13F-HR filed by Grey Ledge Advisors, LLC
Grey Ledge Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 371 holding rows worth $147,265,000.
- Accession
- 0001398344-19-019563
- Filer
- CIK 1660694
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 4,986 entries on the cover page, a total value of $147,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,302,000 with VALUE read as thousands by filing date, 13F file number 028-17980. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DNP SELECT INCOME FD INC | 23325P104 | COM | 507,746 | $6,533,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,692 | $4,232,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 42,937 | $3,362,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,233 | $3,048,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 56,736 | $3,040,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,404 | $3,000,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,272 | $2,634,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,133 | $2,627,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,767 | $2,455,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,590 | $2,438,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,985 | $2,319,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,332 | $2,280,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,223 | $2,216,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,963 | $2,215,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 13,447 | $2,192,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 13,132 | $2,146,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 31,533 | $2,111,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24,533 | $2,052,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,109 | $2,044,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,678 | $1,994,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,423 | $1,882,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31,677 | $1,860,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,672 | $1,823,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,810 | $1,726,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,299 | $1,601,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 27,396 | $1,596,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,296 | $1,589,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,109 | $1,564,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,983 | $1,542,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,324 | $1,451,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,681 | $1,429,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 18,651 | $1,374,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,698 | $1,355,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,812 | $1,322,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,845 | $1,315,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 33,303 | $1,304,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 19,436 | $1,298,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,855 | $1,278,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,742 | $1,272,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 37,201 | $1,271,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,859 | $1,252,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,983 | $1,243,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,328 | $1,228,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,296 | $1,227,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,186 | $1,213,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,137 | $1,206,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,373 | $1,157,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,680 | $1,129,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 71,462 | $1,117,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,109 | $1,074,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 21,031 | $1,068,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,974 | $1,066,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 21,839 | $1,042,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,337 | $1,031,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,822 | $1,007,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,980 | $936,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,766 | $934,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,258 | $922,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,852 | $827,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,655 | $814,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 658 | $802,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,997 | $791,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15,597 | $774,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,491 | $737,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,656 | $729,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13,965 | $723,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,377 | $712,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,238 | $684,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 37,322 | $678,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,853 | $668,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,118 | $661,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,564 | $626,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 39,358 | $612,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,054 | $611,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 11,626 | $610,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,157 | $600,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,093 | $559,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,640 | $533,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,544 | $499,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,406 | $496,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,110 | $466,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 16,467 | $465,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,800 | $461,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 7,272 | $425,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,761 | $414,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,399 | $412,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,386 | $411,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,708 | $406,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,206 | $405,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,781 | $398,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,557 | $396,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,436 | $396,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,700 | $395,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,550 | $388,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,760 | $387,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,377 | $376,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,800 | $361,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,259 | $359,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,458 | $358,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,134 | $358,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 10,690 | $349,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $347,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,754 | $330,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,753 | $330,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,059 | $314,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,219 | $312,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,181 | $311,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,200 | $291,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,126 | $290,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,466 | $290,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,025 | $286,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,966 | $281,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,157 | $278,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,617 | $274,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,581 | $272,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,251 | $266,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,859 | $266,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,442 | $258,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,671 | $258,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,035 | $257,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,600 | $255,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,611 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,695 | $251,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 198 | $242,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,561 | $238,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,647 | $236,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,890 | $233,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,818 | $231,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,321 | $218,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,887 | $208,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,179 | $203,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,980 | $202,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,853 | $196,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,729 | $190,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,011 | $186,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 863 | $176,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,498 | $176,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 950 | $172,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,113 | $169,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,976 | $167,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 622 | $166,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,306 | $162,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,620 | $162,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 788 | $161,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 515 | $150,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,127 | $150,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 919 | $149,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 984 | $146,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,423 | $145,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,127 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,182 | $143,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 978 | $141,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $136,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,518 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 716 | $136,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 535 | $134,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,800 | $133,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,182 | $132,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,511 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 787 | $128,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 895 | $123,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,525 | $122,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,184 | $120,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 483 | $112,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,346 | $109,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 880 | $109,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 910 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 576 | $107,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 543 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,791 | $105,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,334 | $105,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 546 | $105,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,999 | $105,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,497 | $102,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 506 | $96,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 788 | $94,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,160 | $93,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 526 | $92,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,458 | $89,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 613 | $89,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,043 | $89,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 415 | $86,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,246 | $80,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 395 | $79,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,105 | $77,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 333 | $74,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 644 | $72,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,515 | $69,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 624 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 500 | $67,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 690 | $65,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 787 | $63,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 524 | $62,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 296 | $62,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,327 | $62,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 685 | $61,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 500 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,057 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 500 | $59,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 600 | $58,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 355 | $57,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,265 | $55,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $54,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 789 | $54,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 377 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 313 | $53,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 875 | $52,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,270 | $52,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,268 | $51,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,853 | $51,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,000 | $49,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 380 | $48,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,718 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 340 | $48,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 336 | $46,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 324 | $46,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 736 | $45,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 775 | $43,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 271 | $43,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 473 | $43,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 536 | $43,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,067 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 260 | $41,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 465 | $41,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 400 | $41,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 224 | $40,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 161 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 375 | $39,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,867 | $38,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 924 | $38,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,597 | $38,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 231 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,000 | $37,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 799 | $36,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 492 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 200 | $36,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 298 | $34,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 748 | $34,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 320 | $33,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 597 | $32,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 237 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,425 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 541 | $31,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 306 | $30,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 936 | $30,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 331 | $30,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 200 | $30,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 365 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 132 | $29,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,431 | $28,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,000 | $27,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 477 | $27,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 900 | $26,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 125 | $26,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 948 | $26,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $26,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 160 | $26,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,629 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 838 | $26,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,000 | $26,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 281 | $26,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,208 | $25,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 3,586 | $25,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 107 | $24,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 400 | $24,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 294 | $24,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 221 | $24,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 76 | $23,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,487 | $23,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 374 | $23,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 559 | $23,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 531 | $23,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 412 | $22,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 262 | $21,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 503 | $21,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,153 | $20,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,500 | $20,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 98 | $18,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 216 | $18,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 620 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 251 | $17,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 185 | $17,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 620 | $17,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $17,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 356 | $17,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 200 | $17,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 257 | $17,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 268 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 151 | $16,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 560 | $16,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 202 | $16,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 138 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 243 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 289 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 123 | $14,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 48 | $12,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 200 | $12,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 855 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 100 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 240 | $12,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 229 | $10,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 101 | $10,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30 | $10,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 672 | $10,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 106 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 66 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 646 | $10,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 32 | $9,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 151 | $9,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 46 | $9,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 466 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $9,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 87 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 110 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 159 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 113 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 65 | $8,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 69 | $7,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 24 | $7,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 204 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30 | $7,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 260 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 557 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 166 | $7,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 123 | $7,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 126 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 138 | $6,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 99 | $6,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 347 | $6,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 109 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 42 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 95 | $6,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 477 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 188 | $5,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 21 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 93 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 110 | $5,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 56 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 86 | $5,000 | thousands by filing date | |
| IJH | 464287507 | COM | 22 | $4,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 69 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 39 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 110 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 181 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 118 | $4,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 233 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 27 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50 | $3,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 100 | $3,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 194 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $2,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 116 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 60 | $2,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 127 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 27 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 105 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 37 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 20 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081507 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-019563 | this filing | 2019-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-19-019933 | base | 2019-11-13 | acceptance time not in the bulk data set |