13F-HR/A filed by BALLAST ADVISORS LLC
BALLAST ADVISORS LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-07-29, with 155 holding rows worth $106,301,000.
- Accession
- 0001398344-20-014605
- Filer
- CIK 1803415
- Filed
- 2020-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 155 entries on the cover page, a total value of $106,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,299,000 with VALUE read as thousands by filing date, 13F file number 028-20071. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 327,517 | $14,499,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150,329 | $11,974,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 447,560 | $11,565,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 33,247 | $8,454,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 113,495 | $6,952,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 63,568 | $3,841,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,566 | $2,261,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,705 | $2,082,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 271,000 | $2,005,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 39,476 | $1,799,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,235 | $1,607,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 37,794 | $1,593,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,299 | $1,517,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,506 | $1,499,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 27,705 | $1,427,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,393 | $1,314,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 624 | $1,217,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 37,155 | $1,216,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,968 | $1,176,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,885 | $977,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,691 | $917,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,200 | $827,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,068 | $818,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,267 | $739,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 20,558 | $725,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 608 | $706,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 16,120 | $659,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 26,405 | $632,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,429 | $560,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,590 | $535,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,289 | $503,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,902 | $497,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,662 | $486,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,624 | $480,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,805 | $449,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,865 | $432,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,715 | $431,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,709 | $426,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,671 | $419,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,171 | $417,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 356 | $414,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,022 | $404,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,179 | $382,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,873 | $380,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,562 | $379,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,457 | $374,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,334 | $370,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,496 | $364,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,632 | $359,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 7,341 | $356,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,836 | $346,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,496 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,147 | $329,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,851 | $326,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,561 | $310,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,874 | $306,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,080 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,871 | $280,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,185 | $267,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,566 | $256,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 26,100 | $254,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,804 | $252,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,192 | $252,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,196 | $246,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,410 | $243,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,963 | $239,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,557 | $238,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,835 | $235,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,467 | $228,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,201 | $224,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,025 | $223,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,084 | $222,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,627 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,498 | $217,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,713 | $214,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,295 | $214,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,381 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,435 | $208,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,673 | $205,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,084 | $204,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 535 | $201,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,456 | $191,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 877 | $186,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 53,397 | $184,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,497 | $177,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,266 | $156,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,338 | $147,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,502 | $134,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,387 | $129,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,040 | $126,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,500 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 903 | $110,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,909 | $104,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,858 | $102,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,760 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,922 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,789 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,149 | $89,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 762 | $88,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,183 | $88,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,908 | $83,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,555 | $79,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 930 | $74,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 766 | $74,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,641 | $71,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 648 | $71,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,100 | $65,000 | thousands by filing date | |
| IJH | 464287507 | COM | 419 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2,368 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,687 | $55,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,187 | $53,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 301 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,448 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 244 | $44,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 921 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 275 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 750 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 677 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 487 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 378 | $36,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 11,000 | $35,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 402 | $32,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 216 | $32,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 443 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 203 | $30,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 530 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 787 | $28,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 884 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 317 | $26,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 181 | $24,000 | thousands by filing date | |
| VTI | 922908769 | COM | 187 | $24,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 225 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 397 | $22,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 152 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 196 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 236 | $18,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 191 | $16,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 152 | $15,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 214 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 16,000 | $15,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 140 | $11,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 177 | $10,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 95 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 170 | $8,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 40 | $7,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 55 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 70 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 30 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 373 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 64 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 119 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 69 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 64 | $4,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 30 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-008077 | superseded | 2020-04-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-20-014605 | this filing | 2020-07-29 | acceptance time not in the bulk data set |