13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2013-03-31, filed 2019-05-20, with 63 holding rows worth $18,714,000.
- Accession
- 0001398344-19-009129
- Filer
- CIK 1728321
- Filed
- 2019-05-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A holdings report, 63 entries on the cover page, a total value of $18,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,715,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 16,968 | $2,466,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,919 | $1,735,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,521 | $1,471,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,776 | $830,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,717 | $815,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,274 | $579,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,077 | $562,000 | thousands by filing date | |
| HIG 7 1/4 04/01/13 | 416515708 | CMN | 20,800 | $494,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,335 | $481,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,950 | $475,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,138 | $419,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 13,630 | $410,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,194 | $345,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,165 | $343,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,671 | $339,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,901 | $323,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,785 | $313,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,374 | $310,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,817 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,806 | $291,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,910 | $272,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,497 | $270,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,792 | $263,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,975 | $262,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,696 | $255,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,787 | $249,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,801 | $248,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,146 | $244,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,629 | $236,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,205 | $235,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 9,536 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,834 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,509 | $226,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,919 | $221,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,371 | $210,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,049 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 6,650 | $207,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,937 | $199,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,529 | $199,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,533 | $165,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 70,400 | $137,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 13,207 | $132,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 20,399 | $109,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,987 | $98,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 11,500 | $75,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4 | $71,000 | thousands by filing date | put |
| ING | 44977W106 | EXCHANGE TRADED | 10,000 | $64,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 30 | $37,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 30 | $26,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 26 | $9,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 43 | $7,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 35 | $6,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 24 | $6,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 49 | $6,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 17 | $5,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 10 | $4,000 | thousands by filing date | call |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11 | $1,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 4 | $1,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5 | $1,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYECITY COM INC | 30231H100 | COM | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-009129 | this filing | 2019-05-20 | acceptance time not in the bulk data set |