13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 250 holding rows worth $1,379,960,000.
- Accession
- 0001398344-20-003549
- Filer
- CIK 1432529
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 250 entries on the cover page, a total value of $1,379,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,379,960,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 587,656 | $96,152,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 241,095 | $77,931,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 737,534 | $61,849,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 411,189 | $60,790,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 528,824 | $59,424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,588,196 | $46,661,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 305,482 | $39,740,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 306,031 | $32,919,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 175,220 | $30,824,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 570,276 | $30,652,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 255,707 | $25,826,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 546,643 | $24,309,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 152,535 | $24,054,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 497,060 | $21,900,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 123,154 | $20,403,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 107,180 | $20,202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 138,140 | $17,325,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 188,197 | $16,273,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 129,258 | $14,957,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 333,780 | $14,042,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 199,819 | $13,875,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 291,355 | $13,856,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 109,298 | $13,171,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,637 | $12,814,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 240,985 | $12,032,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 71,395 | $11,825,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 213,915 | $11,472,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 98,054 | $11,375,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 136,000 | $10,911,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 173,607 | $10,812,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 205,000 | $10,338,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 74,735 | $10,017,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 106,084 | $9,843,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 173,053 | $9,604,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 92,619 | $9,434,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 183,520 | $9,344,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 104,926 | $9,290,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 79,095 | $9,061,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 477,116 | $9,003,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 277,819 | $8,551,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 92,139 | $8,102,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 33,502 | $8,076,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,353 | $8,043,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 174,726 | $7,951,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 129,105 | $7,880,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 33,348 | $7,771,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 71,108 | $7,758,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200,138 | $7,210,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 110,824 | $7,206,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 87,409 | $7,079,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 39,953 | $7,071,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 50,737 | $6,924,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 114,228 | $6,766,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 114,214 | $6,663,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 58,988 | $6,571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 131,818 | $6,389,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 83,706 | $6,327,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,873 | $6,200,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 48,614 | $6,052,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 99,219 | $5,957,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 73,604 | $5,933,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 26,878 | $5,722,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 110,916 | $5,590,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 187,572 | $5,460,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 28,631 | $5,432,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,698 | $5,394,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 62,404 | $5,232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 95,125 | $5,082,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 188,148 | $5,068,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 62,255 | $4,933,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 48,968 | $4,931,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 18,583 | $4,911,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,794 | $4,744,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,487 | $4,670,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 126,215 | $4,619,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 38,240 | $4,476,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 65,142 | $4,429,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 151,500 | $4,146,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 42,877 | $4,061,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 134,113 | $4,050,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 110,755 | $3,900,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,126 | $3,844,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,686 | $3,591,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 21,466 | $3,579,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 21,850 | $3,513,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,544 | $3,099,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 59,000 | $3,082,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 66,580 | $3,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 42,763 | $3,041,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 47,619 | $2,924,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 330,445 | $2,901,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 43,600 | $2,525,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,894 | $2,504,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,656 | $2,464,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 79,043 | $2,436,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,078 | $2,419,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 80,401 | $2,391,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 301,724 | $2,353,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 18,523 | $2,325,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,249 | $2,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 52,377 | $2,258,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,882 | $2,164,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 40,193 | $2,129,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 160,093 | $2,100,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 18,105 | $2,093,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 85,418 | $2,082,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 8,887 | $2,074,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,233 | $2,063,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 34,200 | $2,056,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 30,763 | $2,055,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,914 | $2,032,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,483 | $1,996,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,651 | $1,893,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,668 | $1,888,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,483 | $1,862,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,843 | $1,846,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 28,070 | $1,831,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 17,818 | $1,647,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 95,108 | $1,632,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,421 | $1,625,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,159 | $1,587,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,156 | $1,531,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,662 | $1,478,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,527 | $1,454,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 29,000 | $1,424,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 55,536 | $1,391,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 56,845 | $1,373,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 91,250 | $1,359,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,222 | $1,343,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,110 | $1,342,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 50,270 | $1,335,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,022 | $1,318,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,600 | $1,286,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 36,042 | $1,269,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7,657 | $1,233,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 66,011 | $1,231,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,475 | $1,164,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,969 | $1,148,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 23,929 | $1,114,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,205 | $1,103,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,140 | $1,095,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,104 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17,379 | $1,075,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,847 | $1,068,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 12,190 | $1,068,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 73,336 | $1,063,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,684 | $1,055,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 94,292 | $1,052,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,555 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,459 | $1,017,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 25,315 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,733 | $994,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,559 | $991,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,872 | $989,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,516 | $985,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 12,274 | $978,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 84,121 | $940,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,587 | $934,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,770 | $916,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,554 | $898,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 24,446 | $878,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 38,882 | $872,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,100 | $866,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 12,538 | $861,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,729 | $844,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,710 | $832,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,172 | $829,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,074 | $788,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,131 | $779,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,434 | $753,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 12,517 | $739,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,688 | $728,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,240 | $720,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,636 | $701,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,355 | $698,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 69,234 | $694,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,148 | $656,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 27,700 | $656,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 12,885 | $651,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,503 | $642,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,278 | $636,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 40,710 | $611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 10,720 | $605,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 183,823 | $598,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,415 | $591,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 41,000 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,869 | $577,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,886 | $571,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,392 | $569,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 92,875 | $561,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 24,355 | $556,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 20,000 | $552,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 14,980 | $547,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,885 | $542,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 174,404 | $524,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,670 | $507,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,946 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,140 | $500,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,751 | $482,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,845 | $479,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 15,295 | $470,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,192 | $449,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 27,500 | $449,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,593 | $442,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,644 | $439,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 26,461 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,670 | $429,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 20,640 | $414,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,851 | $396,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 7,900 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,817 | $389,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,297 | $383,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,485 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 14,000 | $371,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,355 | $369,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 39,828 | $364,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,968 | $351,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $346,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,277 | $341,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,900 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,540 | $322,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 22,094 | $314,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,911 | $308,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,930 | $298,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,815 | $291,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 989 | $289,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,425 | $279,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,500 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,600 | $274,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,104 | $272,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,548 | $272,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 14,961 | $267,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,700 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,000 | $264,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,517 | $263,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,200 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,516 | $256,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,616 | $255,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,000 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,450 | $253,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 759 | $245,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,320 | $240,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10,405 | $233,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 780 | $229,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,500 | $223,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,016 | $220,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 18,283 | $220,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,611 | $214,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,604 | $207,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $143,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-003549 | this filing | 2020-02-14 | acceptance time not in the bulk data set |