13F-HR filed by ATTICUS WEALTH MANAGEMENT, LLC
ATTICUS WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-03, with 415 holding rows worth $156,808,000.
- Accession
- 0001398344-20-001993
- Filer
- CIK 1800234
- Filed
- 2020-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 415 entries on the cover page, a total value of $156,808,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,808,000 with VALUE read as thousands by filing date, 13F file number 028-19728. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 43,950 | $14,146,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 62,862 | $9,058,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 160,249 | $8,594,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 128,976 | $7,139,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 42,370 | $5,314,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 51,430 | $5,239,000 | thousands by filing date | |
| IJH | 464287507 | COM | 23,189 | $4,773,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 51,663 | $4,736,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,753 | $4,432,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 17,839 | $3,793,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 32,656 | $3,670,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 244,293 | $3,667,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 45,162 | $3,659,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,652 | $3,421,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 21,599 | $3,193,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 33,362 | $3,126,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 41,849 | $3,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,257 | $3,037,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,152 | $2,753,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 65,499 | $2,462,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 114,910 | $2,426,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 14,515 | $2,215,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 19,410 | $1,867,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 19,141 | $1,814,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,090 | $1,742,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,623 | $1,665,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,817 | $1,623,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,724 | $1,584,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,138 | $1,559,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,270 | $1,276,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,983 | $1,220,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,412 | $1,186,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 829 | $1,110,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,545 | $1,073,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,381 | $1,068,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 568 | $1,050,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,354 | $917,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,192 | $903,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,093 | $865,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,965 | $858,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,604 | $825,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,240 | $784,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,880 | $752,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17,680 | $741,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,141 | $620,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,103 | $583,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,801 | $575,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,216 | $566,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,876 | $551,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,380 | $511,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,707 | $510,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,595 | $501,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 364 | $487,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,740 | $479,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,413 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,642 | $408,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,254 | $375,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,276 | $371,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,692 | $368,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,039 | $363,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,781 | $346,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,448 | $340,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,694 | $335,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,010 | $319,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,814 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,957 | $312,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,287 | $301,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,242 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,965 | $288,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,170 | $281,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,029 | $280,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,442 | $276,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,127 | $265,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,919 | $252,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,995 | $241,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,919 | $239,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,542 | $232,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 893 | $232,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,362 | $231,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,287 | $227,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 950 | $220,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,497 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,884 | $218,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,559 | $214,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,471 | $210,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,208 | $188,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,215 | $183,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,986 | $182,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,343 | $180,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 7,000 | $179,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,930 | $176,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 85 | $175,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 955 | $173,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,357 | $171,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,435 | $171,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,705 | $161,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,277 | $159,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 487 | $158,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,551 | $157,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 816 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,670 | $157,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 422 | $155,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,030 | $151,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 965 | $148,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,400 | $144,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,083 | $141,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 426 | $140,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,595 | $139,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,005 | $138,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 830 | $135,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,585 | $133,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 930 | $133,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,887 | $131,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,196 | $130,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 860 | $129,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,150 | $128,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,000 | $128,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,352 | $123,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,530 | $121,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 729 | $116,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,298 | $115,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,034 | $112,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,050 | $112,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,006 | $109,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 412 | $108,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 442 | $107,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,991 | $107,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 245 | $107,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 785 | $107,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 456 | $106,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,500 | $104,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,870 | $104,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 848 | $101,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 515 | $98,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,726 | $97,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 832 | $95,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 738 | $95,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,350 | $91,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,998 | $89,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 455 | $88,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $88,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 252 | $87,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 143 | $85,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 390 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 641 | $82,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 289 | $79,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 253 | $76,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 374 | $75,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,274 | $75,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 387 | $75,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,594 | $75,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,270 | $75,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,019 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,803 | $72,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,709 | $72,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,215 | $72,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,180 | $71,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 335 | $71,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 539 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,130 | $69,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,200 | $68,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 438 | $66,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,201 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 467 | $63,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 505 | $62,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 752 | $61,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 657 | $59,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,000 | $58,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 275 | $57,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 516 | $57,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,000 | $56,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 400 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 450 | $54,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 700 | $53,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 694 | $52,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 237 | $52,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 779 | $51,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,000 | $51,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $50,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 400 | $49,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 450 | $48,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,025 | $47,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 203 | $47,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 735 | $47,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 726 | $47,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 802 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 278 | $45,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,215 | $44,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 666 | $43,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 500 | $39,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 375 | $39,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 258 | $39,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 900 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 381 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 400 | $37,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 3,890 | $35,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 633 | $34,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 181 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 277 | $32,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,000 | $30,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 554 | $30,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,185 | $30,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 90 | $29,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 100 | $29,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 578 | $27,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 325 | $27,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 164 | $26,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 420 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 150 | $25,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 441 | $24,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 618 | $23,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 250 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 325 | $23,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 122 | $22,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 413 | $22,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 162 | $22,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,000 | $22,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,650 | $22,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 400 | $21,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 664 | $21,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 228 | $18,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 213 | $18,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 106 | $18,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 212 | $18,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 125 | $17,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 295 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,180 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 262 | $16,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 860 | $16,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,070 | $16,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 426 | $15,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 35 | $15,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,630 | $15,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 512 | $15,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 185 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 281 | $15,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 150 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 105 | $14,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,000 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $14,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 416 | $13,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,000 | $12,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 430 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 350 | $12,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 665 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 126 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 47 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 453 | $11,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 234 | $10,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $10,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 140 | $10,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 152 | $9,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 200 | $9,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 82 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 35 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 66 | $7,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 17 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 23 | $5,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 45 | $5,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 203 | $5,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 43 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 295 | $4,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 189 | $4,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,350 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 13 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 94 | $3,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 64 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 62 | $2,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 45 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18 | $2,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6 | $2,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24 | $2,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 26 | $2,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 26 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 54 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 41 | $2,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 42 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 22 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 37 | $2,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 61 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 18 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 29 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 103 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 11 | $2,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5 | $1,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4 | $1,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 15 | $1,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 15 | $1,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18 | $1,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 18 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 33 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 14 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15 | $1,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7 | $1,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 19 | $1,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11 | $1,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 13 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 35 | $1,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 15 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 29 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13 | $1,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 13 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20 | $1,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 153 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20 | $1,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 30 | $1,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 158 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5 | $1,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 8 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 11 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 6 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 5 | $1,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8 | $1,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4 | $1,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13 | $1,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 25 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6 | $1,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12 | $1,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 42 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 26 | $1,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 43 | $1,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 21 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 70 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 27 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 23 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 17 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10 | $1,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 18 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 11 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13 | $1,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 59 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 29 | $1,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 9 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14 | $1,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 20 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7 | $1,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 33 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 70 | $1,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 48 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 48 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 41 | $1,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASEYS GEN STORES INC | 147528103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAR CORP COM NEW | 521865204 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS GROUP AG SHS | H42097107 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTAS INC COM | 92276F100 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERSTATE BK CORP | 15201P109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-001993 | this filing | 2020-02-03 | acceptance time not in the bulk data set |