13F-HR filed by Foundations Investment Advisors, LLC
Foundations Investment Advisors, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-08, with 163 holding rows worth $1,130,071,000.
- Accession
- 0001398344-20-013428
- Filer
- CIK 1743404
- Filed
- 2020-07-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 163 entries on the cover page, a total value of $1,130,071,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,130,071,000 with VALUE read as thousands by filing date, 13F file number 028-18893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 370,564 | $95,750,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 771,914 | $94,652,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 335,029 | $94,110,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 462,492 | $93,206,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 449,483 | $87,941,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,531,169 | $87,857,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,262,308 | $72,652,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 613,327 | $68,680,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 570,848 | $67,942,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 470,349 | $43,841,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 256,500 | $38,552,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 147,915 | $24,600,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 240,848 | $24,037,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 233,656 | $22,901,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 64,265 | $20,066,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,492,353 | $12,073,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 85,601 | $10,419,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 50,682 | $7,394,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 57,895 | $5,882,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 34,485 | $5,544,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 511,229 | $5,025,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 121,463 | $5,024,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,085 | $4,603,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 64,674 | $3,995,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 69,467 | $3,912,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,373 | $3,790,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 35,120 | $3,697,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 48,504 | $3,542,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,988 | $3,272,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 53,385 | $3,149,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,922 | $3,001,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 30,359 | $2,988,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 76,801 | $2,928,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,566 | $2,874,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 26,557 | $2,699,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30,457 | $2,569,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,640 | $2,411,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 15,713 | $2,146,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 145,480 | $2,107,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 55,864 | $1,985,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 37,781 | $1,916,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 51,659 | $1,797,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 46,382 | $1,751,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,201 | $1,681,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 136,560 | $1,618,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 555 | $1,604,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 56,517 | $1,578,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 43,526 | $1,562,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,538 | $1,549,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 37,857 | $1,540,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 22,189 | $1,518,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,423 | $1,438,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,365 | $1,407,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 54,036 | $1,364,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,825 | $1,360,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 9,475 | $1,341,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 33,402 | $1,332,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 24,485 | $1,324,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,960 | $1,271,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,094 | $1,271,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,443 | $1,261,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 44,693 | $1,260,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,512 | $1,213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,072 | $1,175,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 27,152 | $1,165,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 27,906 | $1,161,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 684 | $1,142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 56,257 | $1,116,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,604 | $1,075,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 35,023 | $1,073,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,677 | $1,069,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 25,559 | $1,050,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,341 | $1,045,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 711 | $1,041,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 43,127 | $1,012,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 62,121 | $998,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,265 | $981,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 20,317 | $962,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 56,624 | $960,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,155 | $932,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,685 | $931,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,735 | $928,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,595 | $909,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 167,132 | $903,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,086 | $888,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,100 | $839,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,952 | $823,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,595 | $811,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,878 | $768,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 13,004 | $750,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,497 | $686,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,338 | $676,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,658 | $661,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 9,638 | $601,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,981 | $591,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,570 | $591,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19,091 | $589,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,508 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,328 | $552,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,012 | $550,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,633 | $545,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,651 | $499,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 15,813 | $485,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,999 | $474,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,541 | $456,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,617 | $448,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,458 | $440,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,202 | $435,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 13,298 | $412,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 10,459 | $411,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 10,822 | $409,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,620 | $406,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 30,940 | $406,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 12,464 | $397,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,704 | $378,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 31,807 | $371,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,066 | $367,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,931 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,112 | $364,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,699 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,903 | $361,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 11,957 | $359,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,852 | $346,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,276 | $339,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 46,489 | $337,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 49,472 | $334,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 34,918 | $332,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,741 | $331,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 6,306 | $328,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 52,475 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 13,800 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 17,710 | $324,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 13,681 | $324,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 3,343 | $324,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,550 | $316,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,001 | $314,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,512 | $308,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,258 | $302,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,663 | $301,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,619 | $297,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,746 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,571 | $283,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,081 | $279,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,205 | $277,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,045 | $261,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,193 | $261,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,781 | $251,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,922 | $243,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,999 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 31,084 | $233,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 943 | $232,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,722 | $229,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,343 | $220,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,243 | $217,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 3,049 | $216,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,244 | $216,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,046 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,462 | $213,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,140 | $205,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,655 | $83,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,727 | $58,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,575 | $31,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,500 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-013428 | this filing | 2020-07-08 | acceptance time not in the bulk data set |