13F-HR filed by Bison Wealth, LLC
Bison Wealth, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 413 holding rows worth $214,159,000.
- Accession
- 0001398344-21-003009
- Filer
- CIK 1633172
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 413 entries on the cover page, a total value of $214,159,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,161,000 with VALUE read as thousands by filing date, 13F file number 028-16523. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 98,560 | $13,078,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 72,446 | $9,019,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,083 | $6,784,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,257 | $5,618,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,548 | $5,344,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,613 | $5,210,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 47,442 | $4,841,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,932 | $4,461,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,233 | $3,715,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 70,966 | $3,585,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 23,174 | $2,802,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 33,772 | $2,800,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,213 | $2,600,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 137,653 | $2,496,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 38,667 | $2,375,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 80,070 | $2,303,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,236 | $2,292,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,152 | $2,244,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,339 | $2,211,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 17,206 | $2,195,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,741 | $2,049,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,163 | $2,023,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9,019 | $1,943,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,062 | $1,898,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 21,147 | $1,823,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 934 | $1,636,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,623 | $1,623,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,795 | $1,612,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,326 | $1,602,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,114 | $1,579,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,721 | $1,531,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 6,060 | $1,502,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 49,117 | $1,489,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 21,062 | $1,487,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,306 | $1,388,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,509 | $1,322,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,942 | $1,320,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 39,755 | $1,310,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,558 | $1,302,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,591 | $1,269,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,263 | $1,225,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,461 | $1,208,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,404 | $1,194,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 651 | $1,141,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,698 | $1,133,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,897 | $1,125,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,643 | $1,114,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,800 | $1,105,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 107,341 | $975,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,766 | $962,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,514 | $960,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 13,521 | $923,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,587 | $916,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,366 | $904,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,669 | $900,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 18,655 | $894,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,066 | $886,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,872 | $878,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,211 | $846,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,705 | $837,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,076 | $837,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,610 | $822,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 22,878 | $821,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 9,000 | $817,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,813 | $811,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 31,099 | $798,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 12,003 | $770,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,952 | $723,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,028 | $717,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,660 | $716,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,722 | $711,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,130 | $703,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,360 | $680,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,561 | $673,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,744 | $672,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,519 | $670,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,878 | $667,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,749 | $664,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,052 | $650,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,889 | $640,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,500 | $633,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,692 | $619,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,173 | $613,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,466 | $611,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,700 | $601,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,190 | $595,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,028 | $590,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,378 | $576,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,522 | $569,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,206 | $568,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,241 | $561,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,396 | $558,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,336 | $537,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,344 | $536,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,752 | $533,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,215 | $530,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,696 | $525,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,350 | $524,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,960 | $510,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,432 | $508,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 244,056 | $508,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,847 | $502,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,048 | $501,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,524 | $501,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,074 | $493,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,595 | $491,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,275 | $488,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 601 | $481,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,971 | $473,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,981 | $471,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,409 | $463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 24,100 | $463,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,737 | $461,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,234 | $460,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,550 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,793 | $450,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,015 | $448,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,055 | $446,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,433 | $444,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,197 | $443,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,054 | $443,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,068 | $436,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 14,993 | $436,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,008 | $434,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,321 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,509 | $433,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,920 | $424,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,868 | $424,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 598 | $422,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,620 | $412,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,242 | $412,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,501 | $410,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,467 | $409,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,000 | $408,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,126 | $393,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,124 | $391,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,239 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 18,420 | $391,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,181 | $390,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,819 | $387,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,015 | $386,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,540 | $380,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 8,200 | $379,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,374 | $378,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 697 | $377,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,092 | $375,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,010 | $373,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,048 | $373,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,383 | $370,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,675 | $361,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,042 | $360,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,161 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,960 | $358,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,690 | $357,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,180 | $350,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,289 | $349,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,332 | $342,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,307 | $341,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,621 | $338,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,684 | $336,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,391 | $335,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,145 | $334,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,292 | $331,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,232 | $330,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,437 | $320,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,913 | $315,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,849 | $313,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,640 | $307,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,886 | $297,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,137 | $295,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 17,806 | $292,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,430 | $291,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,607 | $282,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,636 | $281,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,840 | $280,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,606 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,125 | $274,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,368 | $273,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,086 | $272,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,000 | $269,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,988 | $265,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,243 | $261,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 9,262 | $261,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,696 | $260,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,841 | $259,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,097 | $258,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 228 | $258,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,696 | $257,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,762 | $253,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,889 | $252,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,044 | $249,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 6,290 | $249,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,426 | $245,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,856 | $241,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,270 | $240,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,458 | $240,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,706 | $234,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 137 | $230,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,690 | $229,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,517 | $228,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,161 | $228,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,397 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,517 | $225,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,493 | $223,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,469 | $221,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,367 | $221,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 883 | $221,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,000 | $220,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,151 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,458 | $220,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,724 | $218,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 28,070 | $218,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,180 | $216,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 957 | $214,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 798 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,484 | $211,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,058 | $210,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,801 | $208,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,248 | $205,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 5,715 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,736 | $198,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 855 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,278 | $194,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 685 | $188,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,333 | $187,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,111 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 845 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,487 | $180,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,513 | $178,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,266 | $173,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,651 | $171,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,796 | $163,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,335 | $162,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,887 | $160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 6,999 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,267 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,598 | $146,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,306 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,500 | $144,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,245 | $141,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,000 | $141,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,366 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,329 | $139,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 784 | $136,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,570 | $136,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,580 | $134,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,978 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,188 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,100 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,691 | $128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 793 | $127,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 11,800 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,655 | $121,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,080 | $119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,098 | $118,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 7,671 | $117,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 828 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 696 | $113,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 846 | $109,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 884 | $109,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 1,298 | $102,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,063 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 648 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,680 | $93,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,095 | $92,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,112 | $90,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 681 | $82,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 594 | $82,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 806 | $81,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 834 | $81,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 823 | $80,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,720 | $79,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,450 | $79,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 544 | $77,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 640 | $76,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,011 | $74,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,687 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,645 | $69,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,218 | $67,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 1,075 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 751 | $65,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,200 | $65,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,000 | $65,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,036 | $64,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 678 | $63,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 522 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 521 | $60,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 350 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 758 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 815 | $55,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 760 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $53,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 468 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 211 | $50,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 891 | $49,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,274 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 465 | $48,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 480 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 878 | $46,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 210 | $45,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 168 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 633 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 430 | $37,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,724 | $37,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 450 | $34,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 500 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $33,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 107 | $32,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,146 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 259 | $31,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,400 | $31,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1,400 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 189 | $30,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 207 | $30,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 412 | $28,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 85 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 772 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 444 | $27,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 287 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 500 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 100 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 796 | $26,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 175 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 397 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 300 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 255 | $22,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,700 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 717 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 384 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 148 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 110 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 131 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 208 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 409 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 275 | $17,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 17,500 | $17,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 100 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 216 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 469 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 99 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 300 | $16,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 440 | $16,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 42 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 480 | $15,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 61 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 81 | $14,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 550 | $14,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 545 | $14,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 550 | $14,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 80 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 85 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 117 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 87 | $13,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 185 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 217 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 125 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 163 | $12,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 158 | $11,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 65 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 504 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 364 | $11,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 325 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 142 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 210 | $10,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 348 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 65 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 102 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 200 | $10,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 300 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 200 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 189 | $9,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 80 | $8,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 215 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 131 | $8,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 147 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 174 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 120 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 46 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 90 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 85 | $6,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 64 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 142 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 155 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 82 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 126 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 162 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 109 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 87 | $5,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 163 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 80 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 95 | $3,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 74 | $3,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 27 | $3,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 26 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 67 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 127 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 74 | $3,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 33 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 23 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 27 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 58 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 35 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 68 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 70 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 49 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 50 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-003009 | this filing | 2021-02-11 | acceptance time not in the bulk data set |