13F-HR filed by Aptus Capital Advisors, LLC
Aptus Capital Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 474 holding rows worth $1,793,135,000.
- Accession
- 0001398344-19-019636
- Filer
- CIK 1664193
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 476 entries on the cover page, a total value of $1,793,135,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,793,138,000 with VALUE read as thousands by filing date, 13F file number 028-19129. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,105,000 | $624,701,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 4,346,698 | $119,056,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 2,375,528 | $58,658,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 1,469,752 | $38,364,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 1,102,110 | $33,588,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 210,000 | $24,715,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 934,680 | $24,153,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 833,459 | $21,169,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 811,145 | $20,935,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 810,771 | $20,773,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 806,696 | $20,599,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 809,673 | $20,452,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 815,963 | $20,354,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800,357 | $20,231,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 117,500 | $19,881,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 318,893 | $19,156,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 124,000 | $17,614,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 44,000 | $17,163,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 200,000 | $16,836,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 70,000 | $16,309,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 230,000 | $16,240,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 115,000 | $15,988,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 539,716 | $15,846,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 88,000 | $15,671,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 65,000 | $15,081,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 50,000 | $14,839,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 63,000 | $14,110,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 7,900 | $13,714,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 224,318 | $12,737,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 369,748 | $10,308,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 269,057 | $10,218,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 63,595 | $7,208,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 138,574 | $6,975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 233,441 | $6,919,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 197,004 | $6,865,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 177,529 | $6,085,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 160,404 | $5,893,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18,133 | $4,942,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 40,570 | $4,851,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80,331 | $4,320,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 94,226 | $4,228,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,421 | $4,168,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 56,996 | $4,042,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 38,984 | $3,965,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,740 | $3,884,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 45,827 | $3,793,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,685 | $3,691,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 57,168 | $3,664,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,269 | $3,655,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 133,050 | $3,502,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 91,483 | $3,461,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,351 | $3,438,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 92,301 | $3,316,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,414 | $3,251,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,859 | $3,238,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 59,557 | $3,068,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,900 | $3,022,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 57,165 | $3,001,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,996,367 | $2,996,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,153 | $2,995,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 24,698 | $2,959,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 40,083 | $2,918,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 36,145 | $2,903,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 13,195 | $2,901,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 53,100 | $2,856,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 64,024 | $2,847,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 18,551 | $2,833,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 23,600 | $2,828,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 47,200 | $2,815,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47,200 | $2,815,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 47,200 | $2,794,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 47,200 | $2,794,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 23,600 | $2,777,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,215 | $2,755,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,800 | $2,738,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 28,097 | $2,732,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 21,379 | $2,700,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 31,563 | $2,697,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 48,557 | $2,685,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,475 | $2,683,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 70,800 | $2,679,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,108 | $2,660,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 59,000 | $2,647,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 30,371 | $2,616,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,179 | $2,609,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 9,713 | $2,604,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 11,717 | $2,600,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 53,100 | $2,593,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 53,100 | $2,593,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 21,897 | $2,570,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 29,766 | $2,556,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 31,519 | $2,554,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 59,092 | $2,521,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 59,000 | $2,518,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 35,400 | $2,500,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 16,117 | $2,498,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 12,852 | $2,488,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 12,852 | $2,480,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 89,540 | $2,479,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 10,256 | $2,473,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 88,500 | $2,451,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 29,500 | $2,442,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 47,200 | $2,432,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 12,366 | $2,426,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,500 | $2,391,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 9,375 | $2,380,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 53,100 | $2,321,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 53,100 | $2,321,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 11,800 | $2,315,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 17,700 | $2,290,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 42,392 | $2,260,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 53,974 | $2,257,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,700 | $2,236,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 53,100 | $2,221,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 47,200 | $2,204,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 47,200 | $2,204,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,875 | $2,152,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,000 | $2,120,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 66,360 | $2,114,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,700 | $2,099,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 47,200 | $2,099,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 6,405 | $2,097,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 72,900 | $2,078,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 35,483 | $2,049,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 35,400 | $2,045,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 41,300 | $2,039,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 41,300 | $2,039,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 70,800 | $2,019,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 25,299 | $1,975,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 10,369 | $1,930,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,200 | $1,914,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 53,100 | $1,908,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 35,400 | $1,859,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 13,059 | $1,815,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,496 | $1,674,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 18,311 | $1,670,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 28,464 | $1,648,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,944 | $1,604,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,356 | $1,589,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,224 | $1,556,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,893 | $1,527,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 29,322 | $1,487,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 24,035 | $1,484,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 53,834 | $1,482,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 29,185 | $1,455,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 35,400 | $1,448,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 62,515 | $1,448,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,952 | $1,446,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 14,529 | $1,443,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 27,909 | $1,407,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 12,762 | $1,401,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 52,969 | $1,384,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 24,963 | $1,373,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 369 | $1,372,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 31,669 | $1,357,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 12,669 | $1,356,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,644 | $1,353,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 16,879 | $1,346,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 214,967 | $1,344,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 685 | $1,343,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,668 | $1,319,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 14,716 | $1,316,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 61,815 | $1,314,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 9,684 | $1,305,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,178 | $1,304,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 52,357 | $1,303,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 61,216 | $1,303,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 61,567 | $1,297,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,799 | $1,291,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 26,993 | $1,270,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 21,019 | $1,266,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,848 | $1,259,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,031 | $1,257,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,582 | $1,247,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8,816 | $1,238,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 25,430 | $1,223,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 18,323 | $1,215,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 21,774 | $1,212,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 9,409 | $1,206,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 48,998 | $1,204,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 38,610 | $1,184,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 22,068 | $1,177,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 34,626 | $1,148,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,540 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,998 | $1,088,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 31,394 | $1,069,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 45,122 | $1,066,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 608 | $1,055,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 19,599 | $1,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 33,287 | $1,034,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 41,055 | $1,031,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 40,496 | $973,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 49,361 | $967,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,721 | $958,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,028 | $915,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 73,423 | $873,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,852 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 31,650 | $836,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 17,512 | $831,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 17,460 | $753,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 11,055 | $748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 14,840 | $744,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 53,262 | $730,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,564 | $718,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 38,888 | $708,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,672 | $698,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,881 | $697,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,381 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,847 | $686,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,520 | $686,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 34,364 | $684,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,498 | $679,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 8,254 | $678,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,486 | $672,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,610 | $665,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,199 | $662,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 8,250 | $653,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,927 | $647,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 14,124 | $633,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,312 | $630,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,032 | $620,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 11,716 | $619,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 11,409 | $600,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 17,041 | $598,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 13,369 | $596,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,750 | $590,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,026 | $586,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,313 | $582,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,305 | $581,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 20,805 | $578,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,558 | $578,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,976 | $572,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 14,022 | $571,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10,837 | $569,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 28,787 | $565,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,158 | $564,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 24,562 | $563,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,687 | $561,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 23,826 | $560,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,462 | $558,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,270 | $557,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,276 | $555,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,256 | $553,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,110 | $549,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,898 | $548,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 8,250 | $545,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 8,580 | $543,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,696 | $541,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,854 | $540,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,324 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,074 | $535,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,816 | $533,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,982 | $532,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 11,154 | $530,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 8,137 | $526,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,425 | $526,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,781 | $514,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,985 | $505,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 24,928 | $496,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,728 | $492,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,151 | $492,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 5,101 | $488,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 59,400 | $487,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,696 | $486,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,367 | $485,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,862 | $482,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,696 | $479,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,516 | $476,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,508 | $474,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,628 | $474,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 13,004 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,855 | $469,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,230 | $467,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,492 | $454,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,058 | $451,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,444 | $450,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,851 | $446,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,773 | $442,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,032 | $441,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,007 | $434,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,066 | $434,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,775 | $431,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 13,820 | $431,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,884 | $429,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,118 | $425,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 45,753 | $420,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,250 | $419,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 13,410 | $418,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,544 | $414,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,158 | $412,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,630 | $410,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22,506 | $410,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,480 | $402,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,717 | $401,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 11,165 | $397,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,479 | $393,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,732 | $392,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,062 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 8,988 | $388,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,966 | $387,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,505 | $387,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,280 | $383,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,362 | $380,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,686 | $378,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,169 | $373,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,490 | $370,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,679 | $367,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 296 | $361,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,556 | $358,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,237 | $355,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,564 | $355,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,194 | $348,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,550 | $347,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,650 | $345,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,224 | $342,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,880 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,710 | $323,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 54,920 | $321,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,857 | $316,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 17,146 | $315,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15,002 | $312,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,600 | $303,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,440 | $303,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,605 | $299,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,191 | $283,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 21,795 | $278,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,430 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,678 | $270,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,810 | $266,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 491 | $265,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,518 | $264,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,618 | $264,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,186 | $258,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 5,116 | $256,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,872 | $255,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,006 | $253,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,080 | $253,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 44,399 | $253,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 10,098 | $248,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,837 | $246,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 845 | $243,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,610 | $239,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,200 | $239,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,106 | $235,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,807 | $231,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,448 | $231,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,270 | $226,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,165 | $224,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,189 | $224,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,430 | $217,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,675 | $212,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,672 | $208,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,400 | $204,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,744 | $204,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,601 | $202,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,433 | $202,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,310 | $202,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 162 | $197,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,174 | $195,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 797 | $185,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,366 | $162,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 3,023 | $160,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 5,700 | $157,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,023 | $154,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,045 | $145,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,901 | $136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,993 | $134,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,000 | $130,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 130,949 | $130,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,852 | $129,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,376 | $127,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,153 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,770 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,222 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,106 | $104,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 342 | $102,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,013 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 455 | $98,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,500 | $92,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,330 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,153 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,112 | $82,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 830 | $82,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,723 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,760 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,729 | $69,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 734 | $67,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 574 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 405 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,543 | $58,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 342 | $57,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,209 | $57,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 2,000 | $53,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 415 | $52,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 566 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,716 | $51,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,990 | $49,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,624 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,263 | $44,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 307 | $43,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 110 | $42,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 748 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 382 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,252 | $38,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 678 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 317 | $36,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,145 | $36,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 698 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 475 | $34,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 300 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 165 | $32,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 523 | $31,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 283 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,000 | $30,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,019 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 228 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 246 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 501 | $26,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 538 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 128 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 550 | $24,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 223 | $24,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 465 | $23,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 702 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 372 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 312 | $21,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 270 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 842 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 145 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 590 | $17,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 112 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 389 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 128 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 486 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 432 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 559 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 120 | $12,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 95 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 169 | $11,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 400 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 129 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 62 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 199 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 186 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 75 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 275 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 124 | $8,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 36,381 | $7,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 35 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 192 | $6,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 154 | $6,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 90 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 195 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 253 | $5,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 26 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 20 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 75 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 59 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 193 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 33 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 80 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 35 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 95 | $3,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 47 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 64 | $2,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 88 | $2,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 40 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 37 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 31 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 89 | $1,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-019636 | this filing | 2019-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-19-020373 | base | 2019-11-14 | acceptance time not in the bulk data set |