13F-HR filed by DCM Advisors, LLC
DCM Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 282 holding rows worth $259,807,000.
- Accession
- 0001398344-21-021467
- Filer
- CIK 1839498
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 282 entries on the cover page, a total value of $259,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,797,000 with VALUE read as thousands by filing date, 13F file number 028-20533. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 114,075 | $16,142,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,323 | $15,315,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,609 | $8,571,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,070 | $7,151,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,567 | $6,863,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,334 | $5,639,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 127,456 | $5,411,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 86,608 | $4,844,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,871 | $4,071,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 41,824 | $4,070,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,363 | $3,648,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 98,275 | $2,923,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,052 | $2,911,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,240 | $2,737,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 27,028 | $2,562,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 46,603 | $2,558,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,107 | $2,370,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,693 | $2,294,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 48,956 | $2,272,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 848 | $2,260,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,102 | $2,187,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,255 | $2,063,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,392 | $1,953,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,953 | $1,942,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 71,468 | $1,930,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,817 | $1,813,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,578 | $1,789,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,204 | $1,787,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,295 | $1,780,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,959 | $1,779,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 47,452 | $1,762,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,725 | $1,758,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 36,960 | $1,754,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,297 | $1,708,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,400 | $1,646,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 5,528 | $1,642,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,937 | $1,629,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,559 | $1,592,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25,412 | $1,571,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 25,365 | $1,566,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,634 | $1,521,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 13,117 | $1,518,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 8,995 | $1,504,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 9,185 | $1,447,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 39,319 | $1,442,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,571 | $1,395,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,097 | $1,373,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,639 | $1,347,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 6,600 | $1,337,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,796 | $1,319,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,569 | $1,317,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,379 | $1,297,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,676 | $1,290,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 7,423 | $1,282,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 17,665 | $1,246,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,284 | $1,217,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,447 | $1,214,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,233 | $1,209,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,574 | $1,196,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,092 | $1,195,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,782 | $1,175,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,820 | $1,173,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,424 | $1,155,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,747 | $1,147,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,879 | $1,144,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,082 | $1,123,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,873 | $1,119,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 12,838 | $1,098,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 22,848 | $1,087,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,074 | $1,076,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,817 | $1,067,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,703 | $1,035,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 13,066 | $995,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 13,387 | $972,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 37,432 | $964,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,063 | $951,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,198 | $944,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,723 | $939,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,214 | $934,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 39,519 | $930,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,257 | $908,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,609 | $886,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,726 | $886,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 33,673 | $873,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,561 | $873,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,283 | $869,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,021 | $865,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,965 | $835,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,305 | $812,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,615 | $796,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 108,096 | $779,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 568 | $770,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,584 | $767,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,108 | $752,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,912 | $751,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 5,263 | $730,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,258 | $718,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 6,550 | $717,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11,177 | $711,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,565 | $698,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 35,364 | $697,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,265 | $693,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,563 | $690,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,277 | $686,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 20,952 | $684,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,281 | $681,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,480 | $680,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 286 | $679,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,142 | $669,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,935 | $666,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,496 | $664,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,290 | $644,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,000 | $636,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,972 | $628,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 43,680 | $619,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 70,000 | $618,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,401 | $616,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,356 | $597,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,008 | $577,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,578 | $574,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 68,200 | $569,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 47,706 | $565,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,571 | $558,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 22,855 | $552,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,965 | $550,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 16,050 | $547,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,800 | $546,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,600 | $545,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,218 | $539,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 99,752 | $536,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,248 | $533,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 840 | $522,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,963 | $520,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,500 | $520,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,210 | $519,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,350 | $510,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,867 | $507,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,315 | $506,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,559 | $494,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 23,590 | $494,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,700 | $477,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,000 | $474,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 11,221 | $450,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,500 | $450,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 90,958 | $445,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,900 | $439,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,386 | $434,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 14,258 | $434,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,978 | $425,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,000 | $416,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,000 | $412,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 5,000 | $411,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,521 | $406,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,798 | $402,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,559 | $398,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 700 | $398,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,032 | $390,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 26,370 | $390,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,200 | $384,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,000 | $382,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,055 | $380,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,375 | $375,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,241 | $374,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,390 | $374,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,790 | $371,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,558 | $368,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,900 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 15,050 | $363,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,516 | $363,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,000 | $362,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 60,000 | $356,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,859 | $349,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 24,500 | $346,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 21,000 | $344,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,112 | $344,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,534 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,801 | $331,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,100 | $330,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,500 | $328,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,000 | $322,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 914 | $318,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,366 | $312,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,606 | $308,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $303,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,166 | $302,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,300 | $302,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,993 | $294,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,850 | $289,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,503 | $288,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,300 | $288,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,450 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,650 | $285,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,700 | $282,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 14,632 | $281,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,650 | $280,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 40,000 | $280,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,800 | $279,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,639 | $279,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,000 | $276,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,800 | $275,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,100 | $270,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,600 | $269,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,800 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 595 | $265,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,140 | $259,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 425 | $257,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,800 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,207 | $256,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,300 | $243,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,735 | $241,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,400 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,900 | $234,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 380 | $232,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 9,150 | $228,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,900 | $224,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,835 | $224,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,000 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 2,950 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,325 | $217,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,200 | $201,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 700 | $200,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 30,000 | $196,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,045 | $192,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,951 | $190,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 745 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $184,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 10,547 | $182,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,889 | $169,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,000 | $166,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,378 | $166,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,905 | $165,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 18,750 | $161,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,147 | $160,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,975 | $154,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3,530 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 6,625 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 5,000 | $146,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,400 | $146,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,500 | $143,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,000 | $142,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 6,200 | $142,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 4,025 | $140,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,600 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 640 | $138,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2,750 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,000 | $132,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 875 | $122,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 17,994 | $119,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,250 | $116,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 6,030 | $114,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 41,500 | $112,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 850 | $109,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 105,007 | $108,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,220 | $104,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,008 | $86,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 2,100 | $86,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 14,900 | $85,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 15,900 | $78,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,800 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 2,335 | $71,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 97,000 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,200 | $58,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 7,350 | $51,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 1,000 | $47,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 150 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 342 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 600 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 1,000 | $28,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 111 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 150 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 450 | $21,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,900 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 500 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 204 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 300 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 500 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $9,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 253 | $7,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 165 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y319 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-021467 | this filing | 2021-11-15 | acceptance time not in the bulk data set |