13F-HR filed by HCR Wealth Advisors
HCR Wealth Advisors filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 236 holding rows worth $412,222,000.
- Accession
- 0001398344-20-002388
- Filer
- CIK 1697715
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 237 entries on the cover page, a total value of $412,222,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $412,222,000 with VALUE read as thousands by filing date, 13F file number 028-17911. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 235,704 | $69,215,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 198,346 | $36,133,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 376,646 | $35,295,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 196,998 | $26,694,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 185,399 | $18,835,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 699,508 | $14,039,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 62,781 | $9,901,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,836 | $7,817,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,261 | $7,565,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 48,617 | $6,777,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,389 | $6,294,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 59,643 | $5,244,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,671 | $4,858,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 31,008 | $4,485,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,389 | $4,414,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,568 | $4,012,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 32,537 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 108,422 | $3,994,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,243 | $3,886,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,783 | $3,463,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 52,234 | $3,375,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 32,348 | $3,005,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,014 | $3,002,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 133,621 | $2,914,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,853 | $2,864,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,378 | $2,757,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 24,520 | $2,703,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,921 | $2,614,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,963 | $2,587,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,702 | $2,519,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 32,810 | $2,416,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 35,552 | $2,312,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,675 | $2,240,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 48,203 | $2,219,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,702 | $2,157,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,567 | $2,121,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,490 | $2,034,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,826 | $1,969,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 28,254 | $1,954,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 21,855 | $1,894,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,454 | $1,846,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 74,404 | $1,827,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 14,150 | $1,814,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,320 | $1,761,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 15,479 | $1,736,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 43,877 | $1,715,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,707 | $1,680,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 17,953 | $1,671,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 17,502 | $1,620,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,932 | $1,614,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,625 | $1,507,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,056 | $1,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 40,433 | $1,433,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 12,702 | $1,428,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,060 | $1,401,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,505 | $1,367,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,423 | $1,362,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,204 | $1,360,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,113 | $1,350,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 26,231 | $1,335,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,711 | $1,283,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,633 | $1,249,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,693 | $1,221,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,216 | $1,220,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,830 | $1,218,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 19,789 | $1,212,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 34,749 | $1,189,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,823 | $1,144,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,600 | $1,112,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,844 | $1,096,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,592 | $1,073,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,487 | $1,044,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 14,445 | $1,016,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,160 | $958,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,703 | $951,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 33,021 | $939,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,725 | $930,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,677 | $865,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 27,340 | $863,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,647 | $846,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,184 | $791,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,439 | $783,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 18,066 | $735,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,355 | $718,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,050 | $669,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 12,880 | $667,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,088 | $655,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,081 | $646,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,505 | $642,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,000 | $632,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,708 | $615,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,325 | $591,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,952 | $578,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,663 | $555,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,645 | $554,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,925 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,348 | $507,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,367 | $489,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,826 | $480,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,188 | $477,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 44,377 | $473,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,128 | $472,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,950 | $463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 15,176 | $453,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 22,807 | $451,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,770 | $448,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,258 | $447,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,664 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,650 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 18,500 | $429,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,627 | $427,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,687 | $425,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,104 | $424,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 18,302 | $408,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,550 | $388,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 45,599 | $372,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,800 | $371,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,298 | $357,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,871 | $350,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,737 | $341,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,025 | $337,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,220 | $328,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,081 | $325,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 542 | $320,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,394 | $317,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 914 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,709 | $310,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,430 | $308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,110 | $301,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,830 | $300,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,656 | $291,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 57,748 | $289,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,348 | $288,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 20,893 | $280,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,333 | $262,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,408 | $255,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,535 | $254,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 47,480 | $254,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,662 | $251,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,998 | $245,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,630 | $233,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,938 | $226,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,023 | $225,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,446 | $220,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,458 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,755 | $208,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,660 | $202,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,000 | $202,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,350 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,406 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,885 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,475 | $196,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,321 | $170,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 636 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,250 | $168,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 495 | $160,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,150 | $158,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,482 | $156,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,007 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 724 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,550 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,080 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,199 | $120,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,825 | $119,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,831 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,513 | $113,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 353 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,200 | $102,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,200 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,910 | $98,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,162 | $89,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,326 | $83,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 452 | $81,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 323 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,190 | $65,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 519 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 700 | $62,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,453 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 965 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 765 | $53,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 425 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 276 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,051 | $44,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,450 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 667 | $40,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 394 | $37,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 600 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 475 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 216 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 127 | $27,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 383 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 218 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 125 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 150 | $20,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 320 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 320 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 380 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 325 | $18,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 441 | $17,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 185 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 379 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 130 | $16,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 173 | $15,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 210 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 400 | $14,000 | thousands by filing date | |
| IJH | 464287507 | COM | 60 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 73 | $12,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 175 | $11,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 57 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,093,150 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 87 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 70 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 250 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 200 | $9,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 115 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 260 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 242 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 219 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 99 | $6,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 86 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 68 | $5,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 50 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 325 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 66 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 50 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 102 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 36 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 20 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 35 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-002388 | this filing | 2020-02-07 | acceptance time not in the bulk data set |