13F-HR filed by Axiom Investment Management LLC
Axiom Investment Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2021-03-16, with 214 holding rows worth $130,841,000.
- Accession
- 0001398344-21-006532
- Filer
- CIK 1513703
- Filed
- 2021-03-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 8,471 entries on the cover page, a total value of $130,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,890,000 with VALUE read as thousands by filing date, 13F file number 028-20359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 54,981 | $7,658,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,423 | $6,580,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,957 | $3,027,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,290 | $2,785,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 92,200 | $2,702,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,343 | $2,552,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,431 | $2,479,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 62,887 | $2,387,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,840 | $2,339,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,985 | $2,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 17,100 | $2,299,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,815 | $2,115,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,358 | $2,095,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,535 | $2,086,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,054 | $2,071,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,197 | $1,885,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,176 | $1,857,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,857 | $1,825,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60,487 | $1,754,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,971 | $1,653,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,777 | $1,561,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 33,904 | $1,536,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,910 | $1,533,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,483 | $1,506,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,630 | $1,502,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,779 | $1,354,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,402 | $1,275,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,872 | $1,272,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 63,557 | $1,205,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,107 | $1,188,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,277 | $1,181,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,052 | $1,137,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 24,954 | $1,108,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,471 | $1,081,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,450 | $1,068,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,352 | $1,036,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,514 | $1,023,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,906 | $993,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,813 | $984,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,174 | $948,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,665 | $942,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,131 | $928,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,570 | $808,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,393 | $786,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,277 | $760,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 621 | $755,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,530 | $751,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,604 | $748,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,919 | $736,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,243 | $705,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,609 | $686,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,869 | $679,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,772 | $655,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 20,200 | $651,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,237 | $651,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,313 | $650,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,700 | $645,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,701 | $644,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,626 | $637,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,453 | $627,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,244 | $612,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 16,604 | $610,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 21,845 | $586,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,166 | $585,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 38,600 | $572,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 658 | $553,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 9,350 | $552,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,015 | $548,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,100 | $539,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,468 | $532,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 15,798 | $530,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,258 | $527,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,799 | $523,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,512 | $517,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,587 | $517,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,704 | $508,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,010 | $505,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 251 | $500,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,650 | $500,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,667 | $483,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,420 | $480,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 589 | $469,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,075 | $442,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,226 | $428,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,118 | $424,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,666 | $406,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,532 | $403,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,790 | $394,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 42,420 | $390,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 981 | $384,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,600 | $381,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,964 | $379,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,359 | $376,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 15,550 | $371,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,084 | $369,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,900 | $366,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,000 | $366,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,500 | $358,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,000 | $350,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,596 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,000 | $346,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,970 | $338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,150 | $338,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,134 | $331,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,814 | $327,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,262 | $322,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,405 | $321,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,871 | $320,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,091 | $315,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,663 | $315,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,015 | $315,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,940 | $314,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,543 | $313,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,857 | $300,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,500 | $300,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,187 | $292,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,504 | $290,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,163 | $289,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,811 | $285,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,035 | $282,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,608 | $281,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,963 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,900 | $276,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,473 | $273,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,588 | $272,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,056 | $271,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,489 | $271,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 991 | $264,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,553 | $258,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,796 | $257,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,326 | $257,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 463 | $255,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,136 | $252,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,360 | $246,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,992 | $246,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,358 | $243,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,600 | $239,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,232 | $232,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,117 | $232,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,102 | $232,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,783 | $231,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 907 | $231,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,172 | $230,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,110 | $229,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,404 | $229,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,130 | $228,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,403 | $227,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,736 | $224,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 9,450 | $222,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,993 | $219,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,795 | $217,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 9,172 | $217,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,911 | $210,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,292 | $208,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,690 | $208,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,857 | $207,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 21,629 | $205,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,679 | $201,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,236 | $200,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,071 | $175,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 10,000 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,000 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,500 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,300 | $150,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,220 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,100 | $133,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,951 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,300 | $130,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 764 | $128,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,000 | $128,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,000 | $109,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,000 | $105,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,867 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 990 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 532 | $103,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,000 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,500 | $87,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,310 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 646 | $77,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 18,100 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 500 | $65,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,083 | $65,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,311 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 5,000 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 750 | $56,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 800 | $47,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,700 | $40,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,054 | $39,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,500 | $35,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 189 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 400 | $34,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,476 | $34,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 241 | $29,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,600 | $23,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 105 | $22,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 700 | $20,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,000 | $20,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 17,000 | $14,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 117 | $13,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 89 | $10,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 42 | $7,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 103 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 70 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 87 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 21 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 50 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-006532 | this filing | 2021-03-16 | acceptance time not in the bulk data set |