13F-HR filed by AUA CAPITAL MANAGEMENT, LLC
AUA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-13, with 173 holding rows worth $100,001,000.
- Accession
- 0001398344-20-013658
- Filer
- CIK 1706915
- Filed
- 2020-07-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 175 entries on the cover page, a total value of $100,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,995,000 with VALUE read as thousands by filing date, 13F file number 028-18088. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA CORP /DE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 96,985 | $29,906,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 126,991 | $7,730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 120,510 | $6,010,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 46,622 | $5,380,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 45,275 | $3,921,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,072 | $2,957,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 34,879 | $2,899,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 29,802 | $2,463,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,604 | $2,086,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,506 | $2,009,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,844 | $1,839,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,174 | $1,557,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,731 | $1,539,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,495 | $1,511,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 15,019 | $1,429,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,790 | $1,420,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35,775 | $1,388,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,969 | $1,334,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 11,257 | $1,121,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,485 | $1,031,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,742 | $1,023,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,830 | $957,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 6,781 | $802,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,650 | $743,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,884 | $643,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,189 | $548,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,068 | $535,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 368 | $520,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,379 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,048 | $402,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,580 | $363,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 248 | $352,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,500 | $341,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,888 | $340,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,432 | $323,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,500 | $322,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,610 | $320,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,293 | $303,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 63,215 | $283,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,575 | $266,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,368 | $265,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,720 | $255,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,106 | $252,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,100 | $239,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,300 | $232,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,981 | $232,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,937 | $231,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,222 | $231,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,400 | $228,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 750 | $227,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,890 | $227,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,250 | $221,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,775 | $221,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,800 | $215,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 567 | $207,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,686 | $203,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,250 | $197,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 817 | $195,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,750 | $186,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,667 | $186,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,088 | $184,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,710 | $177,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,200 | $170,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,500 | $167,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,721 | $163,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,116 | $163,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 151 | $159,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,030 | $157,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,257 | $157,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 815 | $150,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,170 | $148,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 813 | $144,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,906 | $143,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,000 | $134,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 445 | $131,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 539 | $130,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 411 | $129,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,760 | $129,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,194 | $129,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 952 | $121,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 828 | $120,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,800 | $111,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,029 | $111,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,196 | $111,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 732 | $109,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 536 | $108,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,596 | $106,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,560 | $101,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 670 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 720 | $98,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 800 | $94,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 920 | $93,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 390 | $92,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,598 | $92,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,226 | $90,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,177 | $87,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,680 | $85,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 530 | $79,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,518 | $78,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 600 | $72,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,609 | $72,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,436 | $62,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,108 | $59,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,424 | $56,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 408 | $53,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 170 | $52,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 900 | $51,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 475 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 811 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 340 | $43,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,886 | $43,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,165 | $40,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,800 | $40,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 378 | $31,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 885 | $27,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 503 | $27,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 638 | $26,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,950 | $24,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 241 | $23,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 90 | $22,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 55 | $20,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 524 | $20,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 327 | $19,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 79 | $18,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 700 | $17,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 310 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 350 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,475 | $14,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 230 | $14,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 147 | $13,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 90 | $12,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 455 | $12,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 551 | $12,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 181 | $12,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 100 | $12,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 147 | $11,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 181 | $11,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 500 | $11,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 214 | $10,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 859 | $10,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $10,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,592 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 98 | $9,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 500 | $9,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 100 | $8,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 247 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 104 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 291 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 166 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 175 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,000 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,026 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 120 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 50 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,750 | $3,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 100 | $2,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 87 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 19 | $1,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50 | $1,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4 | $1,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 80 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 150 | $1,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,900 | $1,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-013658 | this filing | 2020-07-13 | acceptance time not in the bulk data set |