13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 50 holding rows worth $475,369,000.
- Accession
- 0001398344-20-022602
- Filer
- CIK 1278960
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 50 entries on the cover page, a total value of $475,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $475,371,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 18,175,000 | $21,969,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 25,500,000 | $20,049,000 | thousands by filing date | principal |
| Dicks Sporting Goods | 253393AC6 | NOTE 3.2500% 15-Apr-2025 | 10,700,000 | $19,561,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 16,450,000 | $17,869,000 | thousands by filing date | principal |
| Fluidigm Corporation | 34385PAE8 | NOTE 5.2500% 01-Dec-2024 | 6,500,000 | $17,570,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 18,073,000 | $16,830,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 19,675,000 | $16,134,000 | thousands by filing date | principal |
| Bloom Energy Corp | 093712AG2 | NOTE 2.5000% 15-Aug-2025 | 12,250,000 | $15,527,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 14,377,000 | $14,916,000 | thousands by filing date | principal |
| PetIQ Inc | 71639TAA4 | NOTE 4.0000% 01-Jun-2026 | 10,000,000 | $13,588,000 | thousands by filing date | principal |
| Infinera Corp | 45667GAD5 | NOTE 2.5000% 01-Mar-2027 | 12,550,000 | $13,217,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 7,750,000 | $13,107,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 8,250,000 | $12,901,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 16,166,000 | $12,529,000 | thousands by filing date | principal |
| Avadel Fin Cay Ltd/Avadel Pharma Plc | 05337YAA6 | Note 4.5000% 01-Feb-2023 | 13,500,000 | $12,437,000 | thousands by filing date | principal |
| Harmonic Inc | 413160AC6 | NOTE 2.0000% 01-Sep-2024 | 13,000,000 | $12,236,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 11,000,000 | $11,481,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 7,500,000 | $11,466,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 11,416,000 | $11,359,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 6,900,000 | $11,092,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 9,705,000 | $10,955,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $10,221,000 | thousands by filing date | principal |
| Bandwidth Inc | 05988JAA1 | NOTE 0.2500% 01-Mar-2026 | 5,000,000 | $9,981,000 | thousands by filing date | principal |
| Model N Inc (Pending) | 607525AA0 | NOTE 2.6250% 01-Jun-2025 | 7,500,000 | $9,694,000 | thousands by filing date | principal |
| 1Life Healthcare Inc (Pending) | 68269GAA5 | NOTE 3.0000% 15-Jun-2025 | 9,500,000 | $9,559,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 10,254,000 | $9,126,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,900,000 | $8,514,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 8,000,000 | $8,460,000 | thousands by filing date | principal |
| K12 INC 144A (LRN) - conv rati | 48273UAA0 | CONV | 10,000,000 | $8,413,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 9,000,000 | $8,381,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 10,000,000 | $8,288,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 9,778,000 | $8,214,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AH8 | NOTE 3.750% 7/1 | 8,605,000 | $7,615,000 | thousands by filing date | principal |
| US Steel Corp | 912909AQ1 | NOTE 5.0000% 01-Nov-2026 | 9,000,000 | $7,223,000 | thousands by filing date | principal |
| Workiva Inc | 98139AAA3 | NOTE 1.1250% 15-Aug-2026 | 6,500,000 | $6,500,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 5,000,000 | $6,206,000 | thousands by filing date | principal |
| Par Technology Corp | 698884AB9 | NOTE 2.8750% 15-Apr-2026 | 4,500,000 | $5,428,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 2,500,000 | $4,850,000 | thousands by filing date | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 158,988 | $4,237,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000,000 | $3,874,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,140,000 | $3,830,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,280,000 | $3,723,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAL5 | BOND | 3,000,000 | $3,071,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $2,959,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 590,545 | $2,533,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 3,425,000 | $2,470,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,403,382 | $2,063,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 12,000,000 | $1,620,000 | thousands by filing date | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 102,444 | $1,122,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 55,098 | $403,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-022602 | this filing | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-20-024957 | added | 2020-12-22 | acceptance time not in the bulk data set |