13F-HR filed by Foundations Investment Advisors, LLC
Foundations Investment Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-09, with 224 holding rows worth $1,732,895,000.
- Accession
- 0001398344-21-007845
- Filer
- CIK 1743404
- Filed
- 2021-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 224 entries on the cover page, a total value of $1,732,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,732,895,000 with VALUE read as thousands by filing date, 13F file number 028-18893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 19,670,700 | $503,373,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 12,417,296 | $309,066,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 6,699,385 | $176,881,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 711,402 | $82,338,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 2,709,385 | $73,218,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 371,289 | $48,483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,341,661 | $25,599,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200,709 | $23,953,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 61,952 | $20,544,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 114,126 | $19,801,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 47,092 | $19,147,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 139,549 | $19,125,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 202,935 | $19,116,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 179,595 | $15,666,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 1,201,628 | $15,514,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 118,322 | $13,783,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 128,401 | $13,420,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,299,546 | $13,151,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 236,891 | $12,541,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 233,363 | $12,091,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 423,857 | $10,478,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 61,116 | $10,185,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 97,782 | $10,029,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 106,685 | $9,949,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,621 | $9,232,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 171,128 | $8,396,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 302,627 | $7,944,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 107,028 | $7,530,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 767,058 | $7,418,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 125,764 | $6,645,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 114,877 | $6,045,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,010 | $5,885,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,482 | $5,557,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 98,159 | $5,365,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,419 | $5,353,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 38,576 | $4,805,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 45,035 | $4,703,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 92,430 | $4,661,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11,929 | $4,426,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 76,515 | $4,099,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 78,903 | $3,427,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200,710 | $3,322,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 89,672 | $3,295,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 29,347 | $3,262,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 53,792 | $3,190,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,057 | $3,149,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,803 | $3,061,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 14,980 | $3,020,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,032 | $2,937,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 26,468 | $2,880,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 291,008 | $2,823,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 28,140 | $2,794,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19,871 | $2,750,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,510 | $2,743,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 826 | $2,710,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,787 | $2,601,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,032 | $2,488,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 22,973 | $2,302,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,989 | $2,189,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,582 | $2,001,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 28,821 | $1,988,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,015 | $1,923,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,901 | $1,906,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,105 | $1,858,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 36,600 | $1,836,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 15,434 | $1,798,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,154 | $1,725,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,318 | $1,662,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,765 | $1,643,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,572 | $1,592,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 49,999 | $1,570,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,740 | $1,533,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 51,978 | $1,523,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,239 | $1,493,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,130 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51,523 | $1,357,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,156 | $1,342,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,140 | $1,332,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 23,074 | $1,313,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,371 | $1,246,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,876 | $1,245,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 36,636 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,981 | $1,200,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 17,245 | $1,185,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,099 | $1,127,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,553 | $1,120,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,923 | $1,076,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,140 | $1,050,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 16,683 | $1,017,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,582 | $967,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,880 | $911,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,166 | $848,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,984 | $840,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,588 | $812,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,241 | $798,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 11,255 | $797,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,874 | $797,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,802 | $793,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 12,598 | $775,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,903 | $768,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,541 | $763,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 6,850 | $746,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,984 | $737,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,760 | $727,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,634 | $719,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 24,198 | $719,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 37,237 | $715,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,775 | $713,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 12,863 | $704,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 54,092 | $702,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 16,011 | $700,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 9,638 | $687,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,927 | $686,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,479 | $673,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,436 | $671,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 7,116 | $665,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,576 | $649,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,152 | $631,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 932 | $625,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,650 | $616,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,960 | $615,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,612 | $613,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 40,162 | $612,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,303 | $607,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 11,641 | $586,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,625 | $574,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,715 | $566,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,848 | $560,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 22,155 | $552,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,682 | $529,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,168 | $528,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 12,618 | $521,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,160 | $519,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 18,387 | $514,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,611 | $505,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,171 | $503,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,527 | $487,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,822 | $485,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,091 | $482,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,132 | $480,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,495 | $470,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,824 | $461,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,913 | $458,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,650 | $456,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,053 | $451,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 6,863 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,681 | $418,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,021 | $416,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,807 | $415,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,916 | $407,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,171 | $396,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 8,339 | $393,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,869 | $381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,651 | $380,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,216 | $378,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 166 | $373,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,044 | $371,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,839 | $371,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,997 | $370,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,767 | $367,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,147 | $366,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,444 | $366,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,138 | $364,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,888 | $359,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,577 | $351,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,385 | $346,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,956 | $343,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 15,123 | $338,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,337 | $335,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,337 | $326,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,168 | $325,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,771 | $322,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,786 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,282 | $318,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,426 | $313,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,579 | $308,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,738 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 11,247 | $304,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 14,576 | $303,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,627 | $300,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 11,247 | $299,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,684 | $297,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 578 | $283,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,862 | $281,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,843 | $281,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 910 | $277,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,555 | $275,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 964 | $272,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,954 | $266,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 10,386 | $265,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,200 | $262,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,783 | $258,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,210 | $254,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,135 | $242,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,548 | $241,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,461 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,633 | $237,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,777 | $236,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,391 | $234,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 483 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,245 | $225,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,579 | $222,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,615 | $222,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,607 | $220,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,598 | $220,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,651 | $216,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,832 | $215,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 937 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 4,799 | $211,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 15,150 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,075 | $207,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,511 | $205,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,693 | $204,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,391 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,509 | $202,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 32,818 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,544 | $200,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,034 | $197,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,358 | $189,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 25,139 | $181,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,100 | $138,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,359 | $30,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,226 | $13,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 17,787 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-007845 | this filing | 2021-04-09 | acceptance time not in the bulk data set |