13F-HR filed by TECTONIC ADVISORS LLC
TECTONIC ADVISORS LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-05-17, with 186 holding rows worth $365,889,000.
- Accession
- 0001398344-21-010988
- Filer
- CIK 1859918
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 268 entries on the cover page, a total value of $365,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,889,000 with VALUE read as thousands by filing date, 13F file number 028-21254. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCAIN, WATTERS & ASSOCIATES, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 901,835 | $42,576,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 58,847 | $20,225,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 50,656 | $19,016,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 205,684 | $18,139,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 192,385 | $16,340,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 604,912 | $15,522,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 128,475 | $15,184,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 266,845 | $13,372,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 69,428 | $10,951,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 265,301 | $6,750,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 137,339 | $6,648,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 21,100 | $6,620,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 315,205 | $6,175,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,467 | $6,157,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 122,347 | $5,522,000 | thousands by filing date | |
| IJH | 464287507 | COM | 22,632 | $5,202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 178,252 | $4,888,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,019 | $4,553,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 43,526 | $3,760,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 123,798 | $3,752,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 83,679 | $3,679,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,941 | $3,563,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37,677 | $3,463,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,444 | $3,435,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,983 | $3,315,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,891 | $3,313,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 32,877 | $3,294,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 44,996 | $3,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 144,200 | $3,024,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,857 | $2,893,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 28,698 | $2,838,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 84,137 | $2,628,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,879 | $2,565,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 72,341 | $2,549,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,391 | $2,292,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 39,808 | $2,238,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,518 | $2,227,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,208 | $2,213,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 37,887 | $2,129,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,558 | $2,097,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,086 | $2,062,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 17,657 | $2,010,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,787 | $2,009,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,746 | $1,773,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 103,328 | $1,750,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 122,120 | $1,688,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,278 | $1,640,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,060 | $1,530,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,639 | $1,430,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,687 | $1,316,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 23,782 | $1,306,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,756 | $1,303,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 389 | $1,267,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 20,764 | $1,253,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 29,839 | $1,248,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,144 | $1,193,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,126 | $1,172,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,423 | $1,164,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,098 | $1,115,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 35,500 | $1,107,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,450 | $1,053,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,553 | $1,051,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,277 | $1,029,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,204 | $1,027,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,850 | $1,018,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,525 | $986,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,209 | $986,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,941 | $959,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,896 | $907,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,566 | $886,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,952 | $879,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 493 | $864,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,931 | $844,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,331 | $818,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,148 | $809,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 25,009 | $800,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,294 | $730,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,330 | $711,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 7,578 | $694,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,384 | $690,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,623 | $684,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,952 | $677,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,108 | $664,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,508 | $652,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 35,465 | $629,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,562 | $626,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,313 | $604,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 13,361 | $602,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 19,716 | $591,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,399 | $574,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 32,951 | $568,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,480 | $557,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,133 | $547,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,658 | $545,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,173 | $536,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,856 | $536,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,547 | $529,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,476 | $523,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 84,349 | $521,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,351 | $500,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 416 | $493,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,922 | $488,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 581 | $475,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,690 | $471,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 11,874 | $460,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,271 | $459,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,025 | $458,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 13,164 | $425,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,106 | $420,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,339 | $409,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,814 | $404,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,422 | $397,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,851 | $384,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,766 | $375,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,376 | $368,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,639 | $364,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 7,183 | $358,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,539 | $350,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,990 | $335,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,113 | $331,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,764 | $328,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 23,480 | $327,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,262 | $301,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,311 | $300,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,986 | $293,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,662 | $293,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,926 | $293,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,861 | $290,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,522 | $289,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,350 | $283,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,741 | $282,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,320 | $278,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,554 | $278,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,300 | $274,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 12,193 | $264,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,030 | $261,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,096 | $261,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,124 | $259,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,192 | $249,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,586 | $245,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 396 | $239,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,058 | $233,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,271 | $231,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 888 | $230,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,416 | $225,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,200 | $224,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,005 | $221,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,400 | $215,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,439 | $214,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,046 | $212,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,593 | $201,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,866 | $200,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 99,050 | $180,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,610 | $161,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,942 | $150,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,308 | $149,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,673 | $148,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,017 | $147,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,061 | $134,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 498 | $123,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 36,400 | $116,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,195 | $106,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 63,191 | $103,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,424 | $96,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,678 | $90,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 539 | $87,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,000 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,417 | $74,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 487 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 462 | $54,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,375 | $49,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 850 | $47,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 410 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $45,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 187 | $37,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 150 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 239 | $17,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 215 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 97 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,886 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 290 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 47 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 176 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 112 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 66 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010988 | this filing | 2021-05-17 | acceptance time not in the bulk data set |