13F-HR filed by Powell Investment Advisors, LLC
Powell Investment Advisors, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 115 holding rows worth $82,569,000.
- Accession
- 0001398344-20-009934
- Filer
- CIK 1802195
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 115 entries on the cover page, a total value of $82,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $82,573,000 with VALUE read as thousands by filing date, 13F file number 028-19815. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 51,056 | $8,427,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 77,949 | $7,503,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 141,702 | $4,512,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 81,252 | $4,344,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 55,939 | $4,114,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 24,924 | $3,942,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 115,791 | $3,885,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 45,355 | $3,720,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,228 | $3,662,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 14,926 | $1,815,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 34,649 | $1,658,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 22,985 | $1,473,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11,974 | $1,326,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 755 | $1,241,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 74,194 | $1,094,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 63,949 | $882,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 17,363 | $768,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16,194 | $751,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 56,311 | $675,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 8,965 | $673,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,584 | $670,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,710 | $652,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,919 | $633,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,470 | $628,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 32,487 | $625,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,205 | $618,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,150 | $614,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 46,178 | $614,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,445 | $579,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,251 | $563,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,109 | $562,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 46,117 | $540,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 102,975 | $515,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 34,525 | $488,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 136,129 | $468,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,751 | $457,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,912 | $450,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,629 | $445,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,418 | $444,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 8,072 | $435,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,718 | $421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,214 | $417,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,127 | $400,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,714 | $394,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,305 | $387,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,330 | $385,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,419 | $381,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,544 | $365,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,416 | $358,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,881 | $344,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,220 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,311 | $332,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,170 | $320,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,950 | $306,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,295 | $297,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 229 | $292,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,210 | $290,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,938 | $289,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 58,669 | $283,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,969 | $275,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,779 | $268,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 791 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,692 | $265,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,362 | $256,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 33,237 | $248,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,411 | $247,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,728 | $247,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,378 | $242,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,754 | $241,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,186 | $236,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,164 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,619 | $229,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,462 | $227,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,364 | $224,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,731 | $221,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,485 | $220,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,561 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,803 | $217,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,577 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 12,836 | $217,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,090 | $214,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,816 | $208,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,282 | $206,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,839 | $204,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,855 | $204,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,350 | $203,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 158 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 20,669 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,874 | $181,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,074 | $177,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,346 | $154,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,111 | $130,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,184 | $123,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,017 | $122,000 | thousands by filing date | |
| IJH | 464287507 | COM | 834 | $120,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,094 | $119,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 20,100 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,808 | $96,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,813 | $84,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,869 | $83,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,810 | $71,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 16,322 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,200 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 309 | $35,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 147 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,415 | $28,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,309 | $27,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 264 | $23,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 370 | $23,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 180 | $22,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 200 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 11,410 | $5,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-009934 | this filing | 2020-05-12 | acceptance time not in the bulk data set |