13F-HR filed by Capital Investment Advisory Services, LLC
Capital Investment Advisory Services, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 630 holding rows worth $531,338,000.
- Accession
- 0001398344-20-020294
- Filer
- CIK 1659203
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 630 entries on the cover page, a total value of $531,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $531,334,000 with VALUE read as thousands by filing date, 13F file number 028-17635. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,000 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 670 | $23,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1,538 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 717 | $22,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 490 | $21,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,634 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 769 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 492 | $20,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 150 | $20,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 370 | $20,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 156 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 609 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 217 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 99 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 521 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 300 | $17,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 285 | $16,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 147 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,500 | $16,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 615 | $16,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 252 | $15,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 551 | $15,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 45 | $14,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 265 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 150 | $14,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 605 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,500 | $14,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 50 | $13,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 685 | $13,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 212 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,613 | $13,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 235 | $12,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 50 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150 | $12,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 104 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 200 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 117 | $11,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 800 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 282 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 154 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 47 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 69 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 500 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 360 | $10,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 450 | $10,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 375 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 150 | $9,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 350 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 615 | $8,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 150 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 100 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 340 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 78 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 600 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 300 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 400 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 203 | $8,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 43 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 530 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 50 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 74 | $7,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 138 | $6,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 45 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 69 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 93 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 150 | $5,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 75 | $4,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 120 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 45 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 103 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 295 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 135 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 187 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 71 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 193 | $4,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 595 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 77 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 30 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 75 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 607 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 148 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 88 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 312 | $3,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 20 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 42 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 16 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 62 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 71 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 80 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 77 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 45 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 55 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 50 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 46 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 157 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 25 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 25 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 26 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 45 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 19 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 30 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 28 | $1,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 592 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-020294 | this filing | 2020-10-19 | acceptance time not in the bulk data set |