13F-HR filed by Biltmore Family Office, LLC
Biltmore Family Office, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-16, with 174 holding rows worth $231,543,000.
- Accession
- 0001398344-19-017933
- Filer
- CIK 1731123
- Filed
- 2019-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 174 entries on the cover page, a total value of $231,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,548,000 with VALUE read as thousands by filing date, 13F file number 028-18589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 81,815 | $11,375,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 718,178 | $10,126,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 66,000 | $7,806,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 92,299 | $6,517,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 47,535 | $6,480,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 36,979 | $6,079,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 73,927 | $5,754,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 41,028 | $4,681,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,627 | $4,620,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 47,664 | $4,569,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 51,157 | $4,539,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,121 | $4,194,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 53,667 | $4,064,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 52,546 | $4,007,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 103,371 | $3,964,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,126 | $3,502,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25,139 | $3,451,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,819 | $3,403,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 22,461 | $3,266,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 23,115 | $3,252,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 23,573 | $3,218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,965 | $3,213,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 49,212 | $3,209,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,857 | $3,087,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 67,031 | $3,067,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,649 | $3,066,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 52,921 | $3,029,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,812 | $2,950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 62,171 | $2,754,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 16,900 | $2,741,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 53,849 | $2,661,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 47,345 | $2,633,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 24,371 | $2,525,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,423 | $2,401,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 43,589 | $2,390,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 14,084 | $2,281,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,137 | $2,135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 10,740 | $1,921,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,132 | $1,879,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 49,313 | $1,866,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,241 | $1,862,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 33,500 | $1,753,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,084 | $1,751,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,594 | $1,674,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,365 | $1,641,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,230 | $1,502,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 25,260 | $1,463,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,882 | $1,456,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 18,681 | $1,369,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15,608 | $1,324,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,542 | $1,297,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,607 | $1,258,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,031 | $1,257,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 45,130 | $1,244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 6,140 | $1,203,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,008 | $1,196,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,224 | $1,190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 40,437 | $1,186,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,877 | $1,156,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,773 | $1,149,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,220 | $1,132,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,720 | $1,095,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,707 | $1,084,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,478 | $1,039,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,507 | $1,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,325 | $1,037,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,856 | $1,010,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,445 | $966,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,315 | $961,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,000 | $927,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,480 | $926,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 23,300 | $908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 19,500 | $896,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,077 | $882,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,970 | $830,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,856 | $784,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,724 | $780,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,000 | $735,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,080 | $690,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,245 | $687,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,160 | $680,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 18,414 | $646,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,695 | $640,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,000 | $632,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,000 | $622,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,417 | $558,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 281 | $551,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,000 | $550,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,945 | $528,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,642 | $511,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,000 | $500,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,202 | $493,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,517 | $490,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,400 | $476,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,175 | $473,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,640 | $470,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,323 | $467,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,000 | $465,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,027 | $450,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,560 | $449,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,457 | $449,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,000 | $448,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 256 | $444,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,000 | $431,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,468 | $430,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,796 | $425,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 15,070 | $411,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,419 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,125 | $408,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,383 | $403,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,610 | $395,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 21,100 | $376,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,891 | $371,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,112 | $369,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,296 | $361,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,690 | $359,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,485 | $345,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,610 | $338,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,922 | $336,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 57,627 | $332,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,200 | $330,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,243 | $324,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,000 | $322,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,000 | $320,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,600 | $309,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,809 | $305,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,715 | $305,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,000 | $298,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,615 | $297,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 969 | $289,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 533 | $288,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,680 | $282,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,057 | $279,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,422 | $277,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,942 | $276,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $249,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,078 | $245,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,000 | $245,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,000 | $233,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,352 | $232,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,383 | $220,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,473 | $213,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,339 | $213,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,250 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,600 | $163,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 650 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,425 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,190 | $134,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 450 | $111,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,500 | $107,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,750 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,410 | $98,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 500 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 500 | $54,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 510 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 800 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,000 | $41,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 331 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 275 | $36,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 310 | $28,000 | thousands by filing date | |
| VTI | 922908769 | COM | 145 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 245 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 300 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 97 | $12,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 271 | $7,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 136 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 45 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 114 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 85 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 13,091 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 242 | $4,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 59 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-017933 | this filing | 2019-10-16 | acceptance time not in the bulk data set |