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13F-HR filed by Baker Avenue Asset Management, LP

Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 196 holding rows worth $839,025,000.

Accession
0001398344-20-010101
Filed
2020-05-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2020

A holdings report, 196 entries on the cover page, a total value of $839,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $839,025,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SIMPSON MFG INC829073105COM2,318,925$143,726,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS745,330$63,613,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS516,081$59,540,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS228,489$59,041,000thousands by filing date
VTI922908769COM383,657$49,457,000thousands by filing date
SPDR SERIES TRUST78464A649ST STR AGGRE ETF1,631,218$49,295,000thousands by filing date
VANGUARD INDEX FDS922908637LARGE CAP ETF370,196$43,842,000thousands by filing date
Microsoft Corp594918104COM123,992$19,554,000thousands by filing date
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF241,033$19,533,000thousands by filing date
Apple Inc037833100COM60,135$15,291,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK67,753$10,207,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q837ULTRA SHRT ETF205,240$10,194,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS298,373$9,947,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF185,334$9,907,000thousands by filing date
iShares Russell 2000 ETF464287655SHS85,909$9,833,000thousands by filing date
Communication Services Select Sector SPDR Fund81369Y852SHS206,833$9,150,000thousands by filing date
iShares Floating Rate Bond ETF46429B655SHS187,047$9,116,000thousands by filing date
ISHARES MSCI EAFE GROWTH ETF464288885ETF119,342$8,486,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q761US QUALTY FCTR325,728$8,306,000thousands by filing date
Amazon.com, Inc023135106COM4,084$7,963,000thousands by filing date
ISHARES TR464288281JPMORGAN USD EMG81,398$7,869,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS74,651$7,185,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR69,340$6,800,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS71,909$5,909,000thousands by filing date
Applied Materials,Inc.038222105COM126,081$5,777,000thousands by filing date
AbbVie,Inc.00287Y109COM74,952$5,710,000thousands by filing date
ISHARES TR46432F859CORE 1 5 YR USD112,300$5,671,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH49,419$5,324,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS58,866$5,214,000thousands by filing date
SCHWAB STRATEGIC TR808524839US AGGREGATE B95,125$5,162,000thousands by filing date
Charles Schwab Corp808513105COM148,805$5,002,000thousands by filing date
iShares 0-5 Year TIPS Bond ETF46429B747SHS50,072$5,002,000thousands by filing date
VWO922042858SHS145,980$4,897,000thousands by filing date
Amgen Inc.031162100COM22,935$4,649,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS207,741$4,325,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS19,150$4,315,000thousands by filing date
SPY78462F103SHS15,544$4,006,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM38,540$3,600,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM3,083$3,582,000thousands by filing date
JPMorgan Chase & Co46625H100COM39,793$3,582,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS87,047$3,570,000thousands by filing date
L3HARRIS TECHNOLOGIES INC COM502431109Stock19,615$3,533,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS17,398$3,383,000thousands by filing date
WISDOMTREE TR97717X511YIELD ENHANCD US59,000$3,047,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR372,299$3,011,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF27,169$2,694,000thousands by filing date
Chevron Corporation166764100COM31,289$2,267,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM1,880$2,186,000thousands by filing date
Bank of America Corp060505104COM102,841$2,183,000thousands by filing date
Oracle Corporation68389X105COM40,007$1,933,000thousands by filing date
TARGET CORP COM87612E106Stock20,665$1,921,000thousands by filing date
NVIDIA Corp67066G104COM7,152$1,885,000thousands by filing date
Home Depot, Inc437076102COM9,734$1,817,000thousands by filing date
Costco Wholesale Corporation22160K105COM6,125$1,746,000thousands by filing date
FISERV INC337738108COM18,054$1,715,000thousands by filing date
Honeywell Technologies438516106COM12,432$1,663,000thousands by filing date
UnitedHealth Group Inc91324P102COM6,646$1,657,000thousands by filing date
Vanguard Total World Stock ETF922042742SHS24,899$1,563,000thousands by filing date
Lowes Companies,Inc.548661107COM17,408$1,497,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS42,960$1,400,000thousands by filing date
Walt Disney Co254687106COM14,447$1,395,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM15,090$1,304,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC13,068$1,293,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM5,426$1,291,000thousands by filing date
SNAP INC83304A106CL A103,959$1,236,000thousands by filing date
ISHARES TR464288257MSCI ACWI ETF19,713$1,233,000thousands by filing date
ABIOMED INC003654100COM8,455$1,227,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK12,776$1,223,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS19,367$1,186,000thousands by filing date
ISHARES U S ETF TR46431W507SHOR DURA BD ETF24,285$1,177,000thousands by filing date
Uber Technologies90353T100COM38,762$1,082,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock159,408$1,076,000thousands by filing date
GLU MOBILE INC379890106COMMON STOCK167,438$1,053,000thousands by filing date
iShares Expanded Tech-Software Sector ETF464287515SHS4,858$1,021,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS12,686$1,019,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock7,105$1,018,000thousands by filing date
SONY GROUP CORP SPONSORED ADR835699307ADR17,123$1,013,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD44,124$998,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM12,532$991,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR24,625$985,000thousands by filing date
iShares Gold Trust464285105ISHARES64,704$975,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V621FINL PFD ETF55,030$929,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF17,692$926,000thousands by filing date
Danaher Corporation235851102COM6,530$903,000thousands by filing date
INVESCO S&P 500 TOP 50 ETF46137V233ETF4,518$883,000thousands by filing date
Vanguard Real Estate922908553SHS12,638$882,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH10,550$816,000thousands by filing date
Broadcom Inc.11135F101COM3,434$814,000thousands by filing date
WISDOMTREE TR97717X669US QTLY DIV GRT20,801$809,000thousands by filing date
XPO INC COM983793100Stock16,510$804,000thousands by filing date
BUNGE LTDG16962105COM19,590$803,000thousands by filing date
DROPBOX INC CL A26210C104Stock43,606$789,000thousands by filing date
Intel Corp458140100COM14,490$784,000thousands by filing date
Eaton Corp. PlcG29183103COM10,067$782,000thousands by filing date
International Business Machines Corporation459200101COM6,970$773,000thousands by filing date
American Express Company025816109COM9,007$771,000thousands by filing date
ISHARES TR464287689RUSSELL 3000 ETF5,027$745,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS2,767$727,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS6,255$722,000thousands by filing date
GENERAL ELEC CO369604103COM90,110$715,000thousands by filing date
HUNTSMAN CORP447011107COM49,125$708,000thousands by filing date
Johnson & Johnson478160104COM5,188$680,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock32,735$680,000thousands by filing date
FIRST TR VALUE LINE DIVID IN33734H106SHS24,436$676,000thousands by filing date
ARES CAPITAL CORP04010L103COM62,350$672,000thousands by filing date
ISHARES INC46434G863COM24,524$671,000thousands by filing date
BLUE OWL CAPITAL CORPORATION COM69121K104CEF58,161$671,000thousands by filing date
SPDR SER TR78468R721NUVEEN BLMBRG MU13,201$660,000thousands by filing date
VULCAN MATLS CO COM929160109Stock6,037$652,000thousands by filing date
Qualcomm Incorporated747525103COM9,599$649,000thousands by filing date
Berkshire Hathaway Inc084670702COM3,536$646,000thousands by filing date
PROVENTION BIO INC74374N102COM69,750$641,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS7,755$619,000thousands by filing date
PROSHARES TR74348A467S&P 500 DV ARIST10,610$611,000thousands by filing date
MARTIN MARIETTA MATLS INC COM573284106Stock3,100$586,000thousands by filing date
iShares MSCI KLD 400 Social ETF464288570SHS5,943$578,000thousands by filing date
Pfizer Inc.717081103COM17,704$577,000thousands by filing date
ISHARES TR46435G516COM10,704$569,000thousands by filing date
SUNPOWER CORP867652406COM110,475$560,000thousands by filing date
Sohu.Com Ltd-Adr83410S108COM88,080$548,000thousands by filing date
ISHARES CORE S&P U.S. GROWTH ETF464287671ETF9,504$542,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E511PFD ETF40,710$535,000thousands by filing date
SYSCOCORP871829107COM11,566$527,000thousands by filing date
CALIFORNIA BANCORP INC13005U101COM44,750$523,000thousands by filing date
iShares MSCI ACWI ex U.S. ETF464288240SHS13,693$515,000thousands by filing date
SPROTT PHYSICAL GOLD TR85207H104UNIT38,515$505,000thousands by filing date
SCHD808524797COM10,930$491,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE2,737$484,000thousands by filing date
CORNING INC219350105COM23,427$481,000thousands by filing date
ConocoPhillips20825C104COM15,139$466,000thousands by filing date
Invsc SP 500 Equal Weight Matrl ETF46137V316ETF5,583$458,000thousands by filing date
Visa Inc92826C839COM2,815$453,000thousands by filing date
1LIFE HEALTHCARE INC68269G107COM24,526$445,000thousands by filing date
Mondelez International,Inc. Class A609207105COM8,816$441,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT25,106$425,000thousands by filing date
BARCLAYS BANK PLC06738C778DJUBS CMDT ETN3625,706$424,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF25,640$420,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS3,385$418,000thousands by filing date
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR89,828$403,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS3,650$388,000thousands by filing date
UNITED RENTALS INC COM911363109Stock3,689$379,000thousands by filing date
SPDR SER TR78468R556S&P OILGAS EXP11,175$367,000thousands by filing date
ISHARES TR46432F834COM7,737$363,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V837DORSEY WRIGHT MO6,670$359,000thousands by filing date
INVESCO ACTVELY MNGD ETC FD46090F100OPTIMUM YIELD28,445$336,000thousands by filing date
iShares MSCI EAFE Value ETF464288877SHS9,273$330,000thousands by filing date
MERCADOLIBREINC58733R102STOK662$323,000thousands by filing date
ISHARES TR464288802ESG OPTIMIZED2,950$323,000thousands by filing date
META PLATFORMS INC CL A30303M102COM1,895$316,000thousands by filing date
GREENLANE HLDGS INC395330103CL A183,823$316,000thousands by filing date
VARONIS SYS INC922280102COM4,931$313,000thousands by filing date
CHART INDS INC16115Q308COM10,355$300,000thousands by filing date
TRANE TECHNOLOGIES PLC SHSG8994E103Stock3,607$297,000thousands by filing date
BlackRock Ultra Short-Term Bond ETF46434V878SHS5,930$296,000thousands by filing date
Schlumberger Limited806857108COM21,381$288,000thousands by filing date
ISHARES TR464288729GLOB INDSTRL ETF3,973$282,000thousands by filing date
NEBIUS GROUP N.V.N97284108SHS CLASS A8,270$281,000thousands by filing date
INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF46137V357COM3,341$280,000thousands by filing date
ZILLOW GROUP INC CLASS A98954M101CL A8,260$280,000thousands by filing date
Vanguard S&P 500 ETF922908363COM1,177$278,000thousands by filing date
Verizon Communications Inc92343V104COM5,120$275,000thousands by filing date
Netflix, Inc64110L106COM706$265,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF3,390$261,000thousands by filing date
GLOBANT S AL44385109COM2,911$255,000thousands by filing date
PROSHARES TR74347R107PSHS ULT S&P 5002,846$253,000thousands by filing date
ISHARES TR464288323NEW YORK MUN ETF4,450$251,000thousands by filing date
Raytheon Technologies Corporation75513E101COM2,657$250,000thousands by filing date
iShares S&P Global Clean Energy Index Fund464288224COM26,140$249,000thousands by filing date
VANECK DIGITAL NATIVE ECONOMY ETF92189F882ETF9,620$248,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM1,500$245,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM3,504$245,000thousands by filing date
ZSCALERINC98980G102STOK4,000$243,000thousands by filing date
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF5,441$243,000thousands by filing date
LAM RESEARCH CORP512807108COM1,015$243,000thousands by filing date
Starbucks Corporation855244109COM3,588$235,000thousands by filing date
STIFEL FINL CORP860630102COM5,644$232,000thousands by filing date
EBAY INC. COM278642103Stock7,714$231,000thousands by filing date
SPDR SERIES TRUST78468R408ST TERM HIGH ETF9,655$227,000thousands by filing date
PROSHARES TR74347B201PSHS ULTSH 20YRS14,000$225,000thousands by filing date
U.S. GLOBAL JETS ETF26922A842ETF15,240$224,000thousands by filing date
GW PHARMACEUTICALS PLC36197T103ADS2,500$218,000thousands by filing date
LYFT INC55087P104CL A COM8,000$214,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q746USD EMRNG MKT4,800$208,000thousands by filing date
AT&T Inc00206R102COM7,095$206,000thousands by filing date
EXXON MOBIL CORP30231G102COM5,298$201,000thousands by filing date
NUVEEN NY DIVI ADV67066X107COM14,604$191,000thousands by filing date
PIMCO NEW YORK MUN FD II72200Y102COM18,283$178,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM12,813$176,000thousands by filing date
GOLAR LNG LTDG9456A100SHS22,094$174,000thousands by filing date
3D PRINTING ETF00214Q500ETF10,000$171,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM15,000$147,000thousands by filing date
TILRAY INC88688T100COM CL 219,800$136,000thousands by filing date
SUNDIAL GROWERS INC86730L109COM140,774$90,000thousands by filing date
MACROGENICS INC556099109COM10,000$58,000thousands by filing date
SORRENTO THERAPEUTICS INC83587F202COMMON STOCK10,000$18,000thousands by filing date
CITIGROUP GLOBAL MKTS HLDGS17325E291VLCTYSHS 3X LNG51,000$8,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001398344-20-010101this filing2020-05-14acceptance time not in the bulk data set