13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 238 holding rows worth $1,762,216,000.
- Accession
- 0001398344-21-016316
- Filer
- CIK 1432529
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 240 entries on the cover page, a total value of $1,762,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,762,216,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,077,527 | $92,548,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 780,581 | $90,024,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 314,149 | $70,771,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,764,149 | $52,942,000 | thousands by filing date | |
| VTI | 922908769 | COM | 227,742 | $50,745,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 347,886 | $47,646,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 97,500 | $41,733,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 282,366 | $41,688,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 250,701 | $37,788,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 694,444 | $37,715,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 123,943 | $33,576,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 407,791 | $32,166,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 148,054 | $30,790,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 170,059 | $26,451,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 356,193 | $26,415,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,552 | $25,981,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 235,752 | $25,291,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 223,790 | $25,207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,926 | $24,237,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 465,058 | $23,959,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 304,984 | $23,834,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 336,229 | $23,680,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 176,758 | $23,485,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 72,503 | $23,120,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,823,532 | $22,940,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 74,114 | $22,761,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 82,068 | $22,279,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 542,648 | $22,194,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 116,159 | $21,741,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 87,927 | $21,255,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 48,898 | $21,022,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 70,041 | $20,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 246,909 | $16,883,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 117,608 | $16,747,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 91,772 | $16,385,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 130,947 | $15,794,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 185,499 | $15,342,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 27,539 | $15,323,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 447,381 | $15,206,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 165,819 | $14,598,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 98,574 | $13,867,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 69,030 | $13,857,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 185,041 | $13,472,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 262,165 | $13,323,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 241,158 | $12,482,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 108,707 | $12,225,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 897,361 | $12,078,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 112,266 | $11,672,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 164,952 | $11,320,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 129,614 | $10,649,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 203,225 | $10,423,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 252,562 | $10,329,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 268,872 | $9,394,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 143,256 | $9,036,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 88,029 | $8,976,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 79,486 | $8,450,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 32,403 | $7,762,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,887 | $7,735,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 46,842 | $7,665,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 145,073 | $7,643,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 51,600 | $7,533,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,376 | $7,502,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 37,416 | $7,195,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 19,835 | $7,161,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 87,296 | $6,787,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 121,625 | $6,784,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 179,686 | $6,668,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 28,840 | $6,540,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 37,097 | $6,520,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 94,048 | $6,300,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 39,617 | $6,284,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 152,222 | $6,276,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,204 | $6,156,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 103,376 | $6,029,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 26,679 | $5,847,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 216,820 | $5,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 18,782 | $5,448,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 22,660 | $5,409,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 168,859 | $4,929,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 17,307 | $4,838,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 68,310 | $4,673,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 140,687 | $4,503,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 21,278 | $4,361,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 72,042 | $4,282,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,681 | $4,053,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 191,064 | $3,775,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,670 | $3,710,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16,202 | $3,622,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,413 | $3,541,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 22,643 | $3,467,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,632 | $3,460,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 23,197 | $3,428,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,338 | $3,363,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,100 | $3,329,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 40,646 | $3,326,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,373 | $3,156,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 17,009 | $3,123,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 58,818 | $2,984,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 37,986 | $2,956,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 38,502 | $2,911,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 18,288 | $2,877,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 13,682 | $2,828,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,693 | $2,680,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,025 | $2,661,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 69,250 | $2,540,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,500 | $2,457,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,100 | $2,413,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,918 | $2,307,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 32,833 | $2,190,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,578 | $2,149,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 13,057 | $1,910,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 85,295 | $1,844,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,642 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 18,661 | $1,782,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 16,819 | $1,742,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 36,546 | $1,739,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 16,127 | $1,723,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 90,093 | $1,675,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,646 | $1,646,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,470 | $1,604,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,767 | $1,601,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 18,947 | $1,569,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,700 | $1,514,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,384 | $1,506,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 70,827 | $1,497,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,733 | $1,471,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,411 | $1,466,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,682 | $1,401,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,286 | $1,394,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,501 | $1,366,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 224,828 | $1,351,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 56,681 | $1,308,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 20,206 | $1,280,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 85,383 | $1,268,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,579 | $1,266,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 23,685 | $1,234,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 179,370 | $1,189,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,366 | $1,171,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,405 | $1,145,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 13,824 | $1,119,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,157 | $1,096,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 42,893 | $1,037,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 20,455 | $1,023,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,931 | $999,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 8,286 | $989,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,016 | $982,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 72,170 | $952,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 16,840 | $931,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,347 | $930,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,041 | $910,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 9,175 | $887,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,379 | $886,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 32,415 | $854,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 15,314 | $839,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 48,819 | $837,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 44,750 | $836,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,183 | $835,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 27,620 | $828,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,943 | $816,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 58,023 | $814,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,510 | $791,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,174 | $789,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,200 | $773,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 20,215 | $750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 14,005 | $731,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,428 | $707,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,267 | $696,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 15,787 | $686,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,741 | $680,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,530 | $669,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 40,710 | $623,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,512 | $585,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 8,725 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,549 | $561,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,201 | $557,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $556,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,960 | $542,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,698 | $538,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,735 | $533,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,640 | $528,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,223 | $523,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 25,868 | $519,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,190 | $512,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,804 | $511,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 9,620 | $511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 25,920 | $499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,457 | $489,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,524 | $484,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,230 | $482,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,942 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,849 | $468,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,000 | $424,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 14,973 | $415,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,788 | $413,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 12,148 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,420 | $409,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,510 | $401,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,575 | $398,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,471 | $372,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,043 | $341,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 13,065 | $340,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,373 | $337,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,438 | $329,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 621 | $328,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,306 | $319,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,957 | $317,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 532 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,600 | $303,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,835 | $303,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,106 | $300,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,681 | $300,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,593 | $289,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,981 | $286,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 945 | $284,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 965 | $280,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,929 | $277,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,560 | $270,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,176 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,450 | $260,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,305 | $254,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 5,678 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,200 | $252,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,355 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,280 | $239,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 52,800 | $230,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 15,900 | $226,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,602 | $221,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,606 | $217,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 544 | $214,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 862 | $210,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,319 | $207,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,094 | $203,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,364 | $201,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,250 | $174,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,024 | $166,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,183 | $134,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $130,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,250 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-016316 | this filing | 2021-08-16 | acceptance time not in the bulk data set |