13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-14, with 645 holding rows worth $694,799,000.
- Accession
- 0001398344-21-000842
- Filer
- CIK 1728321
- Filed
- 2021-01-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 646 entries on the cover page, a total value of $694,799,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $694,803,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 5,283 | $217,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,475 | $216,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,750 | $216,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,302 | $214,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 23,500 | $212,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 7,500 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,123 | $211,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,005 | $211,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 784 | $210,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,357 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 6,245 | $209,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,404 | $209,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,760 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,830 | $207,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 7,900 | $207,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 13,008 | $206,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,580 | $205,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,296 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,870 | $203,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,985 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,315 | $202,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,104 | $201,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 522 | $201,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,500 | $201,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,715 | $201,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 26,856 | $201,000 | thousands by filing date | |
| Steadfast Apartment REIT | 85780P101 | COM | 12,942 | $196,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,535 | $194,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,500 | $192,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,725 | $191,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,345 | $188,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,100 | $188,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,727 | $185,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,000 | $179,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,084 | $174,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 12,200 | $169,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,232 | $167,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,500 | $167,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 16,230 | $166,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,766 | $163,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 24,804 | $156,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,500 | $152,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 18,160 | $151,000 | thousands by filing date | |
| MSC INCOME FUND, INC. | 40427D102 | Stock | 15,100 | $151,000 | thousands by filing date | |
| GRIFFIN REALTY TRUST CLA | 39818P880 | REAL ESTATE INVESTME | 15,671 | $149,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,533 | $144,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,570 | $143,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,060 | $138,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,272 | $137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 21,815 | $137,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 12,852 | $129,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,546 | $125,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,410 | $121,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,000 | $119,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,479 | $118,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,000 | $118,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 13,952 | $113,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,000 | $111,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,528 | $110,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,165 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,254 | $102,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,793 | $98,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,700 | $97,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,237 | $86,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 13,100 | $85,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,638 | $83,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,250 | $80,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,699 | $79,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,900 | $70,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 11,310 | $56,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 49,670 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,051 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,622 | $45,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,000 | $42,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $40,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 16,300 | $39,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 65 | $31,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,000 | $31,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,000 | $29,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20 | $27,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 10,339 | $21,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 14,787 | $21,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13 | $20,000 | thousands by filing date | call |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $17,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 19,822 | $14,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 18 | $13,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 48 | $12,000 | thousands by filing date | put |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $12,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9 | $7,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 17 | $7,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 3 | $6,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 15 | $5,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 39 | $5,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 18 | $4,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1 | $3,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 2 | $3,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 3 | $3,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11 | $3,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 10 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 50 | $2,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 14 | $2,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 10 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 21 | $1,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 5 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1 | $1,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 5 | $1,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 11 | $1,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 5 | $1,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 4 | $1,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 20 | $1,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6 | $1,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6 | $1,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 11 | $1,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 5 | $1,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 33,000 | $1,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 60,768 | $1,000 | thousands by filing date | |
| BIOTECH MEDICS ORD | 090699307 | ORD | 80,000 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOW HLDGS INC COM | 260557103 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 50,482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 74,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 11,643 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFSLOPE ENERGY INC | 40273W105 | Ordinary Shares | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anr Inc RTS | 03634H118 | Warrant | 25,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE INNOVATIONS HLDGS INC COM | 45248A104 | COM | 74,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 82632T100 | 82632T100 | Equity | 29,646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX ORD | 362408205 | ORD | 12,315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMAGINE ORD | 681659207 | ORD | 18,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCEPTER HOLDINGS ORD | 80622F106 | ORD | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-000842 | this filing | 2021-01-14 | acceptance time not in the bulk data set |