13F-HR filed by Sage Mountain Advisors LLC
Sage Mountain Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-10, with 463 holding rows worth $470,766,000.
- Accession
- 0001398344-21-010036
- Filer
- CIK 1832274
- Filed
- 2021-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 551 entries on the cover page, a total value of $470,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $470,761,000 with VALUE read as thousands by filing date, 13F file number 028-20448. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthspring Capital LLC 028-20944
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 478,310 | $58,249,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 96,983 | $35,331,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,486,875 | $31,824,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 204,521 | $22,718,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,160,055 | $16,960,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 73,715 | $15,781,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 327,379 | $11,930,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 146,500 | $9,013,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 57,896 | $7,072,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,722 | $6,970,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 102,633 | $5,040,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,471 | $4,358,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,225 | $4,342,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 432,470 | $4,272,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 428,010 | $4,246,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 417,530 | $4,151,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 53,795 | $3,877,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 349,871 | $3,506,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 335,750 | $3,341,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 335,750 | $3,334,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 334,830 | $3,298,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,680 | $3,239,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,086,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 21,325 | $2,999,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 291,540 | $2,890,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 273,605 | $2,651,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,126 | $2,607,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 811 | $2,510,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,085 | $2,378,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,600 | $2,219,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,103 | $2,212,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 216,080 | $2,111,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,197 | $2,083,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 204,420 | $2,013,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 189,200 | $1,890,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 189,740 | $1,880,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 300,000 | $1,857,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 183,200 | $1,819,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 174,166 | $1,731,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 170,620 | $1,723,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 169,900 | $1,686,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 164,910 | $1,636,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 163,000 | $1,620,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 163,850 | $1,620,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 162,602 | $1,610,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 157,520 | $1,574,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,969 | $1,573,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 156,210 | $1,553,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 154,959 | $1,539,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 150,130 | $1,501,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 150,990 | $1,484,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 147,570 | $1,457,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 146,440 | $1,448,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,550 | $1,363,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 136,860 | $1,362,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 134,462 | $1,339,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 131,688 | $1,299,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 128,820 | $1,295,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 128,780 | $1,285,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 612 | $1,266,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,546 | $1,174,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 118,486 | $1,173,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 114,331 | $1,165,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 117,090 | $1,159,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 116,920 | $1,146,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 114,810 | $1,141,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 113,650 | $1,140,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 114,840 | $1,131,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,667 | $1,096,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 107,200 | $1,067,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 104,382 | $1,062,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 103,345 | $1,034,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 104,340 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,564 | $1,029,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 102,800 | $1,024,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 102,400 | $1,018,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 101,043 | $1,003,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 28,026 | $991,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,458 | $980,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X205 | UNIT 12/31/2025 | 96,310 | $976,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,281 | $966,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 95,970 | $965,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 96,160 | $956,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 95,489 | $954,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 93,470 | $925,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 92,970 | $925,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 93,470 | $922,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 90,770 | $921,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 91,598 | $916,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 92,470 | $914,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 90,910 | $909,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,684 | $905,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 90,170 | $905,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 88,500 | $888,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 88,800 | $885,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 88,310 | $883,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 87,750 | $873,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,848 | $871,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 85,340 | $854,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 82,880 | $837,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 82,900 | $820,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 81,590 | $812,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 81,600 | $804,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 81,000 | $800,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,635 | $797,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 77,600 | $778,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 75,897 | $774,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 76,228 | $762,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,563 | $756,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 76,240 | $756,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 75,940 | $751,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 73,528 | $742,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,045 | $738,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 73,960 | $737,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 72,862 | $734,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 71,622 | $734,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 73,230 | $732,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 72,240 | $717,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 68,750 | $701,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 69,030 | $688,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 69,140 | $686,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,016 | $679,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 66,900 | $670,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,930 | $657,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,755 | $654,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 66,300 | $653,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 63,260 | $649,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 64,520 | $641,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 64,150 | $637,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 63,800 | $635,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 62,700 | $634,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 307 | $633,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,686 | $627,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,828 | $623,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 61,720 | $614,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 60,810 | $603,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 59,798 | $599,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 108,380 | $595,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 59,316 | $591,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,160 | $586,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,462 | $582,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 58,150 | $582,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 58,440 | $579,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,162 | $574,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 57,344 | $571,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 56,749 | $570,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 56,200 | $562,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,937 | $547,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,497 | $546,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,150 | $541,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 50,852 | $540,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 52,550 | $527,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 49,622 | $525,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 52,580 | $519,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 51,460 | $519,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 51,970 | $517,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,146 | $511,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 48,889 | $501,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 50,380 | $500,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,956 | $499,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 45,979 | $496,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,268 | $492,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 49,090 | $489,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 47,700 | $486,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,938 | $484,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,242 | $481,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 48,150 | $474,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,545 | $470,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 47,000 | $470,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,886 | $469,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 46,780 | $467,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,620 | $464,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 37,515 | $464,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,598 | $460,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,824 | $459,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,112 | $456,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 45,316 | $447,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 45,185 | $446,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 43,108 | $442,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 44,240 | $439,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 43,278 | $439,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 21,918 | $437,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 43,820 | $437,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 42,700 | $433,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 43,063 | $428,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 42,957 | $428,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 32,872 | $425,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,718 | $415,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 41,350 | $411,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 38,627 | $396,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 38,208 | $394,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 39,200 | $393,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,670 | $389,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 39,162 | $389,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 38,230 | $383,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 37,403 | $382,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 38,100 | $379,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 37,333 | $370,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 36,524 | $369,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 36,456 | $368,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 35,918 | $368,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 35,205 | $363,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 33,513 | $363,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,950 | $360,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,408 | $358,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 35,450 | $358,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,890 | $357,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 35,696 | $353,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,835 | $347,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 34,200 | $344,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,420 | $342,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 34,090 | $340,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 31,561 | $338,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 33,849 | $337,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,702 | $332,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,799 | $332,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 33,366 | $330,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 33,050 | $330,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 33,100 | $329,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 32,800 | $328,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 32,800 | $327,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 26,248 | $325,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 32,910 | $325,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 32,450 | $320,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 32,355 | $319,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 31,630 | $316,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 32,044 | $316,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 30,494 | $313,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 31,671 | $313,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 31,210 | $312,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 31,120 | $310,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 31,040 | $310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,142 | $307,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,002 | $306,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,770 | $299,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,712 | $294,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 29,500 | $294,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 873 | $285,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,288 | $285,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 28,830 | $285,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,367 | $284,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,759 | $283,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,130 | $282,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 28,340 | $282,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 27,350 | $282,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 27,750 | $281,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,262 | $278,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 26,535 | $278,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 27,950 | $276,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,060 | $272,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 27,020 | $269,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,447 | $267,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 24,210 | $264,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 26,530 | $263,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 25,400 | $260,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,152 | $259,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 25,580 | $257,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,650 | $254,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 9,210 | $253,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 25,580 | $253,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 709 | $250,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 24,340 | $249,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,910 | $248,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 24,800 | $248,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,088 | $247,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 24,600 | $247,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,740 | $244,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 24,500 | $244,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 24,240 | $243,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q112 | UNIT 02/08/2028 | 24,400 | $242,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,219 | $241,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 22,877 | $239,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 857 | $237,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,938 | $236,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 659 | $235,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 825 | $234,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,014 | $230,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 23,188 | $229,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 22,800 | $228,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,650 | $227,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 21,962 | $224,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 909 | $221,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,390 | $221,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,922 | $220,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,650 | $219,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 19,373 | $218,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,555 | $215,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 21,340 | $215,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,316 | $213,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,168 | $211,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 20,900 | $211,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 21,000 | $211,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 20,935 | $208,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 435 | $207,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 19,080 | $205,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,093 | $204,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 383 | $204,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 515 | $204,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,427 | $203,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 771 | $203,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 20,540 | $203,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 19,938 | $200,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 19,830 | $197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,157 | $196,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 19,300 | $196,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 19,600 | $196,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,825 | $195,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 18,690 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,836 | $190,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 19,269 | $190,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 15,951 | $189,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 18,344 | $187,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 18,700 | $187,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 18,100 | $184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,200 | $181,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 18,360 | $181,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,889 | $176,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,320 | $174,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,949 | $173,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 17,340 | $173,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 960 | $170,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 16,900 | $168,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,255 | $167,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 16,750 | $165,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 15,269 | $165,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,603 | $164,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 16,380 | $163,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 15,008 | $160,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 15,674 | $159,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 15,494 | $159,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 15,800 | $157,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 15,380 | $152,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 138,000 | $150,000 | thousands by filing date | principal |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 15,100 | $149,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 14,300 | $146,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 14,134 | $144,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 14,650 | $144,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 13,900 | $142,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,612 | $141,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S116 | UNIT 99/99/9999 | 14,200 | $140,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 12,842 | $137,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,338 | $136,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 7,200 | $135,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 5,030 | $135,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 116,000 | $135,000 | thousands by filing date | principal |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 13,000 | $130,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 12,780 | $130,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,391 | $129,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 13,000 | $129,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 118,000 | $128,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 11,001 | $127,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 86,000 | $126,000 | thousands by filing date | principal |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 12,500 | $126,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 10,650 | $125,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 12,380 | $124,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,600 | $123,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 112,390 | $123,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,803 | $121,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 12,195 | $121,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,209 | $119,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 11,948 | $119,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 11,431 | $119,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 11,691 | $118,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 11,800 | $118,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 11,045 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 460 | $116,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 108,000 | $116,000 | thousands by filing date | principal |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 11,402 | $115,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 57,249 | $112,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 10,781 | $112,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 11,100 | $110,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 710 | $108,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 10,900 | $108,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 10,720 | $106,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 10,350 | $104,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 10,155 | $101,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 10,100 | $101,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 10,000 | $101,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 10,100 | $100,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,026 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 970 | $92,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,621 | $91,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,392 | $84,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,001 | $83,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 70,000 | $80,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,411 | $78,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 446 | $75,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,900 | $73,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 210 | $72,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,444 | $71,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 67,000 | $71,000 | thousands by filing date | principal |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 71,394 | $71,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 583 | $68,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 66,000 | $67,000 | thousands by filing date | principal |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 81,301 | $65,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 136,779 | $64,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 574 | $58,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 55,000 | $58,000 | thousands by filing date | principal |
| SRAX INC | 78472M106 | CL A | 11,500 | $55,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 59,316 | $50,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 453 | $49,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 664 | $48,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,109 | $48,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 367 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 569 | $47,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 29,899 | $47,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 630 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 152 | $46,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 15,821 | $46,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 845 | $41,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 601 | $41,000 | thousands by filing date | |
| IJH | 464287507 | COM | 153 | $40,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 37,000 | $40,000 | thousands by filing date | principal |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 31,300 | $40,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 3,560 | $40,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 3,120 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 570 | $38,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 17,770 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 389 | $36,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 649 | $34,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 92 | $28,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $28,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,167 | $28,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 21,451 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 328 | $26,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 175 | $24,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 12,965 | $24,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 118 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 265 | $20,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 2,010 | $20,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 1,875 | $20,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 503 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 247 | $19,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,000 | $19,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 18,000 | $19,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 16,000 | $16,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223 | $15,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 574 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,000 | $15,000 | thousands by filing date | principal |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 9,671 | $15,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R118 | *W EXP 09/30/202 | 5,317 | $15,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 43 | $14,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 15,604 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 12,000 | $14,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 10,000 | $12,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $11,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 10,000 | $11,000 | thousands by filing date | principal |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 10,557 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 35 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 265 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 600 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 140 | $7,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 700 | $7,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 8,312 | $7,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 63 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 35 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 47 | $2,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 755 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010036 | this filing | 2021-05-10 | acceptance time not in the bulk data set |