13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 75 holding rows worth $828,711,000.
- Accession
- 0001398344-21-016301
- Filer
- CIK 1278960
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 76 entries on the cover page, a total value of $828,711,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $828,716,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 15,800,000 | $107,351,000 | thousands by filing date | principal |
| DISH Network Corp | 25470MAE9 | Note 0.0000% 15-Dec-2025 | 28,500,000 | $33,327,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 10,000,000 | $29,619,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 17,250,000 | $28,064,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 14,640,000 | $25,336,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 14,000,000 | $25,314,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 14,500,000 | $24,451,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 12,500,000 | $23,398,000 | thousands by filing date | principal |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 16,030,000 | $22,202,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AD4 | BOND | 18,000,000 | $21,454,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 16,963,000 | $20,822,000 | thousands by filing date | principal |
| Scorpio Tankers Inc (Exchange) | 80918TAD1 | Note 3.0000% 15-May-2025 | 18,532,000 | $19,354,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 14,250,000 | $19,335,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10,000,000 | $16,519,000 | thousands by filing date | principal |
| Lyft Inc | 55087PAA2 | NOTE 1.5000% 15-May-2025 | 9,500,000 | $16,245,000 | thousands by filing date | principal |
| PetIQ Inc | 71639TAA4 | NOTE 4.0000% 01-Jun-2026 | 10,000,000 | $15,044,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 9,200,000 | $14,582,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 15,750,000 | $14,273,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,818,000 | $14,169,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,000,000 | $13,984,000 | thousands by filing date | principal |
| Blackline Inc | 09239BAC3 | Note 0.0000% 15-Mar-2026 | 13,750,000 | $13,234,000 | thousands by filing date | principal |
| Beyond Meat Inc | 08862EAA7 | Note 0.0000% 15-Mar-2027 | 11,750,000 | $12,088,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $11,680,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,929,000 | $11,489,000 | thousands by filing date | principal |
| Bloom Energy Corp | 093712AG2 | NOTE 2.5000% 15-Aug-2025 | 6,275,000 | $11,279,000 | thousands by filing date | principal |
| Avadel Fin Cay Ltd/Avadel Pharma Plc | 05337YAA6 | Note 4.5000% 01-Feb-2023 | 11,000,000 | $11,213,000 | thousands by filing date | principal |
| Fastly Inc (Pending) | 31188VAA8 | Note 0.0000% 15-Mar-2026 | 11,900,000 | $11,119,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 12,900,000 | $10,892,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 8,500,000 | $10,875,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 9,000,000 | $10,761,000 | thousands by filing date | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 261,989 | $10,603,000 | thousands by filing date | |
| Accuray Inc (Exchange) | 004397AJ4 | Note 3.7500% 01-Jun-2026 | 9,596,000 | $10,484,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 9,000,000 | $10,058,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AE4 | NOTE 0.250% 3/1 | 9,000,000 | $9,979,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 922,095 | $9,876,000 | thousands by filing date | |
| Varonis Systems Inc | 922280AA0 | NOTE 1.2500% 15-Aug-2025 | 5,000,000 | $9,797,000 | thousands by filing date | principal |
| Airbnb Inc | 009066AA9 | NOTE 0.0000% 15-Mar-2026 | 10,000,000 | $9,450,000 | thousands by filing date | principal |
| Magnite Inc | 55955DAA8 | Note 0.2500% 15-Mar-2026 | 10,347,000 | $9,293,000 | thousands by filing date | principal |
| Zogenix Inc | 98978LAA3 | NOTE 2.7500% 01-Oct-2027 | 9,000,000 | $9,208,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 9,340,000 | $9,165,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,500,000 | $8,519,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 8,500,000 | $8,431,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,250,000 | $7,744,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 8,000,000 | $7,480,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,000,000 | $7,211,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 3,000,000 | $6,681,000 | thousands by filing date | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 5,000,000 | $6,119,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAE3 | BOND | 4,001,000 | $6,097,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 6,707,000 | $6,087,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 269,900 | $5,819,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 226,965 | $5,415,000 | thousands by filing date | |
| Enphase Energy Inc Tranche A | 29355AAG2 | Note 0.0000% 01-Mar-2026 | 4,883,000 | $4,801,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,150,000 | $4,741,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 3,525,000 | $3,840,000 | thousands by filing date | principal |
| MicroStrategy Inc | 594972AD3 | Note 0.0000% 15-Feb-2027 | 5,000,000 | $3,738,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,665,000 | $2,774,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 300,000 | $2,751,000 | thousands by filing date | |
| fuboTV Inc | 35953DAA2 | Note 3.2500% 15-Feb-2026 | 2,500,000 | $2,466,000 | thousands by filing date | principal |
| Invacare Corp (Pending) | 461203AP6 | Note 4.2500% 15-Mar-2026 | 2,000,000 | $2,015,000 | thousands by filing date | principal |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 3,514,471 | $1,880,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,279,182 | $1,804,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 28,938 | $1,308,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 125,000 | $1,203,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 100,000 | $969,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 75,000 | $732,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 25,000 | $241,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 15,000 | $146,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 10,000 | $97,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 41,666 | $44,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 33,333 | $41,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 24,999 | $22,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 8,333 | $8,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 3,000 | $4,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 2,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-016301 | this filing | 2021-08-16 | acceptance time not in the bulk data set |