13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,373 holding rows worth $219,660,000.
- Accession
- 0001398344-19-009005
- Filer
- CIK 1776792
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 17,315 entries on the cover page, a total value of $219,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,573,000 with VALUE read as thousands by filing date, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 528 | $7,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 200 | $7,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 161 | $7,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 500 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 452 | $7,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 300 | $7,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 170 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 307 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,000 | $7,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 300 | $7,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 157 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 110 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 130 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 25 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 40 | $6,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 103 | $6,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 66 | $6,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 32 | $6,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 69 | $6,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 60 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 161 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 77 | $6,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 124 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 63 | $6,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 45 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 60 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 101 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 30 | $6,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 675 | $6,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 730 | $6,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 325 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 148 | $6,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 200 | $6,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 235 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 199 | $6,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 150 | $6,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 150 | $6,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 50 | $6,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 61 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 138 | $6,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 150 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 146 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 99 | $6,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 124 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 42 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 275 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 200 | $6,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 465 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 176 | $6,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 250 | $6,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 300 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 200 | $6,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 22 | $5,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 78 | $5,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 127 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 121 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $5,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 65 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 33 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 60 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 70 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 250 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 146 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 80 | $5,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 185 | $5,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 355 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 69 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 53 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 68 | $5,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 158 | $5,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 32 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 41 | $5,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 774 | $5,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 367 | $5,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 103 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 79 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 600 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 353 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 349 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 97 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 140 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 26 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $5,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $5,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 300 | $5,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 200 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 400 | $5,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 64 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 29 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 124 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 282 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 167 | $4,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 113 | $4,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 60 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 150 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 20 | $4,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 57 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 26 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 38 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 29 | $4,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 400 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 190 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 123 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 160 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 126 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 62 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 89 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 146 | $4,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 625 | $4,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 200 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 70 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 162 | $4,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 70 | $4,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 123 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 158 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 200 | $4,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 75 | $4,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 84 | $4,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 53 | $4,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 300 | $4,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 200 | $4,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,000 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 121 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 62 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 188 | $4,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 500 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 300 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 43 | $3,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 93 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 65 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 25 | $3,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 22 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 22 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 111 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $3,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $3,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 71 | $3,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 10 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 21 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 125 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 83 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 82 | $3,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 261 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 160 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 173 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 789 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 70 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 65 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 229 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 109 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 163 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 119 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 38 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 45 | $3,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 325 | $3,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 21 | $3,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 50 | $3,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 55 | $3,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 308 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 331 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200 | $3,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 147 | $3,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 22 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,190 | $3,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 75 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 210 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 684 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 117 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 140 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 47 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 119 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 307 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 112 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 611 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,500 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 300 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 111 | $3,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 245 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 105 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,100 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 36 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 33 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 27 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 14 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10 | $2,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 151 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 10 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 150 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 78 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 148 | $2,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 26 | $2,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 101 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 30 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 50 | $2,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 36 | $2,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 116 | $2,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 125 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 20 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 19 | $2,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 32 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 28 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 27 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 36 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $2,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 17 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 200 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 43 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 50 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $2,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 40 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 133 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 349 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 13 | $2,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 29 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 67 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 160 | $2,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 22 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 153 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 9 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 40 | $2,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 34 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 56 | $2,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 115 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 125 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 767 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 26 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 189 | $2,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 59 | $2,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 300 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,500 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 700 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $1,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 20 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 22 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 19 | $1,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 40 | $1,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 13 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 23 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 4 | $1,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 59 | $1,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 16 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 77 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 109 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 32 | $1,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 12 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 12 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 179 | $1,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 53 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 10 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 17 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 50 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 102 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 13 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 110 | $1,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 37 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 76 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 20 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 31 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 20 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 10 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 64 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 33 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 20 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 45 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 34 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 46 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 155 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 73 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 113 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 20 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 25 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 267 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 8 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 600 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 10 | $1,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 7,452 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 73 | $1,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 12 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 266 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 96 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 266 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,200 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 450 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 600 | $1,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 74 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 65 | $1,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 3,700 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLAUKOS CORP COM | 377322102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 1,225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-009005 | this filing | 2019-05-15 | acceptance time not in the bulk data set |