13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-06, with 434 holding rows worth $341,980,000.
- Accession
- 0001398344-19-002134
- Filer
- CIK 1728321
- Filed
- 2019-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 434 entries on the cover page, a total value of $341,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,985,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 70,416 | $17,598,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 111,029 | $17,514,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,112 | $10,682,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 32,653 | $7,615,000 | thousands by filing date | |
| VTI | 922908769 | COM | 43,979 | $5,613,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,074 | $5,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 185,239 | $4,911,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 77,446 | $4,058,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 485,903 | $4,023,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,090 | $3,970,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,738 | $3,906,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 37,773 | $3,700,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 125,587 | $3,584,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 83,780 | $3,554,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,690 | $3,444,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35,024 | $3,431,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 75,604 | $3,379,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 21,647 | $3,339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 46,260 | $3,241,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 43,779 | $3,035,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,175 | $2,907,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 16,486 | $2,850,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,914 | $2,837,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,668 | $2,692,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,912 | $2,528,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 38,772 | $2,403,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 29,738 | $2,347,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,879 | $2,271,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,384 | $2,270,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,782 | $2,104,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,931 | $2,102,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,408 | $2,066,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 82,815 | $2,045,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 82,003 | $2,020,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,893 | $2,012,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,519 | $1,945,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 19,175 | $1,911,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,774 | $1,853,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,651 | $1,826,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 36,365 | $1,813,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,799 | $1,780,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 22,779 | $1,775,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23,627 | $1,762,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 62,234 | $1,738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 53,067 | $1,679,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,539 | $1,606,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,063 | $1,599,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 30,701 | $1,585,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,843 | $1,573,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,257 | $1,562,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,640 | $1,559,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,302 | $1,552,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 53,062 | $1,543,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,465 | $1,517,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,253 | $1,512,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,745 | $1,472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17,224 | $1,455,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,326 | $1,412,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,411 | $1,407,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,796 | $1,406,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,442 | $1,404,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 13,170 | $1,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,948 | $1,394,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,119 | $1,384,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,650 | $1,358,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,066 | $1,356,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,672 | $1,353,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 67,250 | $1,348,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 765 | $1,318,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35,381 | $1,313,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 142,893 | $1,289,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,061 | $1,278,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,648 | $1,271,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,195 | $1,206,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,703 | $1,190,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,540 | $1,171,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,075 | $1,158,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,475 | $1,149,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,097 | $1,116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,994 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 45,395 | $1,057,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,580 | $1,034,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,264 | $1,000,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 41,952 | $999,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,637 | $969,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 74,515 | $965,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,053 | $952,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,156 | $945,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,976 | $926,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,709 | $919,000 | thousands by filing date | |
| NOMURA SCIENCE AND TECHNOLOGY I | 466001807 | ETF | 15,177 | $902,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,690 | $895,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,745 | $886,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,329 | $882,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,409 | $850,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,498 | $843,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,408 | $834,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 41,968 | $827,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 94,343 | $824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 21,285 | $816,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,241 | $807,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 16,465 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,780 | $790,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20,573 | $786,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,689 | $785,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,399 | $764,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 62,145 | $764,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,692 | $760,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 23,795 | $758,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,589 | $748,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 13,763 | $747,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 60,722 | $746,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 35,641 | $740,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,342 | $738,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 26,403 | $734,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,768 | $729,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,515 | $725,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 72,549 | $725,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,189 | $721,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,881 | $706,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,537 | $704,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,520 | $702,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,705 | $696,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,271 | $696,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20,911 | $694,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,825 | $686,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 89,251 | $676,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,023 | $675,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,379 | $665,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,509 | $644,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,440 | $641,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,828 | $636,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,608 | $633,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,080 | $628,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,809 | $626,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,128 | $624,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,454 | $622,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,641 | $621,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,819 | $603,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,271 | $599,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,166 | $598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,760 | $597,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,627 | $593,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,218 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,683 | $582,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,558 | $573,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,062 | $564,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,927 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,482 | $562,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,958 | $561,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,500 | $557,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,195 | $556,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 41,032 | $555,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 14,505 | $554,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 46,900 | $550,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,715 | $543,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 16,692 | $541,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,924 | $538,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,164 | $533,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 33,666 | $532,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 22,508 | $532,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 11,585 | $520,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,691 | $513,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,087 | $507,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,708 | $501,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,460 | $499,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,050 | $498,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 28,475 | $497,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 64,641 | $495,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,257 | $494,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,706 | $493,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,445 | $481,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,984 | $480,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,758 | $479,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,181 | $476,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,290 | $475,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,197 | $473,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 13,087 | $467,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,156 | $464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 20,230 | $462,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,026 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,377 | $458,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,897 | $455,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,233 | $453,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 8,372 | $448,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,725 | $436,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,470 | $436,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,875 | $433,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,999 | $424,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,724 | $421,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,380 | $420,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,009 | $417,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 20,108 | $417,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 29,668 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,449 | $414,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,333 | $413,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,952 | $413,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,020 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,768 | $405,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 22,156 | $401,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,324 | $398,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 24,650 | $398,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,123 | $396,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,571 | $394,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,032 | $394,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,154 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,313 | $390,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,412 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,025 | $388,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,083 | $388,000 | thousands by filing date | |
| Lazard Global Infra Inst | 52106N459 | ETF | 28,721 | $388,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,180 | $387,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,125 | $387,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,573 | $385,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,766 | $382,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 8,984 | $380,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 10,000 | $374,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,084 | $371,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 860 | $371,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,695 | $369,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,683 | $361,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,404 | $359,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,503 | $355,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,021 | $354,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,416 | $350,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,645 | $350,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,771 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,176 | $348,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,012 | $345,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,253 | $345,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,202 | $345,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,000 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 3,126 | $343,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,146 | $337,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,788 | $334,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,273 | $333,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,901 | $332,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,107 | $326,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,932 | $326,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,882 | $324,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,587 | $323,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,128 | $321,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 11,100 | $319,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 13,610 | $319,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,393 | $318,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,966 | $317,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,144 | $317,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 31,764 | $317,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 12,898 | $317,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,268 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,602 | $313,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 31,864 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,977 | $310,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,941 | $309,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,435 | $309,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,483 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,460 | $307,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,161 | $305,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,208 | $304,000 | thousands by filing date | |
| Capstead Mortgage | 14067E605 | PFD | 12,700 | $304,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,978 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,723 | $301,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,619 | $299,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,577 | $295,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,408 | $293,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,193 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,730 | $293,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,894 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,379 | $290,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,105 | $290,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,330 | $288,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,269 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,738 | $278,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,929 | $277,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,779 | $276,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,100 | $275,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,971 | $274,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,919 | $274,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,121 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,116 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,210 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,937 | $271,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,766 | $270,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,645 | $267,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,884 | $267,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,444 | $266,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,380 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,250 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,080 | $264,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,573 | $263,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,626 | $262,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 23,215 | $260,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,992 | $258,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,035 | $258,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,305 | $257,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,164 | $257,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,461 | $257,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,685 | $256,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 36,375 | $255,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,674 | $251,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,335 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,380 | $249,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,890 | $249,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,325 | $249,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,386 | $248,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,657 | $247,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,297 | $246,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,484 | $246,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,168 | $243,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,849 | $243,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,030 | $241,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,443 | $239,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,101 | $237,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,000 | $235,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 720 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 8,895 | $229,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,825 | $228,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,750 | $228,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,311 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,592 | $227,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,751 | $225,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,000 | $222,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,135 | $221,000 | thousands by filing date | |
| Nuveen Equity Long Short Fund | 67065W167 | FUND | 5,447 | $221,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,238 | $220,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 37,274 | $220,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,711 | $219,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,422 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,074 | $219,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 744 | $218,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,870 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 8,000 | $216,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,106 | $215,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 29,503 | $214,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,720 | $211,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,852 | $211,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,303 | $209,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,783 | $206,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,606 | $206,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 779 | $205,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,785 | $205,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,577 | $204,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 8,623 | $204,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,400 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,359 | $203,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,452 | $202,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,200 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,434 | $202,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,369 | $202,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,450 | $201,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,782 | $201,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,531 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,620 | $191,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,385 | $190,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,049 | $183,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,677 | $170,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,566 | $169,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 28,000 | $165,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 23,054 | $165,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 16,169 | $165,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,408 | $160,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,723 | $160,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,484 | $156,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 40,300 | $154,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,118 | $152,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,120 | $150,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 10,000 | $147,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,134 | $145,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,661 | $142,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,731 | $135,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 11,587 | $129,000 | thousands by filing date | |
| FIDELITY UN STR TR II ARIZ MUN MMKT | 316450105 | STR TR II ARIZ MUN MMKT | 127,155 | $127,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,700 | $118,000 | thousands by filing date | |
| Tgr Financial Inc | 87243P108 | Equity | 11,168 | $116,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 17,435 | $104,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,173 | $99,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,585 | $94,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 24,539 | $92,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,023 | $90,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,700 | $85,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,000 | $82,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,862 | $82,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,839 | $78,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 36,000 | $77,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 46,836 | $73,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,981 | $72,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,677 | $66,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,721 | $61,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 34,104 | $60,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,725 | $59,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,035 | $51,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,802 | $48,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,650 | $39,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 12,339 | $38,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16 | $29,000 | thousands by filing date | put |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $29,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 23,390 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,000 | $23,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,000 | $22,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12 | $19,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 4 | $19,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,000 | $10,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,000 | $10,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22 | $9,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 14 | $9,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 13 | $9,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 5 | $9,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2 | $8,000 | thousands by filing date | call |
| Hemp Inc | 423703206 | COM | 200,300 | $8,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,600 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,075 | $6,000 | thousands by filing date | |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 7 | $3,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 8 | $2,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1 | $2,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1 | $1,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 1 | $1,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 2 | $1,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 1 | $1,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 4 | $1,000 | thousands by filing date | call |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 46,536 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FS Investment Corp II | 35952V105 | Stock | 16,370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 31,708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-002134 | this filing | 2019-02-06 | acceptance time not in the bulk data set |