13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2019-01-28, with 87 holding rows worth $29,240,000.
- Accession
- 0001398344-19-001095
- Filer
- CIK 1728321
- Filed
- 2019-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 87 entries on the cover page, a total value of $29,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,240,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 7,385 | $3,697,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,369 | $1,456,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 17,763 | $1,424,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,876 | $1,391,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,087 | $1,263,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,822 | $1,185,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 39,374 | $1,028,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 36,658 | $889,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 44,730 | $796,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,340 | $792,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,855 | $681,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,326 | $544,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 25,080 | $520,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,017 | $490,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,580 | $462,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,372 | $460,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,205 | $416,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,350 | $397,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,125 | $396,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,295 | $395,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,248 | $384,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,482 | $374,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,941 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,393 | $350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,238 | $344,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,566 | $338,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,185 | $331,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,372 | $327,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,444 | $327,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,357 | $322,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,034 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,799 | $319,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,611 | $310,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,104 | $297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,471 | $283,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,395 | $264,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,216 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,666 | $255,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,851 | $249,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,885 | $249,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,864 | $242,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,573 | $229,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,260 | $223,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,508 | $216,000 | thousands by filing date | |
| 38259p508 | COM | 183 | $216,000 | thousands by filing date | ||
| Merck & Co.,Inc. | 58933Y105 | COM | 4,022 | $213,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,009 | $210,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,136 | $208,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,302 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 6,579 | $203,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,423 | $203,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,590 | $202,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,116 | $202,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,658 | $201,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 11,951 | $165,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,585 | $142,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 11,897 | $127,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,499 | $126,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 21,730 | $116,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,927 | $113,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,084 | $109,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,987 | $86,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9 | $85,000 | thousands by filing date | put |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 47,691 | $52,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 12,500 | $51,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 17,400 | $27,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45 | $25,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,614 | $24,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,200 | $17,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6 | $10,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 38 | $9,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 28 | $8,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 1 | $5,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 15 | $4,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 16 | $4,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 8 | $3,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 10 | $2,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $2,000 | thousands by filing date | call |
| United Health Prods Inc COM | 91059d100 | COM | 10,049 | $2,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 91 | $1,000 | thousands by filing date | call |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 23,500 | $1,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 25 | $1,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-001095 | this filing | 2019-01-28 | acceptance time not in the bulk data set |