13F-HR filed by Capital Investment Advisory Services, LLC
Capital Investment Advisory Services, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 1,425 holding rows worth $358,568,000.
- Accession
- 0001398344-19-018014
- Filer
- CIK 1659203
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,425 entries on the cover page, a total value of $358,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,559,000 with VALUE read as thousands by filing date, 13F file number 028-17635. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HASBRO INC COM | 418056107 | Stock | 75 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 275 | $9,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 8 | $9,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 225 | $9,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 80 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 204 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 483 | $9,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 500 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 328 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 251 | $9,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 785 | $9,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 700 | $9,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 75 | $9,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,063 | $9,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 247 | $9,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 106 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 40 | $9,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 190 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 174 | $9,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 337 | $9,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,515 | $9,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,492 | $9,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 7,200 | $9,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 350 | $9,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,000 | $9,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75 | $8,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 205 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $8,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 200 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $8,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 125 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 500 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $8,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 258 | $8,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 70 | $8,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 457 | $8,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 500 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,000 | $8,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 156 | $8,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 688 | $8,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 107 | $8,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 519 | $8,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $8,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 143 | $8,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 500 | $8,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 534 | $8,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 300 | $8,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 414 | $7,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 685 | $7,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 120 | $7,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 99 | $7,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 151 | $7,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 649 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 60 | $7,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 130 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100 | $7,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 386 | $7,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 80 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 169 | $7,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 296 | $7,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 104 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 54 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 75 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 810 | $7,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 150 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 337 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 149 | $7,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 288 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 458 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 170 | $7,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 325 | $7,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 650 | $7,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,000 | $7,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 898 | $7,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,170 | $7,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,000 | $7,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 300 | $7,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 34 | $6,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 42 | $6,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 66 | $6,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 275 | $6,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 41 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 938 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 106 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 218 | $6,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 106 | $6,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 172 | $6,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 104 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 675 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 116 | $6,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 40 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 607 | $6,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,060 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 166 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 191 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 100 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 218 | $6,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 90 | $6,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,000 | $6,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,000 | $6,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 200 | $6,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 350 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 47 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $5,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 220 | $5,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 75 | $5,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 99 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 35 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 76 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 85 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 216 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 318 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 33 | $5,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 510 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 35 | $5,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 667 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,500 | $5,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 147 | $5,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 132 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 112 | $5,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 200 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 60 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 313 | $5,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 172 | $5,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $5,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 200 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 200 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 132 | $5,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 500 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 290 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 115 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 50 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 150 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 404 | $5,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 100 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 135 | $5,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,000 | $5,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 221 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,500 | $5,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 150 | $5,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 159 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 200 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 250 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 146 | $4,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 31 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 268 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 200 | $4,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 50 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 260 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 68 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 50 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 180 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 126 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,000 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 91 | $4,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 140 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 93 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 70 | $4,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 77 | $4,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 550 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 252 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 200 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 665 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 58 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 514 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300 | $4,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 148 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,667 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,535 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $4,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 511 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 40 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 150 | $4,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 338 | $4,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 223 | $4,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 350 | $4,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 75 | $3,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15 | $3,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 20 | $3,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 14 | $3,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 75 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 217 | $3,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 100 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 152 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 70 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 66 | $3,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 25 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 200 | $3,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 141 | $3,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 100 | $3,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 120 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50 | $3,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 20 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 42 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 30 | $3,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 38 | $3,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $3,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 163 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43 | $3,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 185 | $3,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 148 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 71 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 240 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 450 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 201 | $3,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 250 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 89 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 75 | $3,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 27 | $3,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 400 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 48 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 97 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 101 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 76 | $3,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 200 | $3,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 274 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 681 | $3,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 88 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 54 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 88 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 2,000 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 700 | $3,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 75 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 123 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 700 | $3,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 275 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 700 | $3,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 60 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 51 | $2,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 25 | $2,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 26 | $2,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 15 | $2,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 20 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 92 | $2,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 70 | $2,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 145 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 20 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 35 | $2,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 38 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 58 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 162 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 75 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 229 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 25 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 40 | $2,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 10 | $2,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 100 | $2,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 135 | $2,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 100 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 52 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 65 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 200 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 45 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 52 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 193 | $2,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 75 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 105 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 100 | $2,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 50 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 62 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 46 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 302 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 110 | $2,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 200 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 25 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7 | $1,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $1,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 200 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 5 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 325 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 28 | $1,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 200 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 250 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 857 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 11 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 25 | $1,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 131 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 40 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10 | $1,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 16 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 26 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 15 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 19 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 47 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 100 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 25 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 40 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 140 | $1,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 16 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 45 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 29 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 41 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 120 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 74 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 19 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 75 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 100 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 200 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 30 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 200 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 44 | $1,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 50 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 16 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 31 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 88 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 46 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 16 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 800 | $1,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 50 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 190 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 55 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 11 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 41 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STORE CAP CORP | 862121100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVETRUS INC | 22304C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUECAR INC | 89785L107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BK Technologies Corp. | 05587G104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENSKY INC | 39572G100 | CL A | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-018014 | this filing | 2019-10-17 | acceptance time not in the bulk data set |