13F-HR filed by Foundations Investment Advisors, LLC
Foundations Investment Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-07, with 129 holding rows worth $762,644,000.
- Accession
- 0001398344-19-017596
- Filer
- CIK 1743404
- Filed
- 2019-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 129 entries on the cover page, a total value of $762,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $762,644,000 with VALUE read as thousands by filing date, 13F file number 028-18893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500,220 | $63,898,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 353,611 | $57,865,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 308,417 | $57,387,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 438,161 | $57,027,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 423,786 | $48,138,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 398,172 | $46,542,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 308,159 | $44,658,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 308,904 | $43,833,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 426,644 | $36,760,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,772,136 | $33,281,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 108,158 | $31,411,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 702,783 | $26,165,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 310,020 | $24,566,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 214,765 | $19,058,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 166,069 | $18,228,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,232,509 | $12,386,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 96,928 | $11,015,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 95,888 | $10,967,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 52,769 | $5,361,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 125,031 | $5,040,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 32,677 | $4,547,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 455,645 | $4,471,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 34,712 | $4,100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,281 | $3,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 116,993 | $2,948,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 137,307 | $2,448,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,468 | $2,305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 120,506 | $2,280,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 123,639 | $2,238,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,313 | $2,230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 43,816 | $2,155,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 54,377 | $2,097,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 322,177 | $1,975,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,011 | $1,904,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32,501 | $1,745,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,071 | $1,676,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 31,560 | $1,676,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,104 | $1,658,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,357 | $1,614,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 32,279 | $1,596,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,825 | $1,592,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 30,730 | $1,563,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 32,046 | $1,530,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 41,419 | $1,489,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 38,370 | $1,415,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,632 | $1,313,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 664 | $1,302,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 67,518 | $1,301,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 8,284 | $1,222,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 35,129 | $1,207,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,166 | $1,201,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,575 | $1,179,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,445 | $1,178,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27,018 | $1,167,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,809 | $1,150,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,596 | $1,140,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,298 | $1,137,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,674 | $1,134,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 28,384 | $1,116,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31,189 | $1,091,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 40,149 | $1,066,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,657 | $1,029,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,404 | $1,023,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,601 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,751 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,989 | $991,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 18,864 | $982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 20,874 | $982,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 40,579 | $971,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,822 | $959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 30,933 | $957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 48,261 | $933,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 33,461 | $903,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,949 | $891,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 749 | $890,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 27,720 | $860,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,768 | $855,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 9,003 | $786,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,711 | $761,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,895 | $761,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,518 | $698,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,833 | $643,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 355 | $612,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,119 | $577,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,615 | $563,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,287 | $545,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 44,241 | $509,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,460 | $505,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,419 | $496,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,507 | $466,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 18,629 | $466,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,081 | $458,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,222 | $455,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,882 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,894 | $404,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,143 | $396,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,704 | $390,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,548 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,110 | $351,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,250 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,479 | $341,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,962 | $316,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,713 | $300,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 707 | $297,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,708 | $295,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,073 | $289,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 19,985 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,678 | $272,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,032 | $262,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,336 | $258,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,129 | $254,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,170 | $252,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,415 | $250,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,305 | $244,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,998 | $240,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,947 | $237,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,780 | $237,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,822 | $234,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,727 | $230,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,075 | $226,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,487 | $224,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,058 | $219,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,591 | $219,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,548 | $219,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,594 | $212,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,481 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,778 | $66,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,870 | $43,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,500 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-017596 | this filing | 2019-10-07 | acceptance time not in the bulk data set |