13F-HR filed by Sage Mountain Advisors LLC
Sage Mountain Advisors LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-01, with 577 holding rows worth $694,549,000.
- Accession
- 0001398344-21-020709
- Filer
- CIK 1832274
- Filed
- 2021-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 776 entries on the cover page, a total value of $694,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $694,546,000 with VALUE read as thousands by filing date, 13F file number 028-20448. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthspring Capital LLC 028-20944
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 70,000 | $77,000 | thousands by filing date | principal |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 139,114 | $77,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 13,804 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 874 | $75,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 76,000 | $75,000 | thousands by filing date | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $73,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 77,000 | $72,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 65,000 | $71,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 458 | $69,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 702 | $69,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 68,000 | $69,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 14,966 | $68,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $66,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 38,318 | $64,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,500 | $61,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 851 | $60,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 566 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 715 | $59,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 67,394 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,811 | $53,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 664 | $49,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 370 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 569 | $49,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 4,905 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 152 | $45,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 40,000 | $44,000 | thousands by filing date | principal |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 4,300 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 548 | $42,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 18,689 | $41,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 19,507 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 570 | $39,000 | thousands by filing date | |
| PRENETICS GLOBAL LTD WT EXP 051827 | G0509L128 | Stock | 34,185 | $39,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 649 | $35,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,301 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,228 | $35,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 389 | $32,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 552 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 175 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 200 | $30,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 36,151 | $30,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 265 | $27,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 202 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 328 | $26,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 20,565 | $26,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 176 | $25,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 295 | $24,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,188 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 247 | $20,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 200 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 381 | $19,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 18,000 | $19,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,000 | $18,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 21,451 | $17,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 258 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223 | $15,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 574 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 188 | $13,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 112 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $12,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 10,000 | $11,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 373 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 293 | $11,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 10,557 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 164 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 265 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 147 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 600 | $8,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 6,390 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 35 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 59 | $3,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 83 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21 | $2,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 1,574 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-020709 | this filing | 2021-11-01 | acceptance time not in the bulk data set |