13F-HR filed by Biltmore Family Office, LLC
Biltmore Family Office, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 211 holding rows worth $414,032,000.
- Accession
- 0001398344-21-021340
- Filer
- CIK 1731123
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 211 entries on the cover page, a total value of $414,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $414,026,000 with VALUE read as thousands by filing date, 13F file number 028-18589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 959,591 | $135,782,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 669,788 | $22,378,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 247,499 | $21,322,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250,699 | $16,147,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 149,704 | $10,130,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,342 | $8,836,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 38,637 | $7,763,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 87,423 | $7,205,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 16,028 | $6,342,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 366,809 | $5,062,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 19,150 | $4,853,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40,040 | $4,730,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 43,586 | $4,505,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,819 | $4,403,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 34,392 | $3,995,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,177 | $3,597,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,289 | $3,447,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,426 | $3,290,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,363 | $3,289,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,246 | $3,250,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,351 | $3,219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,178 | $3,141,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,621 | $3,137,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 94,235 | $2,974,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,868 | $2,688,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 85,867 | $2,620,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,690 | $2,478,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 8,466 | $2,440,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,498 | $2,367,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 107,545 | $2,328,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 50,196 | $2,222,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 86,183 | $2,187,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 653 | $2,145,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,382 | $2,035,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,527 | $2,028,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,766 | $1,990,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,501 | $1,863,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,232 | $1,823,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,650 | $1,822,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,515 | $1,810,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,502 | $1,794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,828 | $1,772,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,719 | $1,768,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,161 | $1,752,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 29,230 | $1,524,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,156 | $1,492,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,916 | $1,474,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 19,303 | $1,436,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,137 | $1,367,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,446 | $1,333,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,519 | $1,309,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 45,316 | $1,307,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,282 | $1,302,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 27,509 | $1,297,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,245 | $1,283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 4,095 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,531 | $1,212,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,028 | $1,190,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 57,115 | $1,173,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,082 | $1,115,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 28,640 | $1,098,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,935 | $1,087,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,395 | $1,058,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,422 | $1,057,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,449 | $1,029,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,307 | $1,018,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 30,000 | $993,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 32,690 | $959,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,755 | $958,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,291 | $948,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 36,327 | $915,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,200 | $912,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,930 | $908,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 37,921 | $896,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,056 | $893,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,412 | $847,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,577 | $843,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,561 | $835,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,753 | $813,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,000 | $804,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,000 | $793,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,470 | $775,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,100 | $762,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,485 | $762,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,868 | $746,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,955 | $739,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,585 | $712,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,000 | $669,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,974 | $644,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,620 | $634,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,292 | $627,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 5,427 | $627,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,881 | $621,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,069 | $620,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,369 | $603,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,881 | $580,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,190 | $565,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,745 | $559,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 24,982 | $555,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,574 | $546,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 8,836 | $509,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,507 | $507,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,649 | $494,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,516 | $484,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,550 | $472,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 474 | $471,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 825 | $471,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,135 | $467,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,338 | $464,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,566 | $463,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,592 | $452,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,940 | $441,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,823 | $440,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 10,070 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,758 | $431,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,423 | $429,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,700 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,040 | $428,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,300 | $428,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,163 | $422,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,459 | $412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,582 | $405,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,898 | $405,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,238 | $392,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,515 | $390,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,706 | $390,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 11,749 | $387,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 10,000 | $385,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,968 | $383,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 10,400 | $376,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,838 | $373,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,727 | $367,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,478 | $360,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 5,000 | $339,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,400 | $339,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,674 | $332,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,253 | $330,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,741 | $322,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,000 | $313,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,350 | $311,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,875 | $310,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 864 | $310,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 146,800 | $301,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,052 | $299,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 385 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,531 | $298,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,000 | $297,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,825 | $287,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 830 | $286,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 485 | $279,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 13,850 | $278,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,510 | $275,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 328 | $275,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,450 | $273,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,598 | $271,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,360 | $264,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,585 | $260,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,195 | $259,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,353 | $243,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 14,000 | $243,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,225 | $239,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,072 | $238,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,150 | $237,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,739 | $236,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,927 | $224,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 367 | $224,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 828 | $221,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,000 | $217,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,247 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,166 | $212,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,001 | $212,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,631 | $211,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,248 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,306 | $135,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,000 | $112,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 2,328 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 525 | $85,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 800 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 800 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,000 | $65,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 583 | $59,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,076 | $59,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 385 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 700 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 175 | $42,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 600 | $38,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 310 | $35,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 648 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 245 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 200 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 175 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 550 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 400 | $27,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 350 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 500 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 500 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 200 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 362 | $10,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 59 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 47 | $8,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 62 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 100 | $6,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 11,252 | $6,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 39 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-021340 | this filing | 2021-11-12 | acceptance time not in the bulk data set |