13F-HR filed by AlphaCore Capital LLC
AlphaCore Capital LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-04, with 347 holding rows worth $127,140,000.
- Accession
- 0001398344-20-009195
- Filer
- CIK 1713662
- Filed
- 2020-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 347 entries on the cover page, a total value of $127,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,140,000 with VALUE read as thousands by filing date, 13F file number 028-19682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAperio Group, LLC028-11964
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432F834 | COM | 623,610 | $29,316,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 109,162 | $16,192,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,926 | $10,575,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 124,354 | $10,448,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 39,409 | $7,504,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 101,069 | $5,671,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 158,808 | $3,653,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 163,758 | $3,441,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,155 | $2,836,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 126,011 | $2,642,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 61,305 | $2,607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 22,325 | $2,210,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 97,581 | $2,160,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,944 | $1,766,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,331 | $1,632,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,548 | $1,491,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 50,667 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 28,021 | $998,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,947 | $820,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 15,080 | $790,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,127 | $755,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 29,758 | $636,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,272 | $615,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6,899 | $573,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $544,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,825 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 5,605 | $501,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 7,826 | $455,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,708 | $427,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,297 | $426,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,926 | $384,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,805 | $351,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,898 | $345,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 167 | $326,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 250 | $290,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,090 | $290,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,087 | $278,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,613 | $269,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,444 | $263,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,619 | $249,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,322 | $242,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,423 | $242,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $233,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 11,201 | $232,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,661 | $231,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,709 | $217,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 168 | $214,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,409 | $210,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 16,228 | $210,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,605 | $208,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,463 | $207,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 379 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,340 | $182,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,266 | $168,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,364 | $168,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,854 | $167,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 677 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,276 | $160,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,537 | $155,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 5,997 | $150,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,453 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 6,772 | $148,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 5,708 | $141,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 5,594 | $138,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,458 | $133,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,584 | $122,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 877 | $115,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,543 | $113,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 531 | $103,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 798 | $102,000 | thousands by filing date | |
| IJH | 464287507 | COM | 697 | $100,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 851 | $99,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,028 | $99,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,629 | $97,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 944 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 4,607 | $94,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,764 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,913 | $87,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 940 | $86,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 426 | $86,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,016 | $85,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,564 | $85,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 988 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 761 | $82,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,764 | $80,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,883 | $80,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,518 | $79,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,265 | $78,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,049 | $78,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,074 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,220 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 2,993 | $67,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 314 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 500 | $62,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 362 | $60,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 531 | $60,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 221 | $60,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,036 | $59,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 358 | $58,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 781 | $57,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,445 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,588 | $57,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 787 | $54,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 468 | $50,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 888 | $49,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 831 | $48,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 465 | $48,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 410 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,482 | $48,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,091 | $46,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,536 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 817 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 725 | $43,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,000 | $42,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 151 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,108 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 501 | $37,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 154 | $37,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,119 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,980 | $37,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,088 | $36,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 380 | $36,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 657 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,040 | $34,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,650 | $34,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,632 | $34,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 419 | $33,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 434 | $33,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 480 | $32,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 459 | $32,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 525 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,632 | $32,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 803 | $31,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 76 | $29,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 654 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 300 | $29,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,125 | $29,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 256 | $28,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 194 | $28,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 452 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 85 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 288 | $26,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 269 | $26,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 17,000 | $26,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 73 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 192 | $23,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 79 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $23,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,809 | $23,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 543 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 372 | $23,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,615 | $23,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 286 | $22,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 299 | $22,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 459 | $22,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 72 | $22,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 187 | $21,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,100 | $21,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 9,009 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 146 | $20,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 185 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 589 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 693 | $19,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 551 | $19,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 67 | $19,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 77 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 539 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 216 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 400 | $19,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 94 | $18,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 379 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 525 | $17,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 75 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 183 | $16,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 130 | $16,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 786 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 237 | $15,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 129 | $15,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,090 | $15,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 173 | $14,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 413 | $14,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 400 | $14,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 307 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 709 | $14,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 425 | $14,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10 | $13,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 95 | $13,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 402 | $13,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 68 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 748 | $13,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 600 | $12,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 255 | $12,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 302 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 90 | $12,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 300 | $12,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,000 | $12,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,362 | $12,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 112 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,096 | $12,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 149 | $11,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 356 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 409 | $11,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 138 | $11,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 123 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 290 | $11,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 110 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 177 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 238 | $10,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 90 | $10,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50 | $10,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 81 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 55 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 391 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 308 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $10,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,758 | $10,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 8,810 | $10,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 45 | $9,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 456 | $9,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 53 | $9,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 312 | $9,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 145 | $9,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 617 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 78 | $9,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $9,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 379 | $9,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 600 | $9,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 750 | $8,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 170 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 83 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 132 | $8,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 416 | $8,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 77 | $7,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 60 | $7,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 376 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,405 | $7,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,582 | $7,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 309 | $7,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 212 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 223 | $6,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 103 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 818 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,195 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $5,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 47 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 50 | $5,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 137 | $5,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 55 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 140 | $5,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 768 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 133 | $5,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 57 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 191 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 471 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 161 | $5,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 123 | $5,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 5,346 | $5,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 795 | $5,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 28 | $4,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 489 | $4,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 181 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 121 | $4,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 300 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 70 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 324 | $4,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 224 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 300 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 74 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 197 | $4,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,329 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 58 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 179 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 12 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 208 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 102 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 233 | $3,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 35 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 82 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 80 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 78 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 98 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $3,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 40 | $3,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12 | $2,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $2,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 77 | $2,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 21 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12 | $2,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 101 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 80 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 80 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 53 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 76 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 197 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 101 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 538 | $2,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 26 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 100 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,050 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 300 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 50 | $2,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 150 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 11 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 27 | $1,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 61 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 20 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 61 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 64 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 39 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 52 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 45 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 66 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 250 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 455 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 86 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 434 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,500 | $1,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-009195 | this filing | 2020-05-04 | acceptance time not in the bulk data set |