13F-HR/A filed by Family Manage LLC
Family Manage LLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-15, with 186 holding rows worth $268,397,000.
- Accession
- 0001398344-19-020384
- Filer
- CIK 1539947
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 186 entries on the cover page, a total value of $268,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,390,000 with VALUE read as thousands by filing date, 13F file number 028-14892. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 427,480 | $22,943,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 107,622 | $11,720,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 159,259 | $10,682,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 99,604 | $10,133,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 44,941 | $10,065,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 83,199 | $9,203,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 59,035 | $8,208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,981 | $7,304,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 51,966 | $6,214,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,875 | $5,799,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,676 | $5,725,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 136,964 | $5,140,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,782 | $4,829,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 78,036 | $4,319,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,954 | $4,292,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,451 | $4,069,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,039 | $3,915,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 72,958 | $3,886,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,273 | $3,821,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 61,925 | $3,738,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,644 | $3,637,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 71,263 | $3,593,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,539 | $3,491,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,204 | $3,466,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 58,772 | $3,395,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,919 | $3,242,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 81,501 | $2,962,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 31,110 | $2,929,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36,758 | $2,861,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 137,213 | $2,842,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,597 | $2,738,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,103 | $2,702,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32,237 | $2,613,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 162,012 | $2,511,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,730 | $2,422,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 223,963 | $2,408,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,236 | $2,328,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 39,512 | $2,240,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 33,547 | $2,078,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,765 | $2,058,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,695 | $2,010,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,974 | $2,002,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 71,419 | $1,978,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 179,097 | $1,925,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 13,187 | $1,920,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 84,751 | $1,884,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 128,632 | $1,878,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 30,277 | $1,813,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 130,493 | $1,756,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 75,329 | $1,702,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 298,827 | $1,434,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,599 | $1,200,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,964 | $1,199,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 59,089 | $1,177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 85,045 | $1,154,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,812 | $1,123,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 77,504 | $1,113,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,196 | $986,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,249 | $907,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 69,190 | $905,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,146 | $869,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 36,681 | $868,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,040 | $860,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 11,394 | $852,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 59,754 | $847,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 32,744 | $802,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 57,153 | $778,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 44,150 | $758,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,962 | $754,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,482 | $753,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 51,433 | $740,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,796 | $735,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 42,781 | $657,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,277 | $626,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $624,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 193,963 | $611,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 235,000 | $590,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,899 | $577,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 42,872 | $577,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 39,988 | $571,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,965 | $565,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 38,925 | $559,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,475 | $531,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 430 | $524,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36,605 | $524,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 19,500 | $523,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,800 | $499,000 | thousands by filing date | call |
| Blackrock 2022 Global In | 09258P104 | ETF | 51,344 | $493,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 18,110 | $460,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,465 | $431,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 31,495 | $429,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 25,492 | $426,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 29,738 | $413,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 21,046 | $402,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 60,875 | $401,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,096 | $387,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 14,241 | $382,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 35,427 | $372,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 27,782 | $358,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 46,537 | $348,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,524 | $337,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 24,259 | $328,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,475 | $326,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,787 | $316,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,493 | $306,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,035 | $301,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,102 | $290,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,526 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,731 | $281,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,558 | $277,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,861 | $274,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,505 | $272,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,795 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,433 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 29,501 | $271,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,955 | $268,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,623 | $267,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,283 | $266,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,439 | $253,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,298 | $253,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,995 | $248,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,531 | $248,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,269 | $244,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,158 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,906 | $226,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,036 | $222,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,989 | $217,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,404 | $216,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,590 | $214,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,660 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,575 | $195,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,260 | $192,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,337 | $188,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,360 | $186,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,572 | $184,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,582 | $174,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 140,000 | $167,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 446 | $157,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 1,489 | $157,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,294 | $147,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,494 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 735 | $131,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 635 | $130,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 733 | $123,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 787 | $121,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 37,378 | $120,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 3,762 | $106,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17,850 | $103,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,094 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 458 | $88,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,150 | $88,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,674 | $86,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,206 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 935 | $84,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,130 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,000 | $81,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,368 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,504 | $79,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 84,029 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 375 | $60,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,825 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 477 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 421 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 525 | $53,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,895 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 502 | $50,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 285 | $47,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 861 | $43,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $28,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 406 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 236 | $27,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 97 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 459 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 527 | $14,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,200 | $14,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 84 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 131 | $13,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,000 | $13,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 200 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 95 | $6,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 24 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 175 | $5,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 58 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 43 | $2,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-019609 | superseded | 2019-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-19-020384 | this filing | 2019-11-15 | acceptance time not in the bulk data set |