13F-HR filed by Capital Asset Advisory Services LLC
Capital Asset Advisory Services LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-14, with 707 holding rows worth $898,080,000.
- Accession
- 0001398344-21-019907
- Filer
- CIK 1666024
- Filed
- 2021-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 707 entries on the cover page, a total value of $898,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $898,072,000 with VALUE read as thousands by filing date, 13F file number 028-17170. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 309 | $57,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 913 | $56,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 196 | $55,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 37,834 | $55,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 491 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,896 | $50,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 3,766 | $49,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 270 | $46,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 565 | $44,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 865 | $43,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 502 | $41,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 719 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,204 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 473 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 596 | $39,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 18,700 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 675 | $38,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 265 | $37,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 147 | $35,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 717 | $35,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,364 | $35,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 334 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 305 | $34,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 322 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 582 | $33,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 300 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 628 | $32,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 410 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 316 | $31,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 404 | $30,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,023 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 825 | $29,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 317 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 268 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 459 | $28,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 580 | $27,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 678 | $26,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 261 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 137 | $26,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 970 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 724 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 495 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 506 | $24,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 222 | $23,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 11,766 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 242 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 226 | $22,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 122 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 73 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 357 | $21,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 610 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 363 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 98 | $21,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 312 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 937 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 126 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 832 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 245 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 624 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 290 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 750 | $17,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 203 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 500 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 461 | $16,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 334 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 205 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 54 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,289 | $15,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 337 | $15,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 555 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 500 | $15,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 524 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 548 | $15,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 562 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 117 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 554 | $14,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 589 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 253 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 248 | $13,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 32 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 89 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 283 | $13,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 332 | $13,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 236 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 205 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 96 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 74 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 225 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 220 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 242 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 198 | $12,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 179 | $11,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 110 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 388 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 335 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 369 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 176 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 147 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 50 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 338 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 307 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 100 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 456 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 414 | $10,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 151 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 239 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 161 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 60 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 230 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 283 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 165 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 56 | $8,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 169 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 60 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 63 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 105 | $7,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 234 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 152 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 59 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 57 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 74 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 130 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 179 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 70 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 165 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 66 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 69 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 179 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 76 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 73 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 25 | $6,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 91 | $6,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 66 | $5,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 182 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 35 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 38 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 112 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 175 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 188 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 45 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 28 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 102 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 100 | $5,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 103 | $4,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 58 | $4,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 47 | $4,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 34 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 62 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 80 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 92 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 70 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 181 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 234 | $4,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 54 | $3,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 51 | $3,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 43 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 38 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 15 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 31 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 61 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 31 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 40 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 50 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 99 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 59 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 50 | $3,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 102 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 17 | $3,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 21 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 84 | $2,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 52 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 44 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 32 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 63 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 18 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 41 | $2,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 32 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 32 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 17 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 38 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 21 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 38 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 16 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 22 | $1,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 140 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-019907 | this filing | 2021-10-14 | acceptance time not in the bulk data set |