13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 154 holding rows worth $271,746,000.
- Accession
- 0001398344-21-003151
- Filer
- CIK 1504304
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 155 entries on the cover page, a total value of $271,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,746,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL SECURITIES CORP | 155123102 | COM | 381,390 | $12,449,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,739,178 | $12,244,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 287,739 | $10,701,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 832,074 | $9,269,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 196,793 | $7,854,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 712,906 | $7,136,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 512,510 | $6,709,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 404,959 | $6,297,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 621,370 | $6,114,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 222,900 | $5,717,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 525,350 | $5,679,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 469,740 | $5,247,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 452,600 | $5,092,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 463,088 | $4,659,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 450,896 | $4,599,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 428,080 | $4,559,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 438,112 | $4,460,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 400,580 | $4,270,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 400,000 | $4,200,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 433,081 | $3,985,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 209,433 | $3,621,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 350,000 | $3,609,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 350,216 | $3,530,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 328,498 | $3,470,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 315,000 | $3,348,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 307,288 | $3,319,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 303,490 | $3,240,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 301,285 | $3,203,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 302,899 | $3,144,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 50,100 | $3,131,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 295,000 | $3,098,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 315,595 | $2,922,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 267,450 | $2,851,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 267,926 | $2,829,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 250,000 | $2,713,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 245,000 | $2,629,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 250,240 | $2,577,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 246,150 | $2,464,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 222,417 | $2,382,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 210,856 | $2,336,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 225,000 | $2,322,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 210,941 | $2,194,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 155,840 | $2,082,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 142,502 | $2,076,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 160,816 | $2,009,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 180,000 | $1,858,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 170,248 | $1,822,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 170,000 | $1,770,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 118,614 | $1,767,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 170,000 | $1,760,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 202,464 | $1,753,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 162,035 | $1,693,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 156,791 | $1,645,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 294,226 | $1,618,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 150,000 | $1,544,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 145,000 | $1,488,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 101,897 | $1,483,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 143,496 | $1,477,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 140,000 | $1,435,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 130,000 | $1,387,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 116,400 | $1,322,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 161,825 | $1,320,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 120,000 | $1,285,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 100,000 | $1,190,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 72,178 | $1,183,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 117,500 | $1,177,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 130,053 | $1,176,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,109 | $1,162,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 602,056 | $1,156,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 113,103 | $1,138,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 97,598 | $1,103,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 114,992 | $1,087,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 100,000 | $1,055,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 100,000 | $1,054,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 47,382 | $1,045,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 100,000 | $1,045,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 104,700 | $1,042,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 118,377 | $1,035,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 100,000 | $1,022,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $1,006,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 145,823 | $952,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,000 | $947,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 59,597 | $863,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 61,660 | $861,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 78,712 | $807,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 55,257 | $796,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 400,905 | $766,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 75,000 | $758,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 52,034 | $726,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 70,000 | $725,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 67,127 | $710,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 60,493 | $642,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 62,500 | $639,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 58,137 | $612,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 44,381 | $601,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 163,924 | $572,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 61,947 | $554,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 50,000 | $527,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 50,000 | $516,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 219,056 | $318,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 40,974 | $310,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 363,024 | $305,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 36,852 | $299,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,645 | $298,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 27,200 | $290,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 222,097 | $278,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 16,700 | $270,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 25,000 | $270,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,402 | $265,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 25,000 | $260,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 25,000 | $260,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 231,544 | $259,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 24,428 | $252,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 126,868 | $249,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 22,384 | $241,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 68,487 | $237,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 20,000 | $217,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 24,000 | $206,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 111,208 | $205,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 49,447 | $205,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 131,906 | $200,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 175,104 | $189,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,584 | $158,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 192,550 | $153,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 76,822 | $150,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 66,126 | $143,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 115,555 | $139,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 12,500 | $131,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 90,108 | $131,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 62,518 | $123,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 10,599 | $108,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 10,000 | $106,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 132,500 | $105,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 88,125 | $90,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 115,555 | $86,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 192,757 | $80,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 194,550 | $74,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 25,727 | $70,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 64,575 | $68,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 52,500 | $68,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 118,350 | $59,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 37,500 | $46,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 24,101 | $46,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 26,232 | $41,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 118,350 | $40,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 16,974 | $25,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10,000 | $22,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 2,339 | $20,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T115 | Warrants | 24,700 | $20,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 21,154 | $10,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 11,007 | $4,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 30,525 | $3,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 42,082 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-003151 | this filing | 2021-02-12 | acceptance time not in the bulk data set |