | $398,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,528 | $397,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,813 | $394,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 7,997 | $355,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,470 | $348,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,291 | $335,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 832 | $334,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 24,725 | $319,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,000 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,583 | $294,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 4,697 | $293,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 3,182 | $292,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,895 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,038 | $287,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,470 | $276,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,071 | $267,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,176 | $266,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,376 | $262,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,571 | $254,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,038 | $249,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,192 | $247,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 9,342 | $242,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 387 | $236,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 23,800 | $233,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,765 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,532 | $214,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 610 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,306 | $209,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,737 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,721 | $206,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 501 | $198,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,767 | $198,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,620 | $195,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,790 | $179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,335 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,753 | $137,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 3,545 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,563 | $118,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 289 | $115,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,992 | $108,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,015 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,256 | $100,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,838 | $100,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,720 | $95,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,000 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 740 | $93,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 934 | $92,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 33 | $88,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,020 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,599 | $78,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,400 | $74,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 473 | $70,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 897 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 731 | $64,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,000 | $64,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 262 | $63,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 976 | $59,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 827 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $51,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 357 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,206 | $36,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,170 | $36,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 675 | $34,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 500 | $34,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 443 | $33,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 237 | $33,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 400 | $31,000 | thousands by filing date | |
| IJH | 464287507 | COM | 113 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 459 | $28,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 120 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 659 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 120 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 204 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 299 | $18,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 156 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 218 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 133 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 100 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 218 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 67 | $7,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 52 | $6,000 | thousands by filing date | |
| MGC | 921910873 | COM | 40 | $6,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 75 | $6,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 59 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 152 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 50 | $2,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 24 | $2,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 55 | $1,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-021484 | this filing | 2021-11-15 | acceptance time not in the bulk data set |