13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-04, with 657 holding rows worth $769,474,000.
- Accession
- 0001398344-21-009473
- Filer
- CIK 1728321
- Filed
- 2021-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 657 entries on the cover page, a total value of $769,474,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $769,477,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,265 | $271,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,076 | $271,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,943 | $271,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 748 | $269,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 903 | $268,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,423 | $267,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,005 | $267,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,898 | $267,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 15,902 | $267,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,444 | $266,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 9,712 | $265,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,839 | $264,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 9,320 | $263,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,073 | $260,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,751 | $259,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,955 | $258,000 | thousands by filing date | |
| GRIFFIN REALTY TRUST CLA | 39818P880 | REAL ESTATE INVESTME | 40,066 | $258,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,231 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,520 | $256,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,381 | $255,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 752 | $253,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,956 | $253,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 522 | $253,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,661 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,399 | $251,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 929 | $249,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,659 | $248,000 | thousands by filing date | |
| GRIFFIN-AMERICAN HEALTHCARE | 398183103 | COMMON STOCK | 24,741 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,685 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,160 | $244,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,091 | $242,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 355 | $241,000 | thousands by filing date | |
| T 5.35 | 00206R300 | PUBLIC | 9,150 | $240,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 974 | $237,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,085 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,820 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 9,260 | $237,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,375 | $236,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,299 | $235,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,835 | $235,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 12,650 | $235,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,549 | $234,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,900 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,911 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,307 | $232,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,836 | $230,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,213 | $230,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,900 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,307 | $230,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 24,681 | $230,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,942 | $229,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 721 | $227,000 | thousands by filing date | |
| RH | 74967X103 | COM | 381 | $227,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,325 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 9,910 | $224,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,058 | $223,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,922 | $222,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,470 | $222,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,394 | $221,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,571 | $216,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 8,919 | $216,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 737 | $215,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,233 | $214,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 4,368 | $213,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,293 | $213,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,475 | $213,000 | thousands by filing date | |
| OFFICE PROPERTIES INCOME SNR NTS | 38376A202 | SNR NTS | 8,450 | $213,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,500 | $212,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 8,550 | $212,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,101 | $210,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,444 | $209,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,233 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,382 | $208,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,558 | $207,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,082 | $207,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,967 | $207,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,870 | $206,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,759 | $206,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 24,550 | $205,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,193 | $204,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,510 | $204,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 14,125 | $204,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,246 | $203,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,037 | $201,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,584 | $200,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,649 | $200,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,272 | $175,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 24,704 | $160,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 23,193 | $132,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,200 | $114,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 28,000 | $109,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,237 | $107,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,250 | $97,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 68 | $89,000 | thousands by filing date | call |
| InvenTrust Properties Corp REI | 46124J102 | COM | 58,165 | $73,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,500 | $43,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5 | $24,000 | thousands by filing date | call |
| 44107J108 | 44107J108 | Equity | 38,119 | $19,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $17,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61 | $15,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 18 | $12,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $12,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 26 | $11,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 52 | $10,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 8 | $9,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10 | $9,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 23 | $8,000 | thousands by filing date | call |
| HIGHLANDS REIT INC | 43110a104 | LP | 58,976 | $8,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 56 | $8,000 | thousands by filing date | call |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 54,388 | $8,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36 | $7,000 | thousands by filing date | put |
| BIOTECH MEDICS ORD | 090699307 | ORD | 80,000 | $6,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3 | $5,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5 | $5,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 20 | $5,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 7 | $4,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1 | $3,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 14 | $2,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 3 | $2,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 5 | $2,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 3 | $2,000 | thousands by filing date | put |
| LEMONADEINC | 52567D107 | STOK | 5 | $2,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 20 | $2,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2 | $2,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 33,000 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50 | $1,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 15 | $1,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 2 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 9 | $1,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 11 | $1,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10 | $1,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2 | $1,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5 | $1,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 10 | $1,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 9 | $1,000 | thousands by filing date | call |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 67,142 | $1,000 | thousands by filing date | |
| 82632T100 | 82632T100 | Equity | 32,220 | $1,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 70,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anr Inc RTS | 03634H118 | Warrant | 25,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE INNOVATIONS HLDGS INC COM | 45248A104 | COM | 74,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-009473 | this filing | 2021-05-04 | acceptance time not in the bulk data set |