13F-HR filed by Capital Investment Advisory Services, LLC
Capital Investment Advisory Services, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-23, with 1,258 holding rows worth $268,485,000.
- Accession
- 0001398344-19-006866
- Filer
- CIK 1659203
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,258 entries on the cover page, a total value of $268,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,493,000 with VALUE read as thousands by filing date, 13F file number 028-17635. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITT INC COM | 45073V108 | Stock | 75 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 288 | $4,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10 | $4,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 30 | $4,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 26 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 120 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 180 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 126 | $4,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 50 | $4,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 185 | $4,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 148 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 70 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 252 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 665 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 313 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 58 | $4,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 50 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 150 | $4,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 338 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 404 | $4,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 223 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100 | $4,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 875 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 300 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,500 | $4,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 750 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 123 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 74 | $3,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 75 | $3,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 26 | $3,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 55 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30 | $3,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 81 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 30 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 350 | $3,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 25 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 45 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 116 | $3,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 141 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 92 | $3,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 50 | $3,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 100 | $3,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 300 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 325 | $3,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 25 | $3,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 131 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 60 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 30 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 58 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 50 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 91 | $3,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 163 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 500 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 65 | $3,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 45 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 240 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 25 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 75 | $3,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 27 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 97 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 200 | $3,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 170 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 65 | $3,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 75 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 88 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 300 | $3,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 400 | $3,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 88 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 85 | $3,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 300 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 12 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 51 | $2,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 15 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 56 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 120 | $2,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 70 | $2,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,000 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 35 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 857 | $2,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 20 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 75 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 176 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 20 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 35 | $2,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 38 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 38 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 47 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 142 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 75 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 229 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 120 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 92 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 80 | $2,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 10 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 250 | $2,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 135 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 44 | $2,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 48 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 65 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 31 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 71 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 88 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 45 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 60 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 52 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 90 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 193 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 105 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 100 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 62 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 75 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 46 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 302 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 635 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 500 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 110 | $2,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 41 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 26 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 10 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 5 | $1,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 100 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 325 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 28 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 145 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 100 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,000 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 25 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 40 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 16 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 137 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 30 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 15 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 25 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 16 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 40 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 140 | $1,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 16 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 41 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 19 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 75 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 101 | $1,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 50 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 33 | $1,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 46 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 50 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 43 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 21 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 400 | $1,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 42 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 16 | $1,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 45 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 800 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 500 | $1,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 50 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 190 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 55 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 40 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 11 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPO INC COM | 983793100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STORE CAP CORP | 862121100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVETRUS INC | 22304C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUECAR INC | 89785L107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIM COML TR CORP | 125525105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-006866 | this filing | 2019-04-23 | acceptance time not in the bulk data set |