13F-HR filed by EPG Wealth Management LLC
EPG Wealth Management LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 667 holding rows worth $136,548,000.
- Accession
- 0001398344-20-003503
- Filer
- CIK 1803058
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 667 entries on the cover page, a total value of $136,548,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,548,000 with VALUE read as thousands by filing date, 13F file number 028-20045. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 108,824 | $10,198,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29,563 | $9,556,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 36,433 | $7,055,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,537 | $5,444,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 80,686 | $4,489,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 28,926 | $3,948,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 18,749 | $3,298,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 61,923 | $3,208,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 59,332 | $2,992,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 36,817 | $2,676,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,906 | $2,537,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,649 | $2,492,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 92,776 | $2,462,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 28,559 | $2,395,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,118 | $2,226,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,645 | $2,097,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,769 | $1,968,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,425 | $1,780,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,702 | $1,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 24,860 | $1,622,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,170 | $1,526,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,351 | $1,513,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 23,217 | $1,462,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,730 | $1,400,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,570 | $1,384,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16,421 | $1,360,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,390 | $1,309,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,867 | $1,180,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 29,196 | $1,100,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,150 | $1,098,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 20,420 | $1,006,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,320 | $1,000,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 27,793 | $994,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,502 | $983,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 19,385 | $961,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,665 | $937,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,311 | $821,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,301 | $779,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,214 | $776,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,712 | $766,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 18,676 | $731,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,047 | $659,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,690 | $658,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,580 | $603,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 315 | $582,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,906 | $546,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,752 | $514,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,821 | $481,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,244 | $473,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,879 | $471,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,424 | $444,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,479 | $435,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,146 | $429,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,591 | $426,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 19,653 | $426,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,950 | $415,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,732 | $413,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,795 | $408,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,205 | $399,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,320 | $388,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 38,554 | $387,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 14,960 | $373,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,088 | $370,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,822 | $360,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 267 | $358,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,521 | $358,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,031 | $352,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,576 | $351,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,890 | $331,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,138 | $315,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,092 | $304,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,529 | $303,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,239 | $303,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,019 | $300,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,673 | $298,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,924 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,295 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 7,686 | $290,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,406 | $289,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,141 | $288,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,382 | $283,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,309 | $278,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,206 | $275,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,926 | $271,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 756 | $249,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 4,717 | $239,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 727 | $236,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,271 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,268 | $227,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 168 | $225,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,116 | $225,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 13,615 | $225,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,345 | $215,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,477 | $215,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,611 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,587 | $205,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 616 | $199,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,061 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3,973 | $195,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 640 | $191,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 671 | $191,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,586 | $190,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,154 | $186,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,234 | $184,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 869 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,562 | $181,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 857 | $177,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,174 | $176,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,639 | $175,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,226 | $173,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 901 | $173,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 8,945 | $171,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,025 | $171,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 6,781 | $170,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,603 | $169,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 724 | $166,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,063 | $159,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,570 | $159,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,665 | $152,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 5,036 | $151,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4,968 | $150,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,754 | $149,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,670 | $145,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,188 | $143,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 585 | $141,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,604 | $141,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 274 | $138,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,167 | $137,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,536 | $129,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 390 | $129,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 2,276 | $128,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,490 | $127,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,668 | $127,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 848 | $125,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,960 | $125,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 694 | $124,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,003 | $124,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 60 | $123,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,295 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,769 | $122,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 2,469 | $122,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 8,283 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 3,905 | $117,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $116,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,112 | $114,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,677 | $108,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 388 | $106,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 887 | $105,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,000 | $105,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 585 | $104,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 5,250 | $103,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,694 | $100,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 571 | $99,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 560 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 820 | $99,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 572 | $98,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,254 | $98,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 299 | $95,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,078 | $95,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,037 | $94,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 958 | $91,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 494 | $89,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,272 | $89,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,760 | $89,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,524 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,066 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,928 | $84,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 886 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,488 | $83,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,540 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,580 | $81,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,494 | $80,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 3,116 | $80,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 2,315 | $79,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,119 | $78,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 902 | $77,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 740 | $76,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 681 | $75,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 688 | $75,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,381 | $73,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 412 | $73,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,723 | $72,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 434 | $72,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 765 | $72,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 209 | $72,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,578 | $72,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 339 | $71,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 879 | $70,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 461 | $70,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 5,327 | $70,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,415 | $70,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 603 | $69,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,108 | $67,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 571 | $67,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,254 | $67,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,139 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,786 | $67,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 554 | $66,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $66,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,351 | $66,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,076 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 514 | $65,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,356 | $64,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 967 | $63,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 778 | $63,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 342 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,359 | $62,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 753 | $60,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 469 | $60,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 362 | $60,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 72 | $60,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,459 | $60,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 499 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 779 | $60,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,271 | $60,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 385 | $59,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 404 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,129 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,274 | $57,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 443 | $57,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 3,871 | $57,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 3,872 | $57,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 266 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 290 | $56,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 443 | $55,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 643 | $55,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 414 | $54,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,299 | $53,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,338 | $53,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 480 | $52,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,113 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,561 | $51,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,399 | $51,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 4,152 | $51,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 934 | $50,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 653 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 555 | $49,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,636 | $49,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 503 | $49,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 326 | $47,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $47,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 540 | $47,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 496 | $47,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,102 | $47,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 433 | $46,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 291 | $46,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 394 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 765 | $45,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 189 | $44,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 391 | $44,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 435 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 900 | $43,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 452 | $42,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 183 | $42,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 485 | $41,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 798 | $40,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,600 | $40,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 351 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,149 | $39,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 616 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,675 | $39,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 207 | $38,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $38,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $38,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 412 | $37,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 636 | $37,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 476 | $37,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 230 | $37,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 984 | $37,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 435 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,221 | $36,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,680 | $36,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 600 | $35,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 358 | $34,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 890 | $33,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,538 | $33,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 170 | $33,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,900 | $32,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,113 | $32,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 464 | $32,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 362 | $32,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 403 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,000 | $32,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 130 | $31,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 444 | $31,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 237 | $31,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 615 | $31,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 585 | $30,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 724 | $30,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 601 | $30,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 516 | $30,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 63 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 840 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 680 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 748 | $28,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,918 | $28,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 203 | $27,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $27,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 288 | $27,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $27,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 145 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 250 | $27,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 396 | $26,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 280 | $26,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 131 | $26,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 649 | $26,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 475 | $26,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,322 | $26,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 88 | $25,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 456 | $25,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 105 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,806 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 107 | $25,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,066 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 125 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 401 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 111 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 600 | $24,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,539 | $24,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,856 | $24,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,003 | $24,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 488 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 475 | $23,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 59 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 206 | $23,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 628 | $23,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 615 | $23,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 135 | $23,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 315 | $23,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 105 | $23,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,200 | $23,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 365 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 162 | $22,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 373 | $21,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 413 | $21,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 358 | $21,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 138 | $21,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 175 | $21,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 458 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 119 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 225 | $21,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 408 | $21,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 280 | $21,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,286 | $21,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 399 | $20,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 60 | $20,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 104 | $20,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,000 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 556 | $20,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 360 | $20,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,784 | $20,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 319 | $19,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 93 | $19,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 350 | $19,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $19,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 32 | $19,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 217 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 653 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 271 | $19,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 626 | $19,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 600 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 133 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 330 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 454 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,261 | $18,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,586 | $18,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 466 | $18,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 234 | $17,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 56 | $17,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 213 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 196 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 414 | $16,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 196 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 316 | $16,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 750 | $16,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 215 | $16,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 181 | $15,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 100 | $15,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 156 | $15,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 900 | $15,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 70 | $14,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 70 | $14,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 174 | $14,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 186 | $14,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 572 | $14,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 200 | $14,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 230 | $14,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 44 | $14,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 435 | $14,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 55 | $14,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,069 | $14,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 80 | $13,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 306 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 371 | $13,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 224 | $13,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 120 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 98 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 270 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,115 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 311 | $13,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 58 | $13,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 874 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 385 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 102 | $12,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 163 | $12,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 541 | $12,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 100 | $12,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,104 | $12,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 58 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 175 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 506 | $12,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 12,000 | $12,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 430 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 132 | $11,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $11,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 245 | $11,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 782 | $11,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 552 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,111 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 63 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 123 | $10,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36 | $10,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 75 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 82 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 60 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 101 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 426 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 320 | $10,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 143 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 37 | $9,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 109 | $9,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 74 | $9,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 107 | $9,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 110 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 82 | $9,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 200 | $9,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 305 | $9,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 578 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 291 | $9,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,000 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 126 | $8,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 164 | $8,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 216 | $8,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 141 | $8,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 55 | $8,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 60 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,166 | $8,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 165 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 471 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 104 | $8,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 138 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 28 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 212 | $7,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 238 | $7,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 163 | $7,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 81 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 68 | $7,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 23 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 137 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 429 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 170 | $7,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 127 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 220 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 178 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 300 | $7,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 90 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 177 | $7,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 131 | $6,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 79 | $6,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 141 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 52 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 121 | $6,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 40 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 147 | $6,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 35 | $6,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 162 | $6,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 105 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 111 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 40 | $6,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 88 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 52 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 118 | $6,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 40 | $6,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 104 | $6,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 30 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 137 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 80 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 108 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 35 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 104 | $6,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 370 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 309 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-003503 | this filing | 2020-02-14 | acceptance time not in the bulk data set |