13F-HR filed by EPG Wealth Management LLC
EPG Wealth Management LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-05, with 862 holding rows worth $136,170,000.
- Accession
- 0001398344-20-009363
- Filer
- CIK 1803058
- Filed
- 2020-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,037 entries on the cover page, a total value of $136,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,168,000 with VALUE read as thousands by filing date, 13F file number 028-20045. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPASS MINERALS INTL INC | 20451N101 | COM | 233 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,704 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 519 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 967 | $9,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 322 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 175 | $9,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 307 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 37 | $8,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36 | $8,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 299 | $8,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $8,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 47 | $8,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 270 | $8,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 84 | $8,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 548 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 110 | $8,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 60 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 102 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 101 | $8,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,126 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 230 | $8,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $8,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 759 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 375 | $8,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 782 | $8,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 962 | $8,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 996 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 32 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 121 | $7,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 120 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 201 | $7,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 192 | $7,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 207 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 217 | $7,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 469 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 116 | $7,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 300 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 323 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 311 | $7,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 55 | $7,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 89 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 604 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50 | $7,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 158 | $7,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 132 | $7,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 242 | $7,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 575 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 40 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 29 | $6,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 116 | $6,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 40 | $6,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 117 | $6,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 47 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 107 | $6,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 40 | $6,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 110 | $6,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 30 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 43 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 54 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 429 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 183 | $6,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $6,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 340 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 52 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 163 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 170 | $6,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,437 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 222 | $6,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 165 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 160 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 291 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 102 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 300 | $6,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 48 | $5,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 116 | $5,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 181 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 212 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 147 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 53 | $5,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 224 | $5,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 239 | $5,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 98 | $5,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 207 | $5,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 127 | $5,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 100 | $5,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 112 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 88 | $5,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 53 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 200 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 40 | $5,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 136 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 137 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 39 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 109 | $5,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 70 | $5,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 160 | $5,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 70 | $5,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 378 | $5,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 565 | $5,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 60 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 925 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56 | $5,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 195 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 178 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,185 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,069 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 177 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 50 | $5,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 350 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9 | $4,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 21 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 52 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 57 | $4,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 40 | $4,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 31 | $4,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 21 | $4,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 86 | $4,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 32 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 99 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 116 | $4,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 15 | $4,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35 | $4,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 43 | $4,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 13 | $4,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 164 | $4,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51 | $4,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 40 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4 | $4,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 81 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 50 | $4,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 20 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 140 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 202 | $4,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 171 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 41 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 81 | $4,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 186 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 115 | $4,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 408 | $4,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 514 | $4,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 2,184 | $4,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 19 | $3,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 93 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 50 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 41 | $3,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 105 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 38 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 184 | $3,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 60 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 145 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 34 | $3,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 33 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 115 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 15 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 56 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 179 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 973 | $3,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 200 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 63 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 128 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 144 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 105 | $3,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 560 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 103 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 120 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 116 | $3,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 192 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 110 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 195 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 26 | $3,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 835 | $3,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 19 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 29 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 49 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 61 | $2,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 108 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 193 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 32 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 23 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 82 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 39 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 55 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 47 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 63 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 33 | $2,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 35 | $2,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 13 | $2,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 25 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 312 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 189 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 122 | $2,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 59 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 106 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 111 | $2,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 45 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 60 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 297 | $2,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 174 | $2,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 29 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 13 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 65 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 123 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 107 | $2,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 60 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 65 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 483 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 100 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 500 | $2,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 100 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 1,385 | $2,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 9 | $1,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 23 | $1,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9 | $1,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3 | $1,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 17 | $1,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4 | $1,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 62 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15 | $1,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 16 | $1,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 60 | $1,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 23 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 50 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 25 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 57 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 24 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 100 | $1,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 17 | $1,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 64 | $1,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 4 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6 | $1,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4 | $1,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 19 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 66 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 30 | $1,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 174 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 50 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 53 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 15 | $1,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 93 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 156 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 135 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 22 | $1,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 43 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 207 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 31 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 31 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 29 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 18 | $1,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 23 | $1,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 500 | $1,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPG INDS INC COM | 693506107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUKE REALTY CORP | 264411505 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTIV PLC | G6095L109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAC INTERACTIVECORP | 44919P508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIS CORP | 758932107 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 822 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 1,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-009363 | this filing | 2020-05-05 | acceptance time not in the bulk data set |