13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 150 holding rows worth $310,497,000.
- Accession
- 0001398344-20-022561
- Filer
- CIK 1504304
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 150 entries on the cover page, a total value of $310,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,495,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 865,992 | $70,751,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 383,591 | $11,120,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,258,729 | $9,961,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 290,302 | $9,856,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 911,445 | $8,439,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 837,629 | $8,376,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 671,534 | $8,246,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 198,315 | $7,308,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 515,811 | $6,706,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 638,270 | $6,338,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 630,770 | $6,320,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 258,543 | $5,954,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 469,209 | $5,086,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 346,673 | $4,859,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 533,307 | $4,852,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 460,186 | $4,694,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 468,890 | $4,249,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 392,905 | $3,890,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 334,126 | $3,846,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 352,888 | $3,529,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 212,740 | $3,449,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 316,854 | $3,279,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 311,400 | $3,254,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 364,423 | $3,160,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 307,410 | $3,136,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 308,285 | $3,108,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 308,775 | $3,091,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 269,350 | $2,715,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 250,525 | $2,615,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 224,422 | $2,563,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 248,250 | $2,464,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 217,796 | $2,424,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 234,093 | $2,388,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 622,470 | $2,378,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 201,709 | $2,326,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 160,410 | $2,167,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 36,054 | $1,927,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 242,311 | $1,892,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 180,000 | $1,822,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 142,502 | $1,817,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 218,377 | $1,815,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 152,179 | $1,788,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 173,300 | $1,759,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 82,203 | $1,749,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 170,000 | $1,693,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 169,874 | $1,692,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 202,464 | $1,660,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 163,836 | $1,643,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 155,547 | $1,618,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 198,125 | $1,585,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 157,310 | $1,568,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,173,405 | $1,549,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 151,848 | $1,520,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 145,000 | $1,478,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 139,700 | $1,440,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 101,852 | $1,300,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,862 | $1,293,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 109,415 | $1,291,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 204,743 | $1,269,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 149,244 | $1,235,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 110,972 | $1,171,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 118,998 | $1,170,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 47,382 | $1,166,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 136,522 | $1,163,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 108,884 | $1,154,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 115,256 | $1,153,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 104,700 | $1,082,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 103,910 | $1,081,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 91,406 | $1,074,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 72,178 | $1,062,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 161,825 | $1,049,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 100,000 | $1,004,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $993,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 87,461 | $890,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 72,762 | $885,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 70,732 | $876,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 78,715 | $831,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 98,329 | $827,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 114,383 | $780,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 70,248 | $721,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 71,180 | $696,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 68,430 | $695,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,000 | $691,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 66,525 | $671,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 63,005 | $636,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 59,300 | $632,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 154,504 | $616,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 50,000 | $526,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 62,248 | $515,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 38,311 | $475,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 51,442 | $431,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 25,344 | $366,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 226,097 | $319,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 38,118 | $318,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 26,300 | $293,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 27,200 | $277,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 25,000 | $259,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 80,797 | $242,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 375,405 | $233,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 220,300 | $220,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 16,700 | $211,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 20,000 | $206,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 20,000 | $204,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 52,495 | $194,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 113,898 | $187,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 192,757 | $175,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 81,620 | $175,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 57,826 | $169,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 86,650 | $155,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,584 | $149,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 41,171 | $134,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 12,500 | $126,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 91,476 | $111,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 54,442 | $106,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 92,208 | $103,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 10,000 | $103,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 47,603 | $102,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 84,937 | $82,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 177,466 | $80,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 132,500 | $79,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 81,918 | $75,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 133,887 | $72,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 183,670 | $68,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 59,499 | $65,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 196,350 | $65,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 192,757 | $64,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 198,350 | $63,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 44,398 | $60,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 52,500 | $59,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 34,925 | $58,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 47,603 | $47,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 64,575 | $46,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 36,885 | $41,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 118,350 | $38,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 35,197 | $34,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 121,215 | $30,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 118,350 | $27,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 55,000 | $27,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 25,147 | $25,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 115,555 | $24,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 115,555 | $23,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 40,925 | $21,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 100,315 | $21,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10,000 | $19,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 23,194 | $12,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 21,154 | $6,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 35,500 | $3,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 11,007 | $3,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 16,792 | $3,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 42,082 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-022561 | this filing | 2020-11-13 | acceptance time not in the bulk data set |