13F-HR filed by WealthShield Partners, LLC
WealthShield Partners, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 390 holding rows worth $285,456,000.
- Accession
- 0001398344-20-021091
- Filer
- CIK 1729303
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 390 entries on the cover page, a total value of $285,456,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,462,000 with VALUE read as thousands by filing date, 13F file number 028-18492. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthShield, LLC028-18494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 38,317 | $12,877,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 38,943 | $7,218,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 92,329 | $7,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 54,372 | $6,297,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 156,951 | $6,245,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 51,216 | $6,047,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 197,444 | $5,519,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 42,612 | $5,482,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 69,633 | $5,339,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 38,458 | $5,181,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 56,074 | $5,040,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 195,888 | $4,986,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 37,638 | $4,761,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 39,947 | $4,631,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 50,220 | $4,345,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 157,431 | $4,104,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 49,427 | $3,953,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 53,015 | $3,825,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 123,505 | $3,805,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,388 | $3,657,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 95,505 | $3,401,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 42,920 | $3,014,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 52,615 | $2,855,000 | thousands by filing date | |
| KRANESHARES TR | 500767686 | KYA DYNMC INC | 134,003 | $2,771,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,747 | $2,760,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 864 | $2,721,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 45,066 | $2,717,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 47,610 | $2,614,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 92,155 | $2,507,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 16,345 | $2,409,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 32,268 | $2,381,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,025 | $2,227,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,131 | $2,157,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 72,040 | $2,127,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 40,206 | $2,073,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 7,860 | $2,072,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 22,601 | $1,994,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 42,529 | $1,869,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 50,980 | $1,849,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,295 | $1,831,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,008 | $1,800,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 28,205 | $1,798,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,161 | $1,769,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 115,786 | $1,743,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,087 | $1,741,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 38,500 | $1,686,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 18,845 | $1,669,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 89,360 | $1,608,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13,174 | $1,605,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 75,500 | $1,534,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,926 | $1,506,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 26,317 | $1,455,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,360 | $1,448,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,118 | $1,402,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 17,431 | $1,354,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 27,134 | $1,340,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,644 | $1,329,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 42,890 | $1,324,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,566 | $1,304,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 33,774 | $1,285,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,921 | $1,226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,426 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 9,842 | $1,201,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,438 | $1,159,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,032 | $1,137,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,381 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 29,895 | $1,090,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 75,810 | $1,063,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,935 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,448 | $1,053,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,770 | $1,039,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 19,991 | $1,002,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 654 | $959,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,512 | $883,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,644 | $871,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,985 | $849,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,723 | $847,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 91,967 | $847,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,100 | $843,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,876 | $841,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,839 | $788,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,186 | $768,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,876 | $760,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,368 | $751,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 35,287 | $748,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,793 | $739,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,334 | $732,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,642 | $723,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,653 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 11,951 | $717,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 487 | $716,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,093 | $715,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 10,113 | $713,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 29,037 | $699,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,188 | $682,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,277 | $679,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,987 | $667,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,723 | $658,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 22,111 | $658,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 11,990 | $653,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,045 | $648,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,808 | $634,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,237 | $634,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,854 | $627,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,352 | $616,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,997 | $613,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,262 | $609,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,030 | $608,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,879 | $605,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,240 | $600,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,366 | $586,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,831 | $584,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 23,857 | $581,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,566 | $571,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,946 | $567,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,537 | $554,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 20,366 | $538,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,166 | $537,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,637 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,164 | $536,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 986 | $534,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 12,855 | $532,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,871 | $530,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,026 | $525,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,537 | $516,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,740 | $502,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,726 | $501,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,867 | $500,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,667 | $497,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 30,000 | $497,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,306 | $496,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,307 | $491,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,106 | $488,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 40,526 | $487,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,987 | $483,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,705 | $479,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,937 | $475,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,787 | $472,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,523 | $472,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,449 | $452,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,658 | $450,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,030 | $443,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,839 | $442,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,438 | $441,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,342 | $438,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,217 | $432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,118 | $430,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,397 | $427,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,621 | $426,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,109 | $423,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,517 | $421,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,191 | $421,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 838 | $411,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 588 | $410,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,594 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,363 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 11,514 | $401,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,358 | $399,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,142 | $397,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,982 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 26,478 | $390,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,492 | $386,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,729 | $386,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,894 | $384,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 17,795 | $382,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,212 | $373,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,099 | $372,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 13,809 | $363,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,314 | $361,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,301 | $361,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,092 | $357,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,273 | $350,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,192 | $346,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 6,578 | $345,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,091 | $343,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,295 | $343,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,474 | $335,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,676 | $334,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 439 | $334,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 22,672 | $332,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,993 | $330,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,933 | $323,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,934 | $321,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,925 | $321,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,314 | $318,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,616 | $318,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,190 | $316,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,139 | $316,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,071 | $307,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,664 | $304,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,200 | $301,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,288 | $300,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,590 | $300,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 951 | $296,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,849 | $292,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,391 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,006 | $285,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,595 | $281,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,792 | $281,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,539 | $278,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,901 | $275,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 818 | $272,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,601 | $268,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,410 | $267,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,314 | $266,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,255 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 24,672 | $265,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,739 | $264,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,160 | $263,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,337 | $263,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,297 | $257,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,262 | $254,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 910 | $253,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 655 | $251,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 493 | $247,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,126 | $247,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,569 | $247,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,885 | $247,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,740 | $244,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,632 | $243,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,386 | $243,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,636 | $242,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 948 | $241,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,618 | $240,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,246 | $238,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,118 | $236,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,554 | $234,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,360 | $231,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,364 | $231,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,784 | $230,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,184 | $223,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,806 | $222,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,164 | $221,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,494 | $208,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,303 | $204,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,313 | $203,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 24,574 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,737 | $203,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,205 | $200,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 11,530 | $199,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,428 | $196,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,644 | $194,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,875 | $193,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 10,912 | $191,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,721 | $186,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,446 | $176,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,800 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,791 | $164,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 18,836 | $162,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,199 | $161,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,142 | $160,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,932 | $159,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,695 | $159,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,644 | $156,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 20,782 | $156,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 13,758 | $145,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,381 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,036 | $138,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 14,783 | $138,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,277 | $135,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 4,976 | $134,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,770 | $131,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,336 | $131,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 5,759 | $131,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 12,400 | $129,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,112 | $125,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,246 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,527 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,976 | $120,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,743 | $119,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,812 | $112,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 899 | $109,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,858 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,803 | $95,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 785 | $87,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,368 | $86,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,611 | $85,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 559 | $84,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,293 | $82,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 859 | $81,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,237 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 380 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,988 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 984 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 690 | $75,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,714 | $74,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 473 | $70,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,308 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 843 | $69,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,844 | $68,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,040 | $62,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,748 | $62,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 576 | $62,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 2,071 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 652 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 4,410 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,417 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 940 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 856 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 700 | $54,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 700 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 357 | $53,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 2,443 | $52,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 700 | $48,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 326 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 993 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 549 | $42,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,660 | $42,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 502 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 6,800 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 682 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 715 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 191 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 395 | $37,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 519 | $37,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 678 | $34,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 270 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 134 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 702 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,682 | $31,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 226 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 259 | $29,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 938 | $28,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 512 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 191 | $26,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 520 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 153 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 716 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 374 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 650 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,250 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 115 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 168 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 632 | $18,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 360 | $17,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 95 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 517 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 427 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 200 | $15,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 585 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 455 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 86 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 146 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 2,000 | $12,000 | thousands by filing date | call |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 384 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 47 | $10,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 460 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 913 | $10,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 293 | $9,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 291 | $9,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 79 | $9,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 85 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 192 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 400 | $8,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 200 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 98 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 108 | $6,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 36 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 39 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 25 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 39 | $5,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 125 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 25 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 36 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 60 | $4,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 100 | $4,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 90 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 114 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 35 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 508 | $3,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 51 | $2,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 69 | $2,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 73 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 71 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 40 | $2,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 45 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 126 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 18 | $1,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-021091 | this filing | 2020-10-30 | acceptance time not in the bulk data set |