13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 510 holding rows worth $513,674,000.
- Accession
- 0001398344-20-014749
- Filer
- CIK 1728321
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 510 entries on the cover page, a total value of $513,674,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $513,669,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 8,432 | $23,262,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,224 | $18,686,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 480,413 | $18,064,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 57,859 | $17,841,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 64,467 | $13,120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 139,128 | $7,267,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 220,150 | $7,049,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 50,495 | $6,846,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,738 | $6,396,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,820 | $6,138,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 51,234 | $6,004,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 20,821 | $5,513,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 19,139 | $5,424,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,393 | $5,049,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,687 | $4,697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 96,733 | $4,365,000 | thousands by filing date | |
| VTI | 922908769 | COM | 27,105 | $4,243,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,898 | $4,233,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 67,913 | $4,224,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 187,741 | $4,198,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 39,832 | $4,162,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 64,632 | $3,919,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,901 | $3,875,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,605 | $3,694,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,722 | $3,538,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,336 | $3,302,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,388 | $3,289,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 58,214 | $3,285,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,411 | $3,284,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 37,383 | $3,278,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,168 | $3,209,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,558 | $3,005,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,763 | $2,984,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 58,960 | $2,921,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 35,282 | $2,916,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,169 | $2,904,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,618 | $2,894,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,996 | $2,867,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,524 | $2,814,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q505 | SRE | 150,803 | $2,797,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,378 | $2,733,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 40,126 | $2,703,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,594 | $2,668,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 59,258 | $2,650,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 85,293 | $2,586,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,842 | $2,497,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,885 | $2,478,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 42,111 | $2,469,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,277 | $2,434,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,579 | $2,433,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,432 | $2,310,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 45,875 | $2,294,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 81,220 | $2,273,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,446 | $2,215,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,051 | $2,209,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,248 | $2,198,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 38,145 | $2,161,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 86,915 | $2,139,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,068 | $2,126,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,009 | $2,114,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,602 | $2,112,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,410 | $2,108,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 7,686 | $2,082,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 8,626 | $2,052,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 16,421 | $2,020,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,662 | $1,988,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 35,906 | $1,964,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 37,966 | $1,962,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,899 | $1,934,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,385 | $1,903,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,149 | $1,901,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 17,253 | $1,900,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 73,832 | $1,848,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,155 | $1,812,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,926 | $1,788,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 32,377 | $1,774,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,251 | $1,712,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,306 | $1,699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 19,262 | $1,614,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 87,222 | $1,585,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 14,802 | $1,568,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 26,840 | $1,534,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 101,616 | $1,520,000 | thousands by filing date | |
| BLACKROCK SHORT OBLIGATIONS CL INSTL | 091936419 | CL INSTL | 150,915 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,390 | $1,511,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,626 | $1,474,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 20,739 | $1,464,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,259 | $1,453,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,898 | $1,448,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 21,147 | $1,444,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,779 | $1,435,000 | thousands by filing date | call |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,148 | $1,425,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 20,052 | $1,392,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 11,050 | $1,374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 23,080 | $1,348,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,808 | $1,344,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,642 | $1,339,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,481 | $1,330,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,784 | $1,328,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 5,973 | $1,311,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 153,520 | $1,297,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 14,636 | $1,273,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,433 | $1,269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 35,835 | $1,269,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,360 | $1,265,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 56,670 | $1,258,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,988 | $1,236,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,163 | $1,228,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,232 | $1,214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,279 | $1,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 20,062 | $1,204,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 6,911 | $1,190,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 12,738 | $1,183,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 62,029 | $1,143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,919 | $1,139,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,126 | $1,132,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,152 | $1,115,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,437 | $1,075,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,959 | $1,072,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 13,378 | $1,069,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,331 | $1,064,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,506 | $1,061,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,288 | $1,043,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,830 | $1,041,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,525 | $1,041,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,800 | $1,035,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,652 | $1,027,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,986 | $1,020,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,468 | $1,017,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,518 | $981,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 7,547 | $977,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 67,012 | $968,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,911 | $967,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,866 | $967,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,738 | $960,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,030 | $949,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 23,231 | $947,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,205 | $911,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 45,000 | $904,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,994 | $900,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,216 | $898,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,758 | $895,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,326 | $860,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 36,598 | $847,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,802 | $840,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 58,821 | $831,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 17,947 | $823,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 11,738 | $822,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,249 | $813,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,887 | $811,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,714 | $797,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 32,974 | $794,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,390 | $791,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,069 | $758,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,808 | $750,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,528 | $743,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 111,553 | $732,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 19,234 | $727,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 42,805 | $727,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 22,900 | $724,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 4,026 | $714,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 28,109 | $700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 12,539 | $699,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,167 | $697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 34,927 | $696,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 64,625 | $688,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,894 | $687,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,390 | $679,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,245 | $676,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,344 | $673,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,486 | $672,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,723 | $671,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 19,382 | $671,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,049 | $671,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,112 | $666,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,275 | $659,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,886 | $654,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,431 | $645,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,440 | $645,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,592 | $632,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,269 | $630,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,155 | $628,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,569 | $622,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,587 | $620,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 30,500 | $617,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 77,995 | $612,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 44,210 | $608,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,671 | $607,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,356 | $598,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,525 | $596,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,159 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,195 | $581,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,276 | $581,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,029 | $578,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,355 | $576,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,292 | $574,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,360 | $569,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,450 | $567,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,197 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,826 | $557,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,522 | $553,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,251 | $552,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,029 | $548,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 10,562 | $547,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,003 | $541,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 39,899 | $541,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 158,427 | $540,000 | thousands by filing date | |
| Energy Transfer Operat 7.625 P | 29278N400 | PRD | 27,732 | $540,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,728 | $539,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,113 | $539,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,972 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,914 | $531,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,725 | $527,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,672 | $517,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 27,892 | $514,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,600 | $494,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 9,315 | $492,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 9,683 | $486,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,806 | $483,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,067 | $483,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,278 | $482,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,575 | $475,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,679 | $468,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,746 | $466,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,020 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,727 | $457,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,548 | $457,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,857 | $452,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 65,834 | $450,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,000 | $449,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 13,557 | $446,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,777 | $445,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,122 | $445,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,413 | $438,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,095 | $437,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,189 | $436,000 | thousands by filing date | |
| HOSPITALITY INVESTORS TRUST INC | PER440200 | INC | 20,165 | $433,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,310 | $431,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,478 | $429,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,205 | $429,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 17,248 | $426,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,500 | $425,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 55,867 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 13,041 | $420,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 9,600 | $416,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,452 | $415,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,598 | $415,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,723 | $414,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,322 | $411,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,321 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,901 | $410,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 32,700 | $403,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,236 | $403,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,524 | $402,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,912 | $399,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,229 | $399,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,020 | $398,000 | thousands by filing date | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 20,437 | $397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 16,920 | $396,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,269 | $395,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,313 | $395,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,608 | $393,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,795 | $392,000 | thousands by filing date | |
| NEW MOUNTAIN FINANCE NTS | 647551209 | NTS | 16,300 | $391,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,970 | $389,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,738 | $387,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,617 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,152 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 6,870 | $381,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,926 | $377,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61,874 | $376,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,084 | $373,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,910 | $372,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,782 | $370,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,920 | $369,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,659 | $368,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,095 | $366,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 26,550 | $366,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,080 | $364,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,213 | $363,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,126 | $359,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,551 | $358,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,160 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 9,000 | $354,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,298 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,559 | $350,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,781 | $350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,572 | $349,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 13,081 | $347,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,336 | $346,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,633 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,791 | $342,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 35,093 | $337,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 13,625 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,998 | $333,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,196 | $333,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,373 | $331,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 573 | $331,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,791 | $329,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,940 | $328,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,724 | $327,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,665 | $327,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 10,842 | $327,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,134 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,328 | $324,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 19,146 | $324,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,312 | $323,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,913 | $322,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,007 | $322,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,265 | $320,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,500 | $320,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,883 | $319,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 983 | $318,000 | thousands by filing date | |
| ISHARES IV PLC USD ULTRASH BD ETF | G4955M341 | ETF | 3,150 | $316,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,250 | $314,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 24,950 | $312,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,306 | $310,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 30,134 | $308,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,507 | $306,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,120 | $305,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,296 | $304,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 32,822 | $303,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,742 | $300,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 30,171 | $296,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,233 | $295,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,090 | $294,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,431 | $293,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 13,292 | $293,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,069 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 10,364 | $292,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 39,340 | $290,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,082 | $288,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 29,807 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,349 | $286,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,303 | $286,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,567 | $284,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,249 | $281,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,996 | $280,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 46,158 | $280,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,515 | $279,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,654 | $277,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,225 | $275,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,828 | $274,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,590 | $273,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,260 | $270,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 19,809 | $267,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 5,300 | $266,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 28,500 | $266,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,526 | $264,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,100 | $262,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,252 | $262,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,939 | $258,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 9,882 | $249,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,235 | $247,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,678 | $246,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,862 | $245,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,270 | $244,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,500 | $244,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,465 | $241,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,540 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,496 | $241,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 33,430 | $238,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 3,671 | $236,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,472 | $235,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,020 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,045 | $235,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,998 | $232,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 9,885 | $232,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 909 | $230,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,791 | $230,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,635 | $229,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,125 | $228,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,132 | $228,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 365 | $228,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 31,386 | $228,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 28,145 | $227,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,690 | $226,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 10,679 | $226,000 | thousands by filing date | |
| CHIMERA INVT 8.125 CUM RED SRS D PRF | 16934Q604 | COM | 11,808 | $226,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,160 | $225,000 | thousands by filing date | |
| Annaly Capital Management Inc | 035710862 | US TAXABLE BOND FUNDS | 11,232 | $225,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 14,355 | $223,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,158 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,695 | $222,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,577 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,905 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,901 | $220,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,798 | $218,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,244 | $218,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,670 | $218,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 21,590 | $217,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 534 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,966 | $216,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,507 | $216,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,490 | $216,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,686 | $214,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,717 | $212,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,247 | $212,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,445 | $211,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,050 | $207,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,233 | $207,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 3,786 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,183 | $206,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,871 | $206,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 29,289 | $206,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,334 | $205,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,125 | $204,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,500 | $203,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,739 | $202,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,260 | $200,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 3,130 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,625 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,919 | $196,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,900 | $193,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 30,052 | $193,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,522 | $192,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,215 | $191,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,218 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 10,000 | $190,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,302 | $179,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 16,230 | $166,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 12,813 | $165,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,058 | $162,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,084 | $160,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 16,480 | $159,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,500 | $157,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,560 | $148,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,105 | $147,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,728 | $140,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,507 | $137,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,000 | $134,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,530 | $132,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,692 | $132,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,510 | $125,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,415 | $123,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 12,200 | $122,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,392 | $114,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,124 | $108,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,341 | $107,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,917 | $105,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 10,302 | $103,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,392 | $99,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 10,743 | $97,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,890 | $89,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,000 | $87,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,902 | $86,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,300 | $85,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,538 | $84,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,250 | $80,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,450 | $73,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 25,104 | $72,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,322 | $71,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 19,357 | $69,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 17,250 | $68,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 17,000 | $65,000 | thousands by filing date | |
| iShares S&P 500 Financials Sector UCITS ETF (Acc) | G4R54M656 | ETF | 10,100 | $63,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,298 | $63,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,951 | $62,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,900 | $60,000 | thousands by filing date | |
| iShares S&P 500 Energy Sector UCITS ETF (Acc) | G4R54M599 | ETF | 16,000 | $56,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 49,670 | $55,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 21,300 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY CD CLL ZRO LKD22 | 38148DZ23 | CD CLL ZRO LKD22 | 35,000 | $37,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,409 | $34,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $34,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,373 | $30,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,438 | $25,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 37 | $24,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,000 | $24,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,762 | $19,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10 | $18,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 12,339 | $17,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $17,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2 | $14,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 12,450 | $14,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10 | $11,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 8 | $10,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,500 | $9,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8 | $8,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 139 | $8,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 2 | $7,000 | thousands by filing date | put |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $7,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6 | $6,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 1 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10 | $3,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6 | $3,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16 | $3,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 11 | $3,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 35,200 | $3,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1 | $2,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 3 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 1 | $1,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 4 | $1,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 1 | $1,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 10 | $1,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 6 | $1,000 | thousands by filing date | call |
| BIOTECH MEDICS ORD | 090699307 | ORD | 80,000 | $1,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-014749 | this filing | 2020-07-31 | acceptance time not in the bulk data set |