13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 49 holding rows worth $653,440,000.
- Accession
- 0001398344-19-020337
- Filer
- CIK 1278960
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 49 entries on the cover page, a total value of $653,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $653,445,000 with VALUE read as thousands by filing date, 13F file number 028-10791. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 175,000 | $70,000,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 200,000 | $60,666,000 | thousands by filing date | call |
| INFINERA CORP | 45667GAC7 | BOND | 36,573,000 | $32,047,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 28,760,000 | $30,701,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 27,325,000 | $30,570,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 23,000,000 | $26,278,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 29,250,000 | $25,594,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000,000 | $22,610,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 20,010,000 | $22,511,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 19,559,000 | $21,613,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 23,500,000 | $21,238,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,000,000 | $20,889,000 | thousands by filing date | principal |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 17,000,000 | $20,868,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 14,500,000 | $18,977,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 18,999,000 | $18,144,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 16,914,000 | $15,392,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 11,750,000 | $15,275,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 14,000,000 | $14,858,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 13,500,000 | $11,880,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 8,225,000 | $11,309,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 2,310,258 | $10,997,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 11,000,000 | $10,230,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 15,000,000 | $9,825,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 8,341,000 | $9,811,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 7,675,000 | $9,536,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 182,500 | $9,125,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 302,289 | $8,452,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 9,611,000 | $7,833,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960WAA2 | BOND | 13,590,000 | $7,135,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 6,250,000 | $6,344,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,000,000 | $5,520,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,317,000 | $4,706,000 | thousands by filing date | principal |
| PACCAR INC COM | 693718108 | Stock | 60,000 | $4,564,000 | thousands by filing date | put |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 9,768,000 | $4,493,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 437,347 | $4,435,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 4,000,000 | $3,835,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 540,678 | $3,704,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 460,862 | $3,572,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 300,000 | $3,132,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,700,000 | $2,808,000 | thousands by filing date | principal |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 275,000 | $2,778,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,692,286 | $2,663,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,195,708 | $1,970,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 889,369 | $1,743,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 163,100 | $1,223,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 278,210 | $804,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 788,011 | $442,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 75,000 | $261,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,400,000 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-020337 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-19-022038 | base | 2019-12-05 | acceptance time not in the bulk data set |