13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 156 holding rows worth $222,805,000.
- Accession
- 0001398344-19-020340
- Filer
- CIK 1504304
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 156 entries on the cover page, a total value of $222,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,805,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 951,444 | $11,512,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 364,971 | $11,460,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 808,500 | $10,849,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 290,602 | $10,563,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 881,445 | $9,705,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 696,885 | $7,805,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 213,615 | $7,800,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 641,805 | $6,854,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 380,079 | $6,020,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 629,694 | $5,976,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 365,988 | $5,794,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 1,378,963 | $5,792,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 414,086 | $4,948,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 339,028 | $4,618,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 215,951 | $3,989,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,202,948 | $3,597,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 360,509 | $3,537,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 240,316 | $3,477,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 454,721 | $3,429,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 353,923 | $3,104,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 273,688 | $2,797,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 175,762 | $2,673,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 238,943 | $2,437,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 239,933 | $2,428,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 225,079 | $2,367,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 147,239 | $2,323,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 220,000 | $2,242,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 242,311 | $2,157,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 208,643 | $2,109,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 360,413 | $2,101,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 195,118 | $2,037,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 193,296 | $1,937,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 131,681 | $1,886,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 220,107 | $1,869,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 191,292 | $1,867,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 171,852 | $1,734,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 168,650 | $1,730,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 159,835 | $1,710,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 407,108 | $1,706,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 168,850 | $1,687,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 155,119 | $1,590,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 150,400 | $1,575,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 150,321 | $1,539,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 150,600 | $1,520,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 152,388 | $1,489,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 71,926 | $1,467,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 144,909 | $1,423,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 143,226 | $1,408,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 96,162 | $1,394,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 140,000 | $1,394,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 75,789 | $1,359,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 258,223 | $1,304,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 125,479 | $1,277,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 155,364 | $1,248,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 124,850 | $1,242,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10316T101 | Com | 118,850 | $1,197,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 161,825 | $1,126,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 104,000 | $1,049,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 100,315 | $1,034,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 101,359 | $1,029,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 73,656 | $983,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 93,274 | $958,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 231,323 | $925,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 58,692 | $899,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 85,601 | $859,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 82,824 | $841,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 114,992 | $837,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 79,737 | $794,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 74,715 | $773,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 75,959 | $752,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,461 | $730,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 70,000 | $725,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 69,826 | $716,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 68,497 | $679,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 66,752 | $675,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 59,889 | $595,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 56,682 | $578,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 54,305 | $562,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 68,461 | $512,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CORP | 23291E121 | Com | 49,998 | $509,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 48,325 | $493,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,630 | $482,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 46,756 | $482,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 141,911 | $467,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 42,670 | $451,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 28,248 | $428,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 35,799 | $368,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 36,100 | $361,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 35,081 | $357,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 30,263 | $316,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 286,902 | $301,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 27,500 | $289,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 26,000 | $275,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 22,811 | $233,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 33,076 | $229,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 18,696 | $193,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 18,003 | $182,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 140,567 | $179,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 106,919 | $172,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 13,950 | $148,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 217,841 | $130,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 12,500 | $123,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 222,786 | $119,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 381,128 | $97,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 64,419 | $93,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 439,890 | $90,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 381,128 | $85,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 118,850 | $83,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 132,500 | $78,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 130,689 | $77,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 70,000 | $70,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 182,896 | $64,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 254,521 | $61,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 168,850 | $51,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 143,550 | $46,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 25,000 | $45,000 | thousands by filing date | |
| LEISURE ACQUISITI 19 WTS WARRANTS EXP 12/05/19 | 52539T011 | Warrants | 61,964 | $45,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 143,226 | $42,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 48,292 | $41,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 143,226 | $40,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 437,350 | $39,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 50,794 | $39,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 25,314 | $38,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 63,951 | $36,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 115,555 | $34,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 56,682 | $34,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 168,850 | $33,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 50,064 | $33,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 79,737 | $33,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 85,601 | $30,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 193,670 | $29,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 82,400 | $26,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 124,850 | $24,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 122,102 | $23,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 68,763 | $23,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 254,521 | $23,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 48,325 | $21,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 100,315 | $20,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 82,824 | $20,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 34,248 | $15,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 25,100 | $15,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 63,938 | $14,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 115,555 | $13,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 70,101 | $12,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 121,215 | $11,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 31,400 | $11,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 54,305 | $10,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 124,850 | $10,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 35,081 | $9,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 35,081 | $9,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 30,000 | $9,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 36,974 | $8,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 63,938 | $7,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 36,974 | $6,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 21,154 | $5,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 25,100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-020340 | this filing | 2019-11-14 | acceptance time not in the bulk data set |