13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 52 holding rows worth $460,784,000.
- Accession
- 0001398344-21-010927
- Filer
- CIK 1278960
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 57 entries on the cover page, a total value of $460,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $460,787,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 17,250,000 | $26,371,000 | thousands by filing date | principal |
| Dicks Sporting Goods | 253393AC6 | NOTE 3.2500% 15-Apr-2025 | 10,700,000 | $24,557,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 13,040,000 | $22,184,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 18,213,000 | $21,673,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AD4 | BOND | 18,000,000 | $20,273,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 7,113,000 | $18,636,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 10,000,000 | $17,413,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 17,575,000 | $17,136,000 | thousands by filing date | principal |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 14,530,000 | $16,528,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 13,250,000 | $16,165,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 17,000,000 | $15,321,000 | thousands by filing date | principal |
| PetIQ Inc | 71639TAA4 | NOTE 4.0000% 01-Jun-2026 | 10,000,000 | $14,224,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 7,500,000 | $13,950,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 12,900,000 | $12,997,000 | thousands by filing date | principal |
| Avadel Fin Cay Ltd/Avadel Pharma Plc | 05337YAA6 | Note 4.5000% 01-Feb-2023 | 11,000,000 | $12,279,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,000,000 | $12,113,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,000,000 | $11,850,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 9,500,000 | $11,685,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $11,299,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 7,818,000 | $10,574,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 10,425,000 | $9,982,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 9,000,000 | $9,917,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AE4 | NOTE 0.250% 3/1 | 10,000,000 | $9,900,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 714,190 | $9,527,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 8,000,000 | $9,360,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 7,675,000 | $9,277,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAE3 | BOND | 6,001,000 | $8,791,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 8,000,000 | $7,440,000 | thousands by filing date | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 163,870 | $7,186,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 6,317,000 | $6,570,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,955,000 | $6,541,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 226,014 | $5,628,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 5,000,000 | $5,500,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 3,000,000 | $5,156,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 3,000,000 | $3,938,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 584,653 | $2,906,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 2,000,000 | $2,635,000 | thousands by filing date | principal |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 3,852,066 | $2,396,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,250,000 | $2,309,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,279,182 | $1,880,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 250,000 | $1,250,000 | thousands by filing date | call |
| MCAP ACQUISITION CORP | 55282t208 | COM | 125,000 | $1,244,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 100,000 | $993,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 550,000 | $986,000 | thousands by filing date | put |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 75,000 | $740,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $461,000 | thousands by filing date | call |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 25,000 | $250,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,238 | $236,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 339,200 | $212,000 | thousands by filing date | call |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 15,000 | $149,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 10,000 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010927 | this filing | 2021-05-17 | acceptance time not in the bulk data set |